Regulatory Alerts2026-01-01
The Securities (Prudential) Regulations, 2014
The Securities Commission of Jamaica issued these regulations to establish prudential standards for licensees under the Securities Act. The rules mandate that licensees maintain minimum capital adequacy and leverage ratios, define Tier 1 and Tier 2 capital components, and manage credit, market, operational, and liquidity risks through specific reporting and stress testing requirements. Additionally, the regulations impose restrictions on large exposures, margin trading, and repurchase agreements to ensure financial stability and compliance.
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