Regulatory Alerts1998-03-02
Policy Guideline 11.1 – Mutual Funds – Distribution of Securities of Foreign Mutual Funds In Trinidad and Tobago
The Trinidad and Tobago Securities & Exchange Commission issued this policy guideline to establish the regulatory framework for distributing securities of foreign mutual funds within Trinidad and Tobago. It mandates that eligible foreign funds file their home jurisdiction prospectus along with specific addenda, certificates, and the appointment of a local agent for service of process. The guideline further imposes ongoing reporting obligations requiring the timely filing of continuous financial reports and material change documents with the Commission.
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