2026-08-11
Added
Insurance, Islamic insurance, and insurance broker organizations, plus their non-resident branches, must submit reports via the National Bank’s Web Portal in tenge, authenticated by electronic digital signatures. General insurers and Islamic insurers file monthly by the 6th working day of the following month; non-resident branches file semi-annually by the 6th and are exempt from Appendices 9, 15, and 21. Brokers file quarterly by the 6th. Specific forms have quarterly deadlines by the 10th or 15th, and annual reports are due within 120 calendar days after the financial year ends.
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| REPUBLICAN STATE INSTITUTION | ||
| "NATIONAL BANK OF THE REPUBLIC OF KAZAKHSTAN" | RESOLUTION OF THE BOARD No. 86 City of Astana |
On Approval of the Rules for Submission of Reporting by Insurance (Reinsurance) Organizations, Islamic Insurance (Reinsurance) Organizations, Insurance Brokers, Branches of Insurance (Reinsurance) Organizations-Non-Residents of the Republic of Kazakhstan, Branches of Islamic Insurance (Reinsurance) Organizations-Non-Residents of the Republic of Kazakhstan, and Branches of Insurance Brokers-Non-Residents of the Republic of Kazakhstan
(With amendments and additions:
1. Resolution of the Board of the NB RK No. 93 dated 31.07.2026)
In accordance with subparagraph 48) of the second paragraph of part two of paragraph 19 of the Regulation on the National Bank of the Republic of Kazakhstan, approved by the Decree of the President of the Republic of Kazakhstan dated December 31, 2003 No. 1271 "On Approval of the Regulation and Structure of the National Bank of the Republic of Kazakhstan" and subparagraph 2) of paragraph 3 of Article 16 of the Law of the Republic of Kazakhstan "On State Statistics", the Board of the National Bank of the Republic of Kazakhstan RESOLVES:
Approve the attached Rules for Submission of Reporting by Insurance (Reinsurance) Organizations, Islamic Insurance (Reinsurance) Organizations, Insurance Brokers, Branches of Insurance (Reinsurance) Organizations-Non-Residents of the Republic of Kazakhstan, Branches of Islamic Insurance (Reinsurance) Organizations-Non-Residents of the Republic of Kazakhstan, and Branches of Insurance Brokers-Non-Residents of the Republic of Kazakhstan (hereinafter – the Rules).
Recognize as invalid certain resolutions of the Board of the National Bank of the Republic of Kazakhstan, as well as structural elements of certain resolutions of the Board of the National Bank of the Republic of Kazakhstan, according to the list attached to this Resolution.
The Department of Financial Market Statistics of the National Bank of the Republic of Kazakhstan shall ensure, in the manner established by the legislation of the Republic of Kazakhstan:
jointly with the Legal Department of the National Bank of the Republic of Kazakhstan, the state registration of this Resolution in the Ministry of Justice of the Republic of Kazakhstan;
publication of this Resolution on the official Internet resource of the National Bank of the Republic of Kazakhstan after its official publication;
within ten working days after the state registration of this Resolution, submission to the Legal Department of the National Bank of the Republic of Kazakhstan of information on the execution of the activity provided for in subparagraph 2) of this paragraph.
Control over the execution of this Resolution shall be entrusted to the Deputy Chairman of the National Bank of the Republic of Kazakhstan overseeing the relevant area.
This Resolution[1] shall enter into force after the expiration of ten calendar days from the day of its first official publication.
Suspend until January 1, 2026, the effect of paragraph 3 of the Rules, establishing that during the suspension period, this paragraph shall operate in the following edition:
«3. For the purpose of reporting, foreign currency assets are indicated in conversion at the market exchange rate determined by the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated January 25, 2013 No. 15 and the Order of the Minister of Finance of the Republic of Kazakhstan dated February 22, 2013 No. 99 "On the Procedure for Determining the Market Exchange Rate" (registered in the Registry of State Registration of Normative Legal Acts under No. 8378).».
| Chairman | T.M. Suleimenov |
AGREED
Bureau of National Statistics
Agency for Strategic Planning and Reforms of the Republic of Kazakhstan
AGREED
Agency of the Republic of Kazakhstan for Regulation and Development of the Financial Market
Approved by the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated December 2, 2025 No. 86
Rules for Submission of Reporting by Insurance (Reinsurance) Organizations, Islamic Insurance (Reinsurance) Organizations, Insurance Brokers, Branches of Insurance (Reinsurance) Organizations-Non-Residents of the Republic of Kazakhstan, Branches of Islamic Insurance (Reinsurance) Organizations-Non-Residents of the Republic of Kazakhstan, and Branches of Insurance Brokers-Non-Residents of the Republic of Kazakhstan
Chapter 1. General Provisions
Chapter 2. Procedure for Submission of Reporting
Data in reporting submitted by organizations shall be indicated in the national currency of the Republic of Kazakhstan – tenge.
For the purpose of reporting, foreign currency assets are indicated in conversion at the market exchange rate determined in accordance with the procedure established by the joint Resolution of the Board of the National Bank of the Republic of Kazakhstan dated September 26, 2025 No. 56 and the Order of the Minister of Finance of the Republic of Kazakhstan dated September 29, 2025 No. 544 "On Approval of the Rules for Determining the Market Exchange Rate", (registered in the Registry of State Registration of Normative Legal Acts under No. 36983).
Reporting is submitted by organizations in electronic form via the digital system "Web Portal of the National Bank of the Republic of Kazakhstan" (hereinafter – the System), which represents a single window of access to services for submitting reporting to the National Bank.
Reporting authenticated by the electronic digital signature of the head of the organization or the person entrusted with the function of signing the report, and the executor, is stored in electronic format.
The completeness and accuracy of data in reporting are ensured by the head of the organization or the person entrusted with the function of signing the report.
Organizations, except for insurance brokers, within a period not later than the 10th (tenth) working day (inclusive) of the month following the reporting quarter, submit to the National Bank in electronic form via the System a justification for the calculation of insurance reserves, prepared by an actuary, in accordance with the Requirements for the formation, calculation methodology, and structure of insurance reserves, approved by the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated January 31, 2019 No. 13 (registered in the Registry of State Registration of Normative Legal Acts under No. 18290).
