General Supervision of Conduct Intendancy Resolution No. 024-2026-SMV/11.1

PERÚ Ministry of Economy and Finance

SMV
Securities Market Superintendence
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General Supervision of Conduct Intendancy Resolution No. 024-2026-SMV/11.1 Lima, April 22, 2026

The General Intendant of Conduct Supervision

Seen:

File No. 2026017941, as well as Internal Report No. 611-2026-SMV/11.1 dated April 22, 2026, from the General Intendancy of Conduct Supervision of the Adjunct Superintendence of Conduct Supervision of Markets.

Considering:

That, through writings presented on April 15 and 17, 2026, ICBC Perú Bank S.A. requested the Securities Market Superintendence – SMV, within the framework of the regime applicable to the Institutional Investors Market, the registration of the issuance program named "Second Program of Debt-Representative Instruments (Corporate Bonds and Negotiable Deposit Certificates) of ICBC Perú Bank", up to a maximum circulation amount of US$ 200,000,000.00 (Two Hundred Million and 00/100 Dollars of the United States of America) or its equivalent in Soles, and the registration of the respective Master Prospectus in the section "Of the Institutional Investors Market" of the Public Registry of the Securities Market – RPMV;

That, from the documentation and information presented as support for the request to which this resolution refers, it is noted that in the Board of Directors Session of ICBC Perú Bank S.A., held on July 31, 2025, the Second Program of Debt-Representative Instruments of ICBC Perú Bank was approved; and the necessary powers were granted to Mr. Kang Jiande, Mr. Xiao Jing, Mr. Juan Hugo Lira Tejada and Mr. Zhang Peng, so that any of them individually and with sole signature can determine the terms, conditions and characteristics of the referred program, including the modifications and/or clarifications that are necessary for its execution;

That, through SBS Resolution No. 04161-2025 dated November 21, 2025, the Superintendence of Banks, Insurance and Private Pension Fund Administrators – SBS resolved to give a favorable opinion for ICBC Perú Bank S.A. to issue the "Second Program of Debt-Representative Instruments (Corporate Bonds and Negotiable Deposit Certificates) of ICBC Perú Bank", up to a maximum circulation amount of US$ 200,000,000.00 (Two Hundred Million and 00/100 Dollars of the United States of America) or its equivalent in Soles;

That, in accordance with what is established by article 6 of the Regulation of the Institutional Investors Market, approved by Resolution SMV No. 021-2013-SMV/01 and its modifying norms, the competence of the SMV in the procedure for the registration of a public offer directed exclusively to institutional investors who are under the regime of the mentioned regulation, as well as of the respective program and securities, is limited solely to the verification of the presentation of the documentation or requirements established in the Regulation of the Institutional Investors Market; without this implying a pronouncement or validation regarding the content of the documentation or a certification on the goodness, the solvency of the issuer, nor on the risks of the security, of the offer or of the program;

That, in that sense, from the evaluation carried out on the documentation presented by ICBC Perú Bank S.A., within the framework of the aforementioned request, it has been verified that said entity has complied with presenting the requirements established in article 8 of the Regulation of the Institutional Investors Market for the offers indicated in article 2, numeral 2.1, of the cited regulation;

That, article 7, numeral 6, of the Policy on Dissemination of Normative Projects, General Character Legal Norms, Early Agenda and Other Administrative Acts of the SMV, approved by Resolution SMV No. 014-2014-SMV/01 and its modifying norms, establishes that the decisions contained in administrative resolutions referred to the registration of issuance programs and securities within the framework of an anticipatory procedure, as well as the registration of the informative prospectuses, in the Public Registry of the Securities Market, must be subject to dissemination through the Institutional Page of the SMV on the Digital Platform of the Peruvian State for Citizen Orientation (www.gob.pe/smv); and,

Being in accordance with what is established by article 1 of the Law for the Promotion of the Securities Market, Law No. 30050; articles 2, 7, 8 and 10 of the Regulation of the Institutional Investors Market; as well as by article 46, numeral 4, of the Regulation of Organization and Functions of the Securities Market Superintendence, approved by Supreme Decree No. 216-2011-EF, which empowers the General Intendancy of Conduct Supervision to resolve the requests formulated by the regulated entities linked to primary public offers and to evaluate and/or resolve any procedure linked to said offers.

