2024-11-25 | RG-211

RG 211 Clearing and settlement facilities: Australian and overseas operators

The Australian Securities and Investments Commission issued this guide to explain licensing requirements and application procedures for both Australian and overseas clearing and settlement facility operators. It outlines the regulator's approach to advising the Minister on exemption requests and details post-licensing obligations for facility operators. The document notes that it does not yet reflect amendments from the 2024 Treasury Laws Act and directs users to the ASIC Regulatory Portal for current relief applications.

Australian Securities and Investments Commission logo

Australia

Australian Securities and Investments Commission

Click to view full text