Joint Circular CVM/SIN/SMI No. 01/2019

SECURITIES AND EXCHANGE COMMISSION OF BRAZIL
Rua Sete de Setembro, 111/2-5th and 23-34th Floors – Center – Rio de Janeiro - RJ – ZIP Code: 20050-901 – Brazil Tel.: (21) 3554-8686 - www.cvm.gov.br

Joint Circular No. 1/2019/CVM/SIN/SMI
Rio de Janeiro, January 10, 2019

To

Directors Responsible for CVM Instruction No. 301, of April 16, 1999

Subject: Communications published by FATF.

Dear Sirs,

1. With a view to the faithful compliance with CVM Instruction No. 301/99, in particular, to the provisions of item VIII of Article 6, and item I of Paragraph 1 of the same article, we inform you that the Financial Action Task Force (FATF), in a plenary meeting held on October 19, 2018, approved and published communications relating countries and jurisdictions with strategic deficiencies in the prevention of money laundering and the combating of terrorist financing. The communications, translated into Portuguese, were disclosed on December 18, 2018, on the electronic address of the Financial Activities Control Council (COAF):
   http://fazenda.gov.br/assuntos/prevencao-lavagem-dinheiro/alertas-pld-ft/comunicado-do-gafi-de19-de-outubro-de-2018 http://fazenda.gov.br/assuntos/prevencao-lavagem-dinheiro/alertas-pld-ft/aprimorando-aobservancia-global-ald-cft-processo-em-curso-2013-19-de-outubro-de-2018

Sincerely,

Digitally signed by
CARLOS EDUARDO PEREIRA DA SILVA
Superintendent of Market and Intermediary Relations - in exercise

Digitally signed by
DANIEL WALTER MAEDA BERNARDO
Superintendent of Institutional Investor Relations