Organizations submit to the National Bank:
a report on cash and bank deposits according to the form attached in Appendix 1 to the Rules;
a report on securities according to the form attached in Appendix 2 to the Rules;
a report on reverse repurchase, repurchase operations according to the form attached in Appendix 3 to the Rules;
a report on amounts receivable from reinsurers, insurance premiums receivable from policyholders (reinsurers) and intermediaries according to the form attached in Appendix 4 to the Rules;
a report on the calculation of insurance reserves for the "general insurance" industry according to the form attached in Appendix 5 to the Rules;
a report on the calculation of insurance reserves for the "life insurance" industry according to the form attached in Appendix 6 to the Rules;
a report on insurance premiums and state premiums according to the form attached in Appendix 7 to the Rules;
a report on insurance payments according to the form attached in Appendix 8 to the Rules;
a report on major insurance (reinsurance) contracts, insurance payments, and major reported claims according to the form attached in Appendix 9 to the Rules;
a report on the volume of obligations according to the form attached in Appendix 10 to the Rules;
a report on the calculation of the combined ratio according to the form attached in Appendix 11 to the Rules;
a report on reinsurance activities according to the form attached in Appendix 12 to the Rules;
a report on the comparison of asset and liability maturities in national and foreign currencies according to the form attached in Appendix 13 to the Rules;
a report on securities purchased at the expense of the Islamic insurance fund according to the form attached in Appendix 14 to the Rules;
a report on concluded contracts for imputed insurance (reinsurance) according to the form attached in Appendix 15 to the Rules;
a report on the structure of the investment portfolio purchased at the expense of assets accepted for management under insurance contracts providing for the policyholder's participation in investments according to the form attached in Appendix 16 to the Rules;
a report on concluded transactions for investing assets accepted for management under insurance contracts providing for the policyholder's participation in investments according to the form attached in Appendix 17 to the Rules;
a report on concluded transactions for investing assets accepted for management under insurance contracts providing for the policyholder's participation in investments in derivative financial instruments according to the form attached in Appendix 18 to the Rules;
a report on insurance contracts providing for the policyholder's participation in investments according to the form attached in Appendix 19 to the Rules;
a report on investments of the investment fund (investment portfolio) in the capital of legal entities that are not joint-stock companies according to the form attached in Appendix 20 to the Rules;
a report on transactions and insurance (reinsurance) contracts concluded with persons having special relations with the insurance (reinsurance) organization, Islamic insurance (reinsurance) organization according to the form attached in Appendix 21 to the Rules;
a report on balances on off-balance sheet and on-balance sheet accounts according to the form attached in Appendix 22 to the Rules;
a report on active insurance (reinsurance) contracts for the "general insurance" industry according to the form attached in Appendix 23 to the Rules;
a report on losses according to the form attached in Appendix 24 to the Rules;
a report on insurance payment statistics according to the form attached in Appendix 25 to the Rules;
a report on active insurance (reinsurance) contracts for the "life insurance" industry according to the form attached in Appendix 26 to the Rules;
a report on active pension annuity contracts and other types of annuity insurance according to the form attached in Appendix 27 to the Rules;
a report on active annuity contracts concluded within the framework of mandatory insurance of employees for work-related injuries in the performance of their labor (official) duties according to the form attached in Appendix 28 to the Rules;
a report on insurance (reinsurance) contracts that entered into force over the last 12 (twelve) months according to the form attached in Appendix 29 to the Rules;
a report on the cost of projected payments according to the form attached in Appendix 30 to the Rules;
a report on the calculation of the reserve for incurred but not reported losses using the chain ladder method without inflation adjustment according to the form attached in Appendix 31 to the Rules;
a report on the calculation of the reserve for incurred but not reported losses using the chain ladder method with inflation adjustment according to the form attached in Appendix 32 to the Rules;
a report on the calculation of the reserve for incurred but not reported losses using the Bornhuetter-Ferguson method according to the form attached in Appendix 33 to the Rules;
a report on concluded insurance, reinsurance contracts with the participation of insurance brokers of the Republic of Kazakhstan and branches of insurance brokers-Non-Residents of the Republic of Kazakhstan according to the form attached in Appendix 34 to the Rules;
a report on investment property and fixed assets according to the form attached in Appendix 35 to the Rules;
a report on information about the insurance (reinsurance) organization-Non-Resident of the Republic of Kazakhstan according to the form attached in Appendix 36 to the Rules;
a report on the calculation of the loss ratio by policies according to the form attached in Appendix 37 to the Rules;
a report on the classification of insurance premiums and insurance payments by types of economic activity according to the form attached in Appendix 38 to the Rules;
a report on insurance premiums and insurance payments accepted and made under insurance contracts by regions of the Republic of Kazakhstan according to the form attached in Appendix 39 to the Rules;
a report on loans provided to policyholders according to the form attached in Appendix 40 to the Rules;
a report on income paid to executive employees according to the form attached in Appendix 41 to the Rules.
monthly, no later than the 6th (sixth) working day of the month following the reporting month, reporting according to the form attached in Appendix 3 to the Rules;
quarterly, no later than the 6th (sixth) working day of the month following the reporting quarter, reporting according to the forms attached in Appendices 16, 17, 18, 19, and 20 to the Rules.
monthly, no later than the 6th (sixth) working day of the month following the reporting month, reporting according to the forms attached in Appendices 1, 2, 4, 5, 6, 7, 8, 9, 10, 11, 12, 13, and 15 to the Rules;
quarterly – reporting according to the form attached in Appendix 22 to the Rules:
in part of Table 1 – no later than the 15th (fifteenth) working day of the month following the reporting quarter;
in part of Table 2 – no later than the 6th (sixth) working day of the month following the reporting quarter;
quarterly, no later than the 10th (tenth) working day of the month following the reporting quarter, reporting according to the forms attached in Appendices 21, 23, 24, 25, 26, 27, 28, 29, 30, 31, 32, and 33 to the Rules.
annually, no later than the 6th (sixth) working day of the month following the reporting year, reporting according to the forms attached in Appendices 35, 37, 38, 39, and 40 to the Rules;
annually, within 120 (one hundred twenty) calendar days after the end of the financial year, reporting according to the form attached in Appendix 41 to the Rules.
Islamic insurance (reinsurance) organizations and branches of Islamic insurance (reinsurance) organizations-Non-Residents of the Republic of Kazakhstan submit exclusively Table 2 to the reporting according to the form attached in Appendix 1 to the Rules.
Branches of insurance (reinsurance) organizations-Non-Residents of the Republic of Kazakhstan and branches of Islamic insurance (reinsurance) organizations-Non-Residents of the Republic of Kazakhstan, in addition to the reporting provided for in this paragraph, submit semi-annually, no later than the 6th (sixth) working day of the month following the reporting half-year, reporting according to the form attached in Appendix 36 to the Rules.
Branches of insurance (reinsurance) organizations-Non-Residents of the Republic of Kazakhstan and branches of Islamic insurance (reinsurance) organizations-Non-Residents of the Republic of Kazakhstan do not submit reporting according to the forms attached in Appendices 9, 15, and 21 to the Rules.
Islamic insurance (reinsurance) organizations and branches of Islamic insurance (reinsurance) organizations-Non-Residents of the Republic of Kazakhstan, in addition to the reporting provided for in paragraph 10 of the Rules, submit monthly, no later than the 6th (sixth) working day of the month following the reporting month, reporting according to the form attached in Appendix 14 to the Rules.
Insurance brokers and branches of insurance brokers-Non-Residents of the Republic of Kazakhstan submit to the National Bank of the Republic of Kazakhstan in electronic form:
quarterly, no later than the 6th (sixth) working day of the month following the reporting quarter, reporting according to the forms attached in Appendices 4 and 34 to the Rules;
annually, within 120 (one hundred twenty) calendar days after the end of the financial year, reporting according to the form attached in Appendix 41 to the Rules.
Appendix 1
to the Rules for submission of reporting by insurance (reinsurance) organizations, Islamic insurance (reinsurance) organizations, insurance brokers, branches of insurance (reinsurance) organizations-Non-Residents of the Republic of Kazakhstan, branches of Islamic insurance (reinsurance) organizations-Non-Residents of the Republic of Kazakhstan, and branches of insurance brokers-Non-Residents of the Republic of Kazakhstan
Form, intended for the collection of administrative data
Submitted to: National Bank of the Republic of Kazakhstan
Form, intended for the collection of administrative data on a gratuitous basis, is posted on the Internet resource: www.nationalbank.kz
Name of the administrative form: Report on Cash and Bank Deposits
Index of the form intended for the collection of administrative data on a gratuitous basis: 1-DSBV-SO
Frequency: monthly
Reporting period: as of "___" ____20 year
Circle of persons submitting the form intended for the collection of administrative data on a gratuitous basis: insurance (reinsurance) organization, Islamic insurance (reinsurance) organization, branches of insurance (reinsurance) organizations-Non-Residents of the Republic of Kazakhstan, branches of Islamic insurance (reinsurance) organizations-Non-Residents of the Republic of Kazakhstan
Deadline for submitting the form intended for the collection of administrative data on a gratuitous basis: monthly, no later than the 6th (sixth) working day of the month following the reporting month
BIN: ______
Collection method: in electronic form
Table 1. Report on Cash and Bank Deposits
| Name of the indicator | Line Code | Code of the deposit organization | Code of the country of the deposit organization | Rating | |
| at the date of deposit placement | at the reporting date | ||||
| 1 | 2 | 3 | 4 | 5 | 6 |
| Cash, total | 10 | ||||
| Cash in the cash register | 11 | ||||
| 111 | |||||
| 112 | |||||
| … | |||||
| Cash in transit | 12 | ||||
| 121 | |||||
| 122 | |||||
| … | … | ||||
| Cash in current accounts | 13 | ||||
| 131 | |||||
| 132 | |||||
| … | … | ||||
| Cash in savings accounts | 14 | ||||
| 141 | |||||
| 142 | |||||
| … | |||||
| Other cash | 19 | ||||
| 191 | |||||
| 192 | |||||
| … | |||||
| Bank deposits, total | 20 | ||||
| Demand deposits | 21 | ||||
| 211 | |||||
| 212 | |||||
| … | |||||
| Time deposits | 22 | ||||
| 221 | |||||
| 222 | |||||
| … | |||||
