Circular Letter CVM/SMI/SIN 01/2018

26/03/2018 SEI/CVM - 0470775 - Ofício-Circular https://sei.cvm.gov.br/sei/controlador.php?acao=documento_imprimir_web&acao_origem=arvore_visualizar&id_documento=503039&infra_sistema=100000100& SECURITIES AND EXCHANGE COMMISSION OF BRAZIL Rua Sete de Setembro, 111/2-5º and 23-34º Floors, Centro, Rio de Janeiro/RJ – ZIP: 20050-901 – Brazil - Tel.: (21) 3554-8686 Rua Cincinato Braga, 340/2º, 3º and 4º Floors, Bela Vista, São Paulo/ SP – ZIP: 01333-010 – Brazil - Tel.: (11) 2146-2000 SCN Q.02 – Bl. A – Ed. Corporate Financial Center, S.404/4º Floor, Brasília/DF – ZIP: 70712-900 – Brazil -Tel.: (61) 3327-2030/2031 www.cvm.gov.br Circular Letter No. 1/2018-CVM/SMI/SIN Rio de Janeiro, March 26, 2018.

To
Directors Responsible for CVM Instruction No. 301, of April 16, 1999

Subject: Communications published by the FATF.

Dear Sirs/Madams,

1. With a view to the faithful compliance with CVM Instruction No. 301/99, in particular, to the provisions of item VIII, of Article 6, and item I of § 1, of the same article, we inform you that the Financial Action Task Force (FATF), in a plenary meeting held on February 23, 2018, approved and published communications that list countries and jurisdictions with strategic deficiencies in the prevention of money laundering and the combating of terrorist financing. The communications, translated into Portuguese, were disclosed on the electronic address of the Financial Activities Control Council (COAF):
   https://coaf.fazenda.gov.br/links-externos/comunicado-do-gafi-de-23-de-fevereiro-de-2018 https://coaf.fazenda.gov.br/links-externos/aprimorando-a-observancia-global-ald-cft-processo-em-curso-2013-23-de-fevereiro-de-2018

Sincerely,

FRANCISCO JOSÉ BASTOS SANTOS DANIEL WALTER MAEDA BERNARDO Superintendent of Market Relations and Intermediaries Superintendent of Institutional Investor Relations

Document electronically signed by Daniel Walter Maeda Bernardo, Superintendent, on 03/26/2018, at 09:16, based on art. 6, § 1, of Decree No. 8.539, of October 8, 2015. Document electronically signed by Francisco José Bastos Santos, Superintendent, on 03/26/2018, at 11:34, based on art. 6, § 1, of Decree No. 8.539, of October 8, 2015. The authenticity of the document can be verified on the site https://sei.cvm.gov.br/conferir_autenticidade, by providing the verification code 0470775 and the CRC code D7156D78. This document's authenticity can be verified by accessing https://sei.cvm.gov.br/conferir_autenticidade, and typing the "Verification Code" 0470775 and the "CRC Code" D7156D78. Reference: Process No. 19957.003152/2018-21 SEI Document No. 0470775