RegAlert
2016-08-08

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Securities And Futures (Markets) Regulations 2005

The Monetary Authority of Singapore issued the Securities And Futures (Markets) Regulations 2005 to establish licensing requirements and operational obligations for entities operating regulated markets. These regulations mandate strict governance standards, including key appointments, operational risk management, corporate governance, and technology risk controls for market operators. The framework applies specifically to markets and exchanges, ensuring they adhere to authorized and registered operational practices.

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Regulations

Last Revised Date: 08 August 2016

Securities And Futures (Markets) Regulations 2005

Regulations setting up licensing requirements, obligations and regulation of entities operating regulated markets.

Licensing, Authorisation and Registration

Key Appointments

Operational Risk

Corporate Governance

Technology Risk

Applies to:

Markets and Exchanges

View Document

Securities And Futures (Markets) Regulations 2005

08 Aug 2016

Securities And Futures (Markets) (Amendment) Regulations 2016 (23.9 KB)

20 Jul 2015

Securities And Futures (Markets) (Amendment) Regulations 2015 (9.29 KB)

01 Jul 2014

Securities And Futures (Markets) (Amendment No. 2) Regulations 2014 (75.5 KB)

Regulations setting out licensing requirements and obligations of operators of organised markets.

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Lineage: In force

Regulation No. 2 dated 2014-07-…Regulation No. 2 dated 2014-07-01Securities And Futures (Markets…Securities And Futures (Markets) (Amendment) Regulations 2015 dated 2015-07-20Securities And Futures (Markets…Securities And Futures (Markets) (Amendment) Regulations 2016 dated 2016-07-23Securities And Futures(Markets) Regulations 20052016-08-08 · this documentSecurities And Futures (Markets) Regulations 2005 (2016-08-08)
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Topics
securities
licensing
governance