| Savings deposits | 23 | ||||
| 231 | |||||
| 232 | |||||
| … | |||||
| Conditional deposits | 24 | ||||
| 241 | |||||
| 242 | |||||
| … | |||||
| Other deposits | 29 | ||||
| 291 | |||||
| 292 | |||||
| … |
continuation of the table:
| Date of conclusion and number of the deposit contract | Currency Code | Reward Rate (in percent per annum) | Current balance at the reporting date, in thousands of tenge | ||
| date | number | nominal | effective | ||
| 7 | 8 | 9 | 10 | 11 | 12 |
| … |
continuation of the table:
| Changes during the reporting period, in thousands of tenge | Date of expiration of the bank deposit contract | Reserve for impairment, in thousands of tenge | ||
| received | disposed | accrued reward | ||
| 13 | 14 | 15 | 16 | 17 |
| … |
Table 2. Report on Balances of Money and Deposits Placed at the Expense of Assets of the Islamic Insurance Fund
| Name of the indicator | Line Code | Code of the deposit organization | Code of the country of the deposit organization | Rating | |
| at the date of deposit placement | at the reporting date | ||||
| 1 | 2 | 3 | 4 | 5 | 6 |
| Cash, total | 10 | ||||
| Cash in the cash register | 11 | ||||
| 111 | |||||
| 112 | |||||
| … | |||||
| Cash in transit | 12 | ||||
| 121 | |||||
| 122 | |||||
| … | |||||
| Cash in current accounts | 13 | ||||
| 131 | |||||
| 132 | |||||
| … | |||||
| Cash in savings accounts | 14 | ||||
| 141 | |||||
| 142 | |||||
| … | |||||
| Other cash | 19 | ||||
| 191 | |||||
| 192 | |||||
| … | |||||
| Bank deposits, total | 20 | ||||
| Demand deposits | 21 | ||||
| 211 | |||||
| 212 | |||||
| … | |||||
| Time deposits | 22 | ||||
| 221 | |||||
| 222 | |||||
| … | |||||
| Savings deposits | 23 | ||||
| 231 | |||||
| 232 | |||||
| … | |||||
| Conditional deposits | 24 | ||||
| 241 | |||||
| 242 | |||||
| … | |||||
| Other deposits | 29 | ||||
| 291 | |||||
| 292 | |||||
| … |
continuation of the table:
| Date of conclusion and number of the deposit contract | Currency Code | Reward Rate (in percent per annum) | Current balance at the reporting date, in thousands of tenge | ||
| date | number | nominal | effective | ||
| 7 | 8 | 9 | 10 | 11 | 12 |
| … |
continuation of the table:
| Changes during the reporting period, in thousands of tenge | Date of expiration of the bank deposit contract | Reserve for impairment, in thousands of tenge | ||
| received | disposed | accrued reward | ||
| 13 | 14 | 15 | 16 | 17 |
| … |
Name ______
Address ______
Phone ______
Email address ______
Executor ______ ______
surname, first name, and patronymic (if any) signature, phone
Head or person authorized to sign the report
_____________________________________ ____________________
surname, first name and patronymic (if any) signature
Date “____” ______________ 20__ year
Note: the form is completed in accordance with the instructions for completing the form intended for the collection of administrative data on a gratuitous basis, “Report on Cash and Bank Deposits.”
Appendix
to form, intended for the collection of administrative data on a gratuitous basis, “Report on Cash and Bank Deposits”
Instructions for completing the form intended for the collection of administrative data on a gratuitous basis
“Report on Cash and Bank Deposits”
(index – 1-DSBV-SO, frequency – monthly)
Chapter 1. General Provisions
These instructions define the uniform requirements for completing the form intended for the collection of administrative data on a gratuitous basis, “Report on Cash and Bank Deposits” (hereinafter – the Form).
The Form is compiled monthly by an insurance (reinsurance) organization, an Islamic insurance (reinsurance) organization, branches of insurance (reinsurance) organizations that are non-residents of the Republic of Kazakhstan, and branches of Islamic insurance (reinsurance) organizations that are non-residents of the Republic of Kazakhstan as of the end of the reporting period. Data in the Form is filled in thousands of tenge. An amount less than 500 (five hundred) tenge is rounded to 0 (zero), and an amount equal to 500 (five hundred) tenge or more is rounded to 1000 (one thousand) tenge.
The Form is signed by the head or person authorized to sign the report, and the executor.
Chapter 2. Instructions for completing the Form
in column 4, the country code of the deposit organization is indicated in accordance with the National Classifier of the Republic of Kazakhstan NC RK ISO 3166-1 “Codes for the representation of country names and units of their administrative-territorial subdivisions”;
in columns 5 and 6, the rating and the name of the rating agency are indicated in accordance with the Resolution of the Board of the Agency of the Republic of Kazakhstan for Regulation and Development of the Financial Market dated April 14, 2026 No. 64 “On establishing the minimum rating for legal entities and states, the necessity of which is required in accordance with the legislation of the Republic of Kazakhstan regulating the activities of financial organizations, branches of banks that are non-residents of the Republic of Kazakhstan, branches of insurance (reinsurance) organizations that are non-residents of the Republic of Kazakhstan, the list of rating agencies assigning this rating” (registered in the Registry of State Registration of Normative Legal Acts under No. 38437). In the absence of a rating agency, “no rating” is indicated in columns 5 and 6;
in column 9, the currency code is indicated in accordance with the National Classifier of the Republic of Kazakhstan NC RK 07 ISO 4217 “Codes for the representation of currencies and funds”;
in line 19 “Other cash funds,” money of the insurance (reinsurance) organization, Islamic (insurance) reinsurance organization, located in the accounts of organizations carrying out brokerage and (or) dealer activities in the securities market and (or) investment portfolio management activities, placed in second-level banks of the Republic of Kazakhstan and in the central depository, as well as other money not included in lines 11, 12, 13, and 14 are indicated;
the form by Table 2 is submitted only by an Islamic insurance (reinsurance) organization;
in column 4, the country code of the deposit organization is indicated in accordance with the National Classifier of the Republic of Kazakhstan NC RK ISO 3166-1 “Codes for the representation of country names and units of their administrative-territorial subdivisions”;
in column 9, the currency code is indicated in accordance with the National Classifier of the Republic of Kazakhstan NC RK 07 ISO 4217 “Codes for the representation of currencies and funds”.
Appendix 2
to Rules for submission of reports by insurance (reinsurance) organizations, Islamic insurance (reinsurance) organizations, insurance brokers, branches of insurance (reinsurance) organizations that are non-residents of the Republic of Kazakhstan, branches of Islamic insurance (reinsurance) organizations that are non-residents of the Republic of Kazakhstan, and branches of insurance brokers that are non-residents of the Republic of Kazakhstan
Form,
intended for the collection of administrative data
Submitted to: National Bank of the Republic of Kazakhstan
Form intended for the collection of administrative data on a gratuitous basis is posted on the Internet resource: www.nationalbank.kz
Name of the administrative form: Report on Securities
Index of the administrative data form: 2-CB-SO
Frequency: monthly
Reporting period: as of “___” ______20 year
Circle of persons submitting the form intended for the collection of administrative data on a gratuitous basis: insurance (reinsurance) organization, Islamic insurance (reinsurance) organization, branches of insurance (reinsurance) organizations that are non-residents of the Republic of Kazakhstan, branches of Islamic insurance (reinsurance) organizations that are non-residents of the Republic of Kazakhstan
Deadline for submitting the form intended for the collection of administrative data on a gratuitous basis: monthly, no later than the 6th (sixth) working day of the month following the reporting month
BIN: _______________________
Collection method: in electronic form
| No. | Name of the issuer | Name of the issuer's country | Country code of the issuer's registration | Name of the security | International Securities Identification Number (ISIN code) | Indicator of the conclusion of an operation with the participation of a central counterparty (yes, no) | Quantity of securities (pieces) | ||
| Total | including securities with encumbrances and securities that are the subject of repurchase operations | ||||||||
| total | including securities that are the subject of repurchase operations | ||||||||
| 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 |
| 1 | State securities of the Republic of Kazakhstan | ||||||||
| 1.1 | |||||||||
| … | |||||||||
| 2 | Non-state issue securities of organizations of the Republic of Kazakhstan | ||||||||
| 2.1 | second-level banks | ||||||||
| 2.1.1 | |||||||||
| … | |||||||||
| 2.2 | legal entities, excluding second-level banks | ||||||||
| 2.2.1 | |||||||||
| … | |||||||||
| 2.3 | bonds of the Joint Stock Company “Development Bank of Kazakhstan” | ||||||||
| 2.3.1 | |||||||||
| … | |||||||||
| 3 | Securities of foreign states | ||||||||
| 3.1 | |||||||||
| … | |||||||||
| 4 | Non-state securities - issuers that are non-residents of the Republic of Kazakhstan | ||||||||
| 4.1 | |||||||||
| … | |||||||||
| 5 | Securities of international financial organizations | ||||||||
| 5.1 | |||||||||
| … | |||||||||
| 6 | Shares of investment funds | ||||||||
| 6.1 | |||||||||
| … | |||||||||
| 7 | Other | ||||||||
| 7.1 | |||||||||
| … | |||||||||
| 8 | Total |
continuation of the table:
| Nominal value, purchase price of the security | Currency of the security | Securities evaluated at fair value through other comprehensive income | ||||
| Book value (net), in thousands of tenge | ||||||
| nominal value, purchase price | discount, premium | accrued remuneration | positive, negative adjustment | Reserve for impairment | ||
| 11 | 12 | 13 | 14 | 15 | 16 | 17 |
| X | … |
continuation of the table:
| Securities evaluated at fair value, changes in which are reflected in profit or loss | |||
| Book value (net), in thousands of tenge | |||
| nominal value, purchase price | discount, premium | accrued remuneration | positive, negative adjustment |
| 18 | 19 | 20 | 21 |
| … |
continuation of the table:
| Securities evaluated at amortized cost | Book value (net) for securities with encumbrances and securities that are the subject of repurchase operations, in thousands of tenge | Date of acquisition | Date of maturity | ||||
| Book value (net), in thousands of tenge | Total | including for securities that are the subject of repurchase operations | |||||
| nominal value, purchase price | discount, premium | accrued remuneration | Reference: size of reserves (provisions) | ||||
| 22 | 23 | 24 | 25 | 26 | 27 | 28 | 29 |
| … |
continuation of the table:
| Name of the international stock exchange | Category of the stock exchange list | Rating | |||||
| at the date of acquisition | at the reporting date | issuer at the date of acquisition | issuer at the reporting date | security at the date of acquisition | security at the reporting date | ||
| 30 | 31 | 32 | 33 | 34 | 35 | 36 | |
| … | |||||||
Name ________________________________________________
Address________________________________________________________
Phone ______________________________________________________
Email address _______________________________________
Executor____________________________ ____________________
surname, first name and patronymic (if any) signature, phone
Head or person authorized to sign the report
_____________________________________ ____________________
surname, first name and patronymic (if any) signature
Date “____” ______________ 20__ year
Note: the form is completed in accordance with the instructions for completing the form intended for the collection of administrative data on a gratuitous basis, “Report on Securities.”
