Regulatory Alerts2026-01-01
The Securities (Licensing and Registration) Regulations, 1996
The Securities (Licensing and Registration) Regulations, 1996 establish the mandatory application procedures for obtaining Dealer's or Investment Adviser's licences and for registering representatives under the Securities Act. The regulations prescribe specific forms, such as Form A and Form B, which require applicants to disclose comprehensive personal, financial, and professional history details including citizenship, criminal records, and past licensing status. These requirements ensure that all entities and individuals seeking authorization to trade securities or provide investment advice in Jamaica meet strict regulatory standards for integrity and financial stability.
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