Regulatory Alerts2018-12-31
Added · Updated
2018 SEC Annual Report
The Securities and Exchange Commission of Zambia presents its annual report for the year ended 31 December 2018, detailing the performance of the Lusaka Securities Exchange and the protection of K60 billion in public market investments, K574 million in Collective Investment Schemes, and K700 million in Corporate Bonds. The document outlines the Commission's regulatory activities, including the development of operational rules under the Securities Act No. 41 of 2016 and the issuance of guidance notices such as the December 2018 directive on prohibited products. It further reports on the Commission's financial performance, staffing, and the implementation of its 2015-2018 strategic plan, noting that the regulator operates below minimum resource requirements.