Appendix
to form, intended for the collection of administrative data on a gratuitous basis, “Report on Securities”
Instructions for completing the form intended for the collection of administrative data on a gratuitous basis
“Report on Securities”
(index – 2-CB-SO, frequency – monthly)
Chapter 1. General Provisions
These instructions define the uniform requirements for completing the form intended for the collection of administrative data on a gratuitous basis, “Report on Securities” (hereinafter – the Form).
The Form is compiled monthly by an insurance (reinsurance) organization, an Islamic insurance (reinsurance) organization, branches of insurance (reinsurance) organizations that are non-residents of the Republic of Kazakhstan, and branches of Islamic insurance (reinsurance) organizations that are non-residents of the Republic of Kazakhstan as of the end of the reporting period. Data in the Form is filled in thousands of tenge. An amount less than 500 (five hundred) tenge is rounded to 0 (zero), and an amount equal to 500 (five hundred) tenge or more is rounded to 1000 (one thousand) tenge.
The Form is signed by the head or person authorized to sign the report, and the executor.
Chapter 2. Instructions for completing the Form
In column 4, the country code of the issuer's registration is indicated in accordance with the National Classifier of the Republic of Kazakhstan NC RK ISO 3166-1 “Codes for the representation of country names and units of their administrative-territorial subdivisions”.
In column 6, the international securities identification number (ISIN code) is indicated.
In column 7, the indicator of the conclusion of an operation with the participation of a central counterparty is indicated.
In column 11, for bonds, the monetary expression of the nominal or purchase price of the bond determined at its issuance, on which interest expressed as a percentage is accrued on the coupon bond, as well as the amount payable to the bondholder upon its maturity, are indicated. The amount is indicated in the currency of issuance. For shares, the purchase price in the currency of acquisition of the share is indicated.
In column 12, currency codes are indicated in accordance with the National Classifier of the Republic of Kazakhstan NC RK 07 ISO 4217 “Codes for the representation of currencies and funds”. For bonds, the currency of issuance is indicated; for shares, the currency of acquisition.
In column 13, the purchase price of equity securities, the nominal value of debt securities as of the reporting date, available for sale, is indicated.
In column 17, the reserve for impairment of securities evaluated at fair value through other comprehensive income is indicated.
In column 18, the purchase price of equity securities, the nominal value of debt securities as of the reporting date, accounted for at fair value through profit or loss, is indicated.
In column 22, the purchase price of equity securities, the nominal value of debt securities as of the reporting date, held to maturity, is indicated.
In column 30, the name of the international stock exchange for shares of legal entities that are non-residents of the Republic of Kazakhstan is indicated.
In columns 31 and 32, the category of securities - residents of the Republic of Kazakhstan is indicated in accordance with Requirements for issuers and their securities admitted to trading on the stock exchange, as well as to separate categories of the official list of the stock exchange, approved by the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated March 27, 2017 No. 54 “On approval of the Requirements for issuers and their securities admitted to trading on the stock exchange, as well as to separate categories of the official list of the stock exchange and amendments to certain normative legal acts of the Republic of Kazakhstan on securities market regulation issues” (registered in the Registry of State Registration of Normative Legal Acts under No. 15175). In the absence of a stock exchange list category in columns 31 and 32, “no listing” is indicated. These columns are not filled for securities of non-residents of the Republic of Kazakhstan and state securities of the Republic of Kazakhstan.
When filling in columns 33, 34, 35, and 36, the rating assigned by one of the rating agencies is indicated in accordance with the Resolution of the Board of the Agency of the Republic of Kazakhstan for Regulation and Development of the Financial Market dated April 14, 2026 No. 64 “On establishing the minimum rating for legal entities and states, the necessity of which is required in accordance with the legislation of the Republic of Kazakhstan regulating the activities of financial organizations, branches of banks that are non-residents of the Republic of Kazakhstan, branches of insurance (reinsurance) organizations that are non-residents of the Republic of Kazakhstan, the list of rating agencies assigning this rating” (registered in the Registry of State Registration of Normative Legal Acts under No. 38437). In the absence of a rating in columns 33, 34, 35, and 36, “no rating” is indicated. These columns are not filled for state securities of the Republic of Kazakhstan.
Appendix 3
to Rules for submission of reports by insurance (reinsurance) organizations, Islamic insurance (reinsurance) organizations, insurance brokers, branches of insurance (reinsurance) organizations that are non-residents of the Republic of Kazakhstan, branches of Islamic insurance (reinsurance) organizations that are non-residents of the Republic of Kazakhstan, and branches of insurance brokers that are non-residents of the Republic of Kazakhstan
Form,
intended for the collection of administrative data
Submitted to: National Bank of the Republic of Kazakhstan
Form intended for the collection of administrative data on a gratuitous basis is posted on the Internet resource: www.nationalbank.kz
Name of the administrative form: Report on “Reverse Repurchase” and Repurchase Operations
Index of the form intended for the collection of administrative data on a gratuitous basis: 3-OR-SO
Frequency: monthly
Reporting period: as of “___” ______20 year
Circle of persons submitting the form intended for the collection of administrative data on a gratuitous basis: insurance (reinsurance) organization, branches of insurance (reinsurance) organizations that are non-residents of the Republic of Kazakhstan
Deadline for submitting the form intended for the collection of administrative data on a gratuitous basis: monthly, no later than the 6th (sixth) working day of the month following the reporting month
BIN: _______________________
Collection method: in electronic form
| No. | Content of the operation, Name of the issuer of the security | International Securities Identification Number (ISIN code) | Indicator of the conclusion of an operation with the participation of a central counterparty (yes, no) | Date of conclusion of the repurchase agreement | Number of the repurchase agreement |
| 1 | 2 | 3 | 4 | 5 | 6 |
| 1 | “Reverse repurchase” operations performed by the “Automatic” method | ||||
| 1.1 | |||||
| … | |||||
| 2 | Repurchase operations | ||||
| 2.1 | “Direct” method | ||||
| 2.1.1 | |||||
| … | |||||
| 2.2 | “Automatic” method | ||||
| 2.2.1 | |||||
| … |
continuation of the table:
| Date | Term of the repurchase operation, days | Remuneration rate, in percent | Quantity of securities that are the subject of the repurchase operation | Repurchase amount, in thousands of tenge | Currency of the security | Reserve for impairment, in thousands of tenge | |
| Opening of repurchase | Closing of repurchase | ||||||
| 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 |
| … |
Name ________________________________________________
Address________________________________________________________
Phone ______________________________________________________
Email address _______________________________________
Executor____________________________ ____________________
surname, first name and patronymic (if any) signature, phone
Head or person authorized to sign the report
_____________________________________ ____________________
surname, first name and patronymic (if any) signature
Date “____” ______________ 20__ year
Note: the form is completed in accordance with the instructions for completing the form intended for the collection of administrative data on a gratuitous basis, “Report on “Reverse Repurchase” and Repurchase Operations.”