Resolves:

Article 1.- To dispose, within the framework of an anticipatory procedure, the registration of the issuance program named "Second Program of Debt-Representative Instruments (Corporate Bonds and Negotiable Deposit Certificates) of ICBC Perú Bank", up to a maximum circulation amount of US$ 200,000,000.00 (Two Hundred Million and 00/100 Dollars of the United States of America) or its equivalent in Soles, and the registration of the corresponding Master Prospectus in the section "Of the Institutional Investors Market" of the Public Registry of the Securities Market – RPMV.

Article 2.- The issuances and/or offers, by public offer, that are carried out by virtue of the registration referred to in article 1 of this resolution, in accordance with what is established in article 11, numeral 11.2, of the Regulation of the Institutional Investors Market, may be carried out during the six (06) years following the date of registration of the issuance program, a term that has the character of non-extendable and that must be directed exclusively to institutional investors, in accordance with what is established in the cited regulation.

Article 3.- The placement of the securities to be registered within the framework of the "Second Program of Debt-Representative Instruments (Corporate Bonds and Negotiable Deposit Certificates) of ICBC Perú Bank" may be carried out as long as the term of the program has not expired.

Article 4.- The securities issued within the framework of the Regulation of the Institutional Investors Market, solely, can be the object of offer, subscription, acquisition or placement among institutional investors, in accordance with what is established by article 6, numeral 6.10, of the cited regulation.

Article 5.- As long as the issuer maintains securities registered in the Public Registry of the Securities Market – RPMV, under the shelter of what is established in the general regime of the securities market, the regime of periodic and eventual information disclosure applicable will be that contained in the Single Ordered Text of the Securities Market Law, Legislative Decree No. 861, approved by Supreme Decree No. 020-2023-EF, and in the regulatory norms that develop the obligations contained in said law, prevailing over the disclosure regime provided for in the Regulation of the Institutional Investors Market, in accordance with what is established by articles 6, numerals 6.6 and 6.8, and 16 of the Regulation of the Institutional Investors Market.

Article 6.- The competence of the Securities Market Superintendence – SMV in the registration procedure referred to in article 1 of this resolution is limited solely to the verification of the presentation of the documentation or requirements established in the Regulation of the Institutional Investors Market, without such verification implying a pronouncement or validation regarding its content, or a certification on the goodness, the solvency of the issuer, nor on the risks of the security or of the offer.

Likewise, it does not correspond to the Securities Market Superintendence – SMV to pronounce itself on the claims or complaints that may arise regarding said registration or on the offer of securities derived from it, without prejudice to the civil and/or penal responsibilities that may correspond to those responsible for the elaboration and presentation of the information.

Article 7.- The registration of the issuance program to which this resolution refers has not entailed administrative activities of verification, nor inspection, nor audit of the information presented, nor an examination of the economic-financial situation of the issuer and does not imply certification by the Securities Market Superintendence – SMV on its goodness, the solvency of the issuer, nor on the risks of the security or of the offer, in accordance with what is established by articles 21 and 24 of the Single Ordered Text of the Securities Market Law.

Likewise, the registration of the issuance program and the registration of the respective informative prospectus does not imply that the Securities Market Superintendence – SMV recommends investment in the securities or gives a favorable opinion on the business prospects.

Article 8.- To disseminate this Resolution on the Institutional Page of the Securities Market Superintendence on the Digital Platform of the Peruvian State for Citizen Orientation (www.gob.pe/smv).

Article 9.- To transcribe this resolution to ICBC Perú Bank S.A., in the capacity of issuer; to Banco BBVA Perú, in the capacity of structuring entity; to BBVA Bolsa Brokerage Society S.A., in the capacity of placement agent; to the Lima Stock Exchange S.A.; and to, CAVALI S.A. I.C.L.V.

Register, communicate and disseminate.

Alix Godos
General Intendant
General Intendancy of Conduct Supervision