Appendix
to form, intended for the collection of administrative data on a gratuitous basis, “Report on “Reverse Repurchase” and Repurchase Operations”
Instructions for completing the form intended for the collection of administrative data on a gratuitous basis
“Report on “Reverse Repurchase” and Repurchase Operations”
(index – 3-OR-SO, frequency – monthly)
Chapter 1. General Provisions
These instructions define the uniform requirements for completing the form intended for the collection of administrative data on a gratuitous basis, “Report on “Reverse Repurchase” and Repurchase Operations” (hereinafter – the Form).
The Form is compiled monthly by an insurance (reinsurance) organization and branches of insurance (reinsurance) organizations that are non-residents of the Republic of Kazakhstan as of the end of the reporting period. Data in the Form is filled in thousands of tenge. An amount less than 500 (five hundred) tenge is rounded to 0 (zero), and an amount equal to 500 (five hundred) tenge or more is rounded to 1000 (one thousand) tenge.
The Form is signed by the head or person authorized to sign the report, and the executor.
Chapter 2. Instructions for completing the Form
In column 3, the international securities identification number (ISIN code) is indicated.
In column 4, the indicator of the conclusion of an operation with the participation of a central counterparty is indicated.
In column 10, the remuneration rate for repurchase and (or) “reverse repurchase” operations established by the participants of the repurchase and (or) “reverse repurchase” operations and used to calculate the closing price and the amount of the closing transaction is indicated.
In column 13, the currency of the security according to the repurchase operation is indicated in accordance with the National Classifier of the Republic of Kazakhstan NC RK 07 ISO 4217 “Codes for the representation of currencies and funds”.
In column 14, the reserve for impairment of repurchase and (or) “reverse repurchase” operations in thousands of tenge is indicated.
Appendix 4
to Rules for submission of reports by insurance (reinsurance) organizations, Islamic insurance (reinsurance) organizations, insurance brokers, branches of insurance (reinsurance) organizations that are non-residents of the Republic of Kazakhstan, branches of Islamic insurance (reinsurance) organizations that are non-residents of the Republic of Kazakhstan, and branches of insurance brokers that are non-residents of the Republic of Kazakhstan
Form,
intended for the collection of administrative data
Submitted to: National Bank of the Republic of Kazakhstan
Form intended for the collection of administrative data on a gratuitous basis is posted on the Internet resource: www.nationalbank.kz
Name of the administrative form: Report on amounts receivable from reinsurers, insurance premiums receivable from policyholders (reinsurers) and intermediaries
Index of the form intended for the collection of administrative data on a gratuitous basis: 4-SkP-SO
Frequency: monthly, quarterly
Reporting period: as of “___” ______20 year
Circle of persons submitting the form intended for the collection of administrative data on a gratuitous basis: insurance (reinsurance) organization, Islamic insurance (reinsurance) organization, insurance broker, branches of insurance (reinsurance) organizations that are non-residents of the Republic of Kazakhstan, branches of Islamic insurance (reinsurance) organizations that are non-residents of the Republic of Kazakhstan, branches of insurance brokers that are non-residents of the Republic of Kazakhstan
Deadline for submitting the form intended for the collection of administrative data on a gratuitous basis:
monthly, no later than the 6th (sixth) working day of the month following the reporting month;
quarterly, no later than the 6th (sixth) working day of the month following the reporting quarter
BIN: _______________________
Collection method: in electronic form
(in thousands of tenge)
| № | Name of reinsurer/insurance agent/reinsurer (cedent)/insurance broker/insured | Debt under insurance and (or) reinsurance contracts | Impairment reserves | |||
| Total | including | |||||
| for which there is no overdue debt | for which there is overdue debt up to 90 days | for which there is overdue debt over 90 days | ||||
| 1 | 2 | 3 | 4 | 5 | 6 | 7 |
| 1 | Reinsurers | |||||
| 1.1 | ||||||
| … | ||||||
| 2 | Insurance agents | |||||
| 2.1 | ||||||
| 2.2 | ||||||
| 2.3 | ||||||
| 2.4 | ||||||
| 2.5 | ||||||
| 2.6 | Other insurance agents | |||||
| 3 | Insurance brokers | |||||
| 3.1 | ||||||
| … | ||||||
| 4 | Reinsurers (cedents) / Insurers | |||||
| 4.1 | ||||||
| … | ||||||
| 5 | Insured | |||||
| 5.1 | ||||||
| 5.2 | ||||||
| 5.3 | ||||||
| 5.4 | ||||||
| 5.5 | ||||||
| 5.6 | Other insured | |||||
| 6 | Total |
Name ________________________________________________
Address________________________________________________________
Phone ______________________________________________________
Email address _______________________________________
Executor____________________________ ____________________
surname, first name and patronymic (if any) signature, phone
Head or person authorized to sign the report
_____________________________________ ____________________
surname, first name and patronymic (if any) signature
Date «____» ______________ 20__ year
Note: the form is filled out in accordance with the instructions for filling out the form intended for the collection of administrative data on a gratuitous basis, "Report on amounts receivable from reinsurers, insurance premiums receivable from insured (reinsured) and intermediaries."
Appendix
to form, intended for the collection of administrative data on a gratuitous basis, "Report on amounts receivable from reinsurers, insurance premiums receivable from insured (reinsured) and intermediaries"
Instructions for filling out the form intended for the collection of administrative data on a gratuitous basis
"Report on amounts receivable from reinsurers, insurance premiums receivable from insured (reinsured) and intermediaries"
(index – 4-SkP-SO, frequency – monthly, quarterly)
Chapter 1. General Provisions
These instructions define the unified requirements for filling out the form intended for the collection of administrative data on a gratuitous basis, "Report on amounts receivable from reinsurers, insurance premiums receivable from insured (reinsured) and intermediaries" (hereinafter – the Form).
The Form is compiled monthly by insurance (reinsurance) organizations, Islamic insurance (reinsurance) organizations, branches of insurance (reinsurance) organizations of non-residents of the Republic of Kazakhstan and branches of Islamic insurance (reinsurance) organizations of non-residents of the Republic of Kazakhstan, quarterly by insurance brokers and branches of insurance brokers of non-residents of the Republic of Kazakhstan as of the end of the reporting period. Data in the Form is filled in thousands of tenge. An amount less than 500 (five hundred) tenge is rounded to 0 (zero), and an amount equal to 500 (five hundred) tenge and above is rounded to 1000 (one thousand) tenge.
The Form is signed by the head or person authorized to sign the report, and the executor.
Chapter 2. Instructions for filling out the Form
Column 2 indicates the name of reinsurers, insurance agents, insurance brokers (intermediaries), reinsurers (cedents) and insured having debt under insurance and (or) reinsurance contracts.
In rows 2.1, 2.2, 2.3, 2.4, 2.5, insurance agents having the largest share in the total amount of debt of insurance agents are indicated, the total debt of other insurance agents is indicated in row 2.6 "Other insurance agents".
In rows 5.1, 5.2, 5.3, 5.4, 5.5, insured having the largest share in the total amount of debt of insured are indicated, the total debt of other insured is indicated in row 5.6 "Other insured".
Appendix 5
to Rules for reporting by insurance (reinsurance) organizations, Islamic insurance (reinsurance) organizations, insurance brokers, branches of insurance (reinsurance) organizations of non-residents of the Republic of Kazakhstan, branches of Islamic insurance (reinsurance) organizations of non-residents of the Republic of Kazakhstan and branches of insurance brokers of non-residents of the Republic of Kazakhstan
Form,
intended for the collection of administrative data
Submitted to: National Bank of the Republic of Kazakhstan
Form intended for the collection of administrative data on a gratuitous basis is posted on the Internet resource: www.nationalbank.kz
Name of the administrative form: Report on the calculation of insurance reserves for the "general insurance" industry
Form index intended for the collection of administrative data on a gratuitous basis: 5-SRO-SO
Frequency: monthly
Reporting period: as of "___" ______20 year
Circle of persons submitting the form intended for the collection of administrative data on a gratuitous basis: insurance (reinsurance) organization, Islamic insurance (reinsurance) organization, branches of insurance (reinsurance) organizations of non-residents of the Republic of Kazakhstan, branches of Islamic insurance (reinsurance) organizations of non-residents of the Republic of Kazakhstan, carrying out activities in the "general insurance" industry
Form submission deadline intended for the collection of administrative data on a gratuitous basis: monthly, no later than the 6th (sixth) working day of the month following the reporting month
BIN: _______________________
Collection method: in electronic form
(in thousands of tenge)
| № | Name of insurance classes | Reserve for unearned premiums, total amount | Share of reinsurer in the reserve for unearned premiums | Net amount of the reserve for unearned premiums | Reserve for incurred but not reported losses | Share of reinsurer in the reserve for incurred but not reported losses |
| 1 | 2 | 3 | 4 | 5 | 6 | 7 |
| 1 | Compulsory insurance | |||||
| 1.1 | insurance of civil liability of vehicle owners | |||||
| 1.2 | insurance of civil liability of the carrier to passengers | |||||
| 1.3 | insurance of civil liability of private notaries | |||||
| 1.4 | environmental insurance | |||||
| 1.5 | insurance of civil liability of audit organizations | |||||
| 1.6 | tourist insurance | |||||
| 1.7 | insurance of civil liability of owners of objects whose activities are related to the danger of causing harm to third parties | |||||
| 1.8 | other types (classes) of insurance | |||||
| 2 | Voluntary life insurance | |||||
| 2.1 | insurance against accidents | |||||
| 2.2 | insurance in case of illness, including: | |||||
| 2.2.1 | traveling abroad | |||||
| 2.3 | other types (classes) of insurance | |||||
| 3 | Voluntary property insurance | |||||
| 3.1 | insurance of road transport | |||||
| 3.2 | insurance of railway transport | |||||
| 3.3 | insurance of air transport | |||||
| 3.4 | insurance of water transport | |||||
| 3.5 | insurance of space objects | |||||
| 3.6 | cargo insurance | |||||
| 3.7 | insurance of property against damage, except for classes specified in rows 3.1, 3.2, 3.3, 3.4, 3.5 and 3.6 of this table | |||||
| 3.8 | insurance of civil liability of owners of road transport | |||||
| 3.9 | insurance of civil liability of owners of air transport | |||||
| 3.10 | insurance of civil liability of owners of water transport | |||||
| 3.11 | insurance of civil liability of owners of space objects | |||||
| 3.12 | professional liability insurance | |||||
| 3.13 | insurance of civil liability, except for classes specified in rows 3.8, 3.9, 3.10, 3.11 and 3.12 of this table | |||||
| 3.14 | insurance of legal entity loans | |||||
| 3.15 | mortgage insurance | |||||
| 3.16 | insurance of guarantees and sureties | |||||
| 3.17 | insurance against other financial losses | |||||
| 3.18 | insurance of losses of financial organizations except for classes specified in rows 3.14, 3.15, 3.16 and 3.17 of this table | |||||
| 3.19 | title insurance | |||||
| 3.20 | insurance of court costs | |||||
| 3.21 | other types (classes) of insurance | |||||
| 4 | Total |
continuation of the table:
| Net amount of the reserve for incurred but not reported losses | Reserve for reported but not settled losses, total amount | Share of reinsurer in the reserve for reported but not settled losses |
| 8 | 9 | 10 |
| … |
continuation of the table:
| Net amount of the reserve for reported but not settled losses | Total amount of insurance reserves | Share of reinsurer in the total amount of insurance reserves | Net amount of total insurance reserves |
| 11 | 12 | 13 | 14 |
| … |
Name ________________________________________________
Address________________________________________________________
Phone ______________________________________________________
Email address _______________________________________
Executor____________________________ ____________________
surname, first name and patronymic (if any) signature, phone
Head or person authorized to sign the report
_____________________________________ ____________________
surname, first name and patronymic (if any) signature
Date «____» ______________ 20__ year
Note: the form is filled out in accordance with the instructions for filling out the form intended for the collection of administrative data on a gratuitous basis, "Report on the calculation of insurance reserves for the 'general insurance' industry."
Appendix
to form, intended for the collection of administrative data on a gratuitous basis, "Report on the calculation of insurance reserves for the 'general insurance' industry"
Instructions for filling out the form intended for the collection of administrative data on a gratuitous basis
"Report on the calculation of insurance reserves for the 'general insurance' industry"
(index – 5-SRO-SO, frequency – monthly)
Chapter 1. General Provisions
These instructions define the unified requirements for filling out the form intended for the collection of administrative data on a gratuitous basis, "Report on the calculation of insurance reserves for the 'general insurance' industry" (hereinafter – the Form).
The Form is compiled monthly by insurance (reinsurance) organizations, Islamic insurance (reinsurance) organizations, branches of insurance (reinsurance) organizations of non-residents of the Republic of Kazakhstan and branches of Islamic insurance (reinsurance) organizations of non-residents of the Republic of Kazakhstan, carrying out activities in the "general insurance" industry as of the end of the reporting period. Data in the Form is filled in thousands of tenge. An amount less than 500 (five hundred) tenge is rounded to 0 (zero), and an amount equal to 500 (five hundred) tenge and above is rounded to 1000 (one thousand) tenge.
The Form is signed by the head or person authorized to sign the report, and the executor.
Chapter 2. Instructions for filling out the Form
The Form indicates the amount of insurance reserves by insurance classes as of the end of the reporting period.
Insurance reserves are calculated in accordance with Requirements for the formation, methodology for calculating insurance reserves and their structure, approved by the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated January 31, 2019 No. 13 "On Approval of Requirements for the Formation, Methodology for Calculating Insurance Reserves and Their Structure" (registered in the Registry of State Registration of Normative Legal Acts under No. 18290).
In column 4, the share of the reinsurer in the reserve for unearned premiums is indicated excluding the commission remuneration to the cedent, insurance broker under a reinsurance (insurance) contract and other compensations, payments to insurance intermediaries and other persons from the reinsurer, not related to insurance protection for risks transferred to reinsurance.
Appendix 6
to Rules for reporting by insurance (reinsurance) organizations, Islamic insurance (reinsurance) organizations, insurance brokers, branches of insurance (reinsurance) organizations of non-residents of the Republic of Kazakhstan, branches of Islamic insurance (reinsurance) organizations of non-residents of the Republic of Kazakhstan and branches of insurance brokers of non-residents of the Republic of Kazakhstan
Form,
intended for the collection of administrative data
Submitted to: National Bank of the Republic of Kazakhstan
Form intended for the collection of administrative data on a gratuitous basis is posted on the Internet resource: www.nationalbank.kz
Name of the administrative form: Report on the calculation of insurance reserves for the "life insurance" industry
Form index intended for the collection of administrative data on a gratuitous basis: 6-SRZH-SO
Frequency: monthly
Reporting period: as of "___" _____20 year
Circle of persons submitting the form intended for the collection of administrative data on a gratuitous basis: insurance (reinsurance) organization, Islamic insurance (reinsurance) organization, branches of insurance (reinsurance) organizations of non-residents of the Republic of Kazakhstan, branches of Islamic insurance (reinsurance) organizations of non-residents of the Republic of Kazakhstan, carrying out activities in the "life insurance" industry
Form submission deadline intended for the collection of administrative data on a gratuitous basis: monthly, no later than the 6th (sixth) working day of the month following the reporting month
BIN: _______________________
Collection method: in electronic form
(in thousands of tenge)
| № | Name of insurance classes | Reserve for unearned premiums, total amount | Share of reinsurer in the reserve for unearned premiums | Net amount of the reserve for unearned premiums | Reserve for unincurred losses under life insurance (reinsurance) contracts |
| 1 | 2 | 3 | 4 | 5 | 6 |
| 1 | Total | ||||
| 1.1 | life insurance, except for the class specified in row 1.3 of this table, including: | ||||
| 1.1.1 | savings | ||||
| 1.1.2 | non-savings | ||||
| 1.2 | annuity insurance, except for the class specified in row 1.4 of this table | ||||
| 1.3 | life insurance within the state educational savings system | ||||
| 1.4 | pension annuity insurance | ||||
| 1.5 | tourist insurance | ||||
| 1.6 | insurance against accidents | ||||
| 1.7 | insurance in case of illness, including: | ||||
| 1.7.1 | traveling abroad | ||||
| 1.8 | insurance of employees against accidents while performing their labor (official) duties, including: | ||||
| 1.8.1 | annuity insurance carried out within the framework of compulsory insurance of employees against accidents while performing their labor (official) duties | ||||
| 1.8.2 | pre-pension annuity insurance carried out within the framework of compulsory insurance of employees against accidents while performing their labor (official) duties | ||||
| 1.9 | other types (classes) of insurance |
continuation of the table:
| Share of reinsurer in the reserve for unincurred losses under life insurance (reinsurance) contracts | Net amount of the reserve for unincurred losses under life insurance (reinsurance) contracts | Reserve for unincurred losses under annuity contracts | Share of reinsurer in the reserve for unincurred losses under annuity contracts | Net amount of the reserve for unincurred losses under annuity contracts |
| 7 | 8 | 9 | 10 | 11 |
| … |
continuation of the table:
| Reserve for incurred but not reported losses | Share of reinsurer in the reserve for incurred but not reported losses | Net amount of the reserve for incurred but not reported losses | Reserve for reported but not settled losses | Share of reinsurer in the reserve for reported but not settled losses |
| 12 | 13 | 14 | 15 | 16 |
| … | … |
continuation of the table:
| Net amount of the reserve for reported but not settled losses | Total share of reinsurer in insurance reserves | Total insurance reserves |
| 17 | 18 | 19 |
| … |
Name ________________________________________________
Address________________________________________________________
Phone ______________________________________________________
Email address _______________________________________
Executor____________________________ ____________________
surname, first name and patronymic (if any) signature, phone
Head or person authorized to sign the report
_____________________________________ ____________________
surname, first name and patronymic (if any) signature
Date «____» ______________ 20__ year
Note: the form is filled out in accordance with the instructions for filling out the form intended for the collection of administrative data on a gratuitous basis, "Report on the calculation of insurance reserves for the 'life insurance' industry."
Appendix
to form, intended for the collection of administrative data on a gratuitous basis, "Report on the calculation of insurance reserves for the 'life insurance' industry"
Instructions for filling out the form intended for the collection of administrative data on a gratuitous basis
"Report on the calculation of insurance reserves for the 'life insurance' industry"
(index – 6-SRZH-SO, frequency – monthly)
Chapter 1. General Provisions
These instructions define the unified requirements for filling out the form intended for the collection of administrative data on a gratuitous basis, "Report on the calculation of insurance reserves for the 'life insurance' industry" (hereinafter – the Form).
The Form is compiled monthly by insurance (reinsurance) organizations, Islamic insurance (reinsurance) organizations, branches of insurance (reinsurance) organizations of non-residents of the Republic of Kazakhstan and branches of Islamic insurance (reinsurance) organizations of non-residents of the Republic of Kazakhstan, carrying out activities in the "life insurance" industry as of the end of the reporting period. Data in the Form is filled in thousands of tenge. An amount less than 500 (five hundred) tenge is rounded to 0 (zero), and an amount equal to 500 (five hundred) tenge and above is rounded to 1000 (one thousand) tenge.
The Form is signed by the head or person authorized to sign the report, and the executor.
Chapter 2. Instructions for filling out the Form
The Form indicates the amount of insurance reserves by insurance classes as of the end of the reporting period.
Insurance reserves are calculated in accordance with Requirements for the formation, methodology for calculating insurance reserves and their structure, approved by the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated January 31, 2019 No. 13 "On Approval of Requirements for the Formation, Methodology for Calculating Insurance Reserves and Their Structure" (registered in the Registry of State Registration of Normative Legal Acts under No. 18290).
In column 4, the share of the reinsurer in the reserve for unearned premiums is indicated excluding the commission remuneration to the cedent, insurance broker under a reinsurance (insurance) contract and other compensations, payments to insurance intermediaries and other persons from the reinsurer, not related to insurance protection for risks transferred to reinsurance.
Appendix 7
to Rules for reporting by insurance (reinsurance) organizations, Islamic insurance (reinsurance) organizations, insurance brokers, branches of insurance (reinsurance) organizations of non-residents of the Republic of Kazakhstan, branches of Islamic insurance (reinsurance) organizations of non-residents of the Republic of Kazakhstan and branches of insurance brokers of non-residents of the Republic of Kazakhstan
Form,
intended for the collection of administrative data
Submitted to: National Bank of the Republic of Kazakhstan
Form intended for the collection of administrative data on a gratuitous basis is posted on the Internet resource: www.nationalbank.kz
Name of the administrative form: Report on insurance premiums and state premiums
Form index intended for the collection of administrative data on a gratuitous basis: 7-SP-SO
Frequency: monthly
Reporting period: as of "___" ______20 year
Circle of persons submitting the form intended for the collection of administrative data on a gratuitous basis: insurance (reinsurance) organization, Islamic insurance (reinsurance) organization, branches of insurance (reinsurance) organizations of non-residents of the Republic of Kazakhstan, branches of Islamic insurance (reinsurance) organizations of non-residents of the Republic of Kazakhstan
Form submission deadline intended for the collection of administrative data on a gratuitous basis: monthly, no later than the 6th (sixth) working day of the month following the reporting month
BIN: _______________________
Collection method: in electronic form
(in thousands of tenge)
| № | Name of Insurance Classes | Insurance Premiums Accepted under Insurance (Reinsurance) Contracts | ||||||||||
| Total | in particular | |||||||||||
| Insurance premiums accepted under insurance contracts | ||||||||||||
| Total | in particular | |||||||||||
| in online mode | from residents | |||||||||||
| Individuals | Legal Entities | |||||||||||
| 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | |
| 1 | Mandatory Insurance | |||||||||||
| 1.1 | Civil liability of vehicle owners | |||||||||||
| 1.2 | Civil liability of carriers towards passengers | |||||||||||
| 1.3 | Insurance of civil liability of private notaries | |||||||||||
| 1.4 | Environmental insurance | |||||||||||
| 1.5 | Civil liability of audit organizations | |||||||||||
| 1.6 | Tourist insurance | |||||||||||
| 1.7 | Civil liability of owners of objects whose activities are associated with the danger of causing harm to third parties | |||||||||||
| 1.8 | Insurance of employees against accidents while performing their labor (official) duties, including: | |||||||||||
| 1.8.1 | Annuity insurance carried out within the framework of mandatory insurance of employees against accidents while performing their labor (official) duties | |||||||||||
| 1.8.2 | Pre-retirement annuity insurance carried out within the framework of mandatory insurance of employees against accidents while performing their labor (official) duties | |||||||||||
| 1.9 | Other types (classes) of insurance | |||||||||||
| 2 | Voluntary Personal Insurance | |||||||||||
| 2.1 | Life insurance, excluding the class specified in line 2.3 of this table, including: | |||||||||||
| 2.1.1 | Accumulative | |||||||||||
| 2.1.2 | Non-accumulative | |||||||||||
| 2.2 | Annuity insurance, excluding the class specified in line 2.4 of this table | |||||||||||
| 2.3 | Life insurance within the state educational savings system | |||||||||||
| 2.4 | Pension annuity insurance | |||||||||||
| 2.5 | Insurance against accidents | |||||||||||
| 2.6 | Insurance against illness, including: | |||||||||||
| 2.6.1 | Traveling abroad | |||||||||||
| 2.7 | Other types (classes) of insurance | |||||||||||
| 3 | Voluntary Property Insurance | |||||||||||
| 3.1 | Automobile transport insurance | |||||||||||
| 3.2 | Railway transport insurance | |||||||||||
| 3.3 | Air transport insurance | |||||||||||
| 3.4 | Water transport insurance | |||||||||||
| 3.5 | Space object insurance | |||||||||||
| 3.6 | Cargo insurance | |||||||||||
| 3.7 | Property insurance against damage, excluding the classes specified in lines 3.1, 3.2, 3.3, 3.4, 3.5 and 3.6 of this table | |||||||||||
| 3.8 | Civil liability insurance of automobile transport owners | |||||||||||
| 3.9 | Civil liability insurance of air transport owners | |||||||||||
| 3.10 | Civil liability insurance of water transport owners | |||||||||||
| 3.11 | Civil liability insurance of space object owners | |||||||||||
| 3.12 | Professional liability insurance | |||||||||||
| 3.13 | Civil liability insurance, excluding the classes specified in lines 3.8, 3.9, 3.10, 3.11 and 3.12 of this table | |||||||||||
| 3.14 | Legal entity loan insurance | |||||||||||
| 3.15 | Mortgage insurance | |||||||||||
| 3.16 | Insurance of guarantees and sureties | |||||||||||
| 3.17 | Insurance against other financial losses | |||||||||||
| 3.18 | Insurance of financial organization losses, excluding the classes specified in lines 3.14, 3.15, 3.16 and 3.17 of this table | |||||||||||
| 3.19 | Title insurance | |||||||||||
| 3.20 | Court costs insurance | |||||||||||
| 3.21 | Other types (classes) of insurance | |||||||||||
| 4 | Total |
continuation of the table:
| State Premium | Insurance Premiums Transferred for Reinsurance | Income Related to Termination of Contracts Transferred for Reinsurance | Net Amount of Insurance Premiums | Expenses Related to Termination of Insurance (Reinsurance) Contracts | |||||
| Total | in particular | ||||||||
| to residents | to non-residents | ||||||||
| 13 | 14 | 15 | 16 | 17 | 18 | 19 | 20 | 21 | 22 |
| … |
continuation of the table:
| Change in Unearned Premium Reserve | Change in Reinsurance Assets in Unearned Premium Reserve | Change in Net Amount of Unearned Premium Reserve | Net Amount of Earned Insurance Premiums (column 18 - column 19 - column 27) | ||
| Total | in particular | ||||
| to residents | to non-residents | ||||
| 23 | 24 | 25 | 26 | 27 | 28 |
| … |
continuation of the table:
| Income in the form of Commission Remuneration for Insurance Activities | Expenses in the form of Commission Remuneration for Insurance Activities | ||||
| Total | in particular | Total | in particular | ||
| from residents | from non-residents | to residents | to non-residents | ||
| 29 | 30 | 31 | 32 | 33 | 34 |
| … |
Name ________________________________________________
Address________________________________________________________
Phone ______________________________________________________
Email Address _______________________________________
Executor____________________________ ____________________
surname, first name and patronymic (if any) signature, phone
Head or Person Assigned the Function of Signing the Report
_____________________________________ ____________________
surname, first name and patronymic (if any) signature
Date “____” ______________ 20__ year
Note: The form is filled out in accordance with the instructions for filling out the form intended for the collection of administrative data on a gratuitous basis, "Report on Insurance Premiums and State Premiums."
Appendix
to form, intended for the collection of administrative data on a gratuitous basis, "Report on Insurance Premiums and State Premiums"
Instructions for filling out the form intended for the collection of administrative data on a gratuitous basis
"Report on Insurance Premiums and State Premiums"
(index – 7-SP-SO, frequency – monthly)
Chapter 1. General Provisions
These instructions define the unified requirements for filling out the form intended for the collection of administrative data on a gratuitous basis, "Report on Insurance Premiums and State Premiums" (hereinafter – the Form).
The Form is compiled monthly by insurance (reinsurance) organizations, Islamic insurance (reinsurance) organizations, branches of insurance (reinsurance) organizations of non-residents of the Republic of Kazakhstan, and branches of Islamic insurance (reinsurance) organizations of non-residents of the Republic of Kazakhstan as of the end of the reporting period. Data in the Form is filled out in thousands of tenge. An amount less than 500 (five hundred) tenge is rounded to 0 (zero), and an amount equal to 500 (five hundred) tenge and above is rounded to 1000 (one thousand) tenge.
The Form is signed by the head or person assigned the function of signing the report, and the executor.
Chapter 2. Instructions for Filling out the Form
In column 4, the aggregate data of columns 6, 7, 8, and 9 are indicated.
In column 13, the state premium accepted under life insurance contracts within the state educational savings system is indicated.
Appendix 8
to Rules for the submission of reporting by insurance (reinsurance) organizations, Islamic insurance (reinsurance) organizations, insurance brokers, branches of insurance (reinsurance) organizations of non-residents of the Republic of Kazakhstan, branches of Islamic insurance (reinsurance) organizations of non-residents of the Republic of Kazakhstan, and branches of insurance brokers of non-residents of the Republic of Kazakhstan
Form,
intended for the collection of administrative data
Submitted to: National Bank of the Republic of Kazakhstan
Form, intended for the collection of administrative data on a gratuitous basis, is posted on the internet resource: www.nationalbank.kz
Name of the administrative form: Report on Insurance Payments
Index of the form intended for the collection of administrative data on a gratuitous basis: 8-SV-SO
Frequency: Monthly
Reporting period: As of “___” ______20 year
Circle of persons submitting the form intended for the collection of administrative data on a gratuitous basis: Insurance (reinsurance) organization, Islamic insurance (reinsurance) organization, branches of insurance (reinsurance) organizations of non-residents of the Republic of Kazakhstan, branches of Islamic insurance (reinsurance) organizations of non-residents of the Republic of Kazakhstan
Deadline for submitting the form intended for the collection of administrative data on a gratuitous basis: Monthly, no later than the 6th (sixth) working day of the month following the reporting month
BIN: _______________________
Collection method: In electronic form
(in thousands of tenge)
| № | Name of Insurance Classes | Expenses for Making Insurance Payments | |||||
| Total | in particular | ||||||
| under contracts accepted for insurance | under contracts accepted for reinsurance | ||||||
| to individuals | to legal entities | from residents | from non-residents | ||||
| Total | in particular, state premium | ||||||
| 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 |
| 1 | Mandatory Insurance | ||||||
| 1.1 | Civil liability of vehicle owners | ||||||
| 1.2 | Civil liability of carriers towards passengers | ||||||
| 1.3 | Insurance of civil liability of private notaries | ||||||
| 1.4 | Environmental insurance | ||||||
| 1.5 | Civil liability of audit organizations | ||||||
| 1.6 | Tourist insurance | ||||||
| 1.7 | Civil liability of owners of objects whose activities are associated with the danger of causing harm to third parties | ||||||
| 1.8 | Insurance of employees against accidents while performing their labor (official) duties, including: | ||||||
| 1.8.1 | Annuity insurance carried out within the framework of mandatory insurance of employees against accidents while performing their labor (official) duties | ||||||
| 1.8.2 | Pre-retirement annuity insurance carried out within the framework of mandatory insurance of employees against accidents while performing their labor (official) duties | ||||||
| 1.9 | Other types (classes) of insurance | ||||||
| 2 | Voluntary Personal Insurance | ||||||
| 2.1 | Life insurance, excluding the class specified in line 2.3 of this table, including: | ||||||
| 2.1.1 | Accumulative | ||||||
| 2.1.2 | Non-accumulative | ||||||
| 2.2 | Annuity insurance, excluding the class specified in line 2.4 of this table | ||||||
| 2.3 | Life insurance within the state educational savings system | ||||||
| 2.4 | Pension annuity insurance | ||||||
| 2.5 | Insurance against accidents | ||||||
| 2.6 | Insurance against illness, including: | ||||||
| 2.6.1 | Traveling abroad | ||||||
| 2.7 | Other types (classes) of insurance | ||||||
| 3 | Voluntary Property Insurance | ||||||
| 3.1 | Automobile transport insurance | ||||||
| 3.2 | Railway transport insurance | ||||||
| 3.3 | Air transport insurance | ||||||
| 3.4 | Water transport insurance | ||||||
| 3.5 | Space object insurance | ||||||
| 3.6 | Cargo insurance | ||||||
| 3.7 | Property insurance against damage, excluding the classes specified in lines 3.1, 3.2, 3.3, 3.4, 3.5 and 3.6 of this table | ||||||
| 3.8 | Civil liability insurance of automobile transport owners | ||||||
| 3.9 | Civil liability insurance of air transport owners | ||||||
| 3.10 | Civil liability insurance of water transport owners | ||||||
| 3.11 | Civil liability insurance of space object owners | ||||||
| 3.12 | Professional liability insurance | ||||||
| 3.13 | Civil liability insurance, excluding the classes specified in lines 3.8, 3.9, 3.10, 3.11 and 3.12 of this table | ||||||
| 3.14 | Legal entity loan insurance | ||||||
| 3.15 | Mortgage insurance | ||||||
| 3.16 | Insurance of guarantees and sureties | ||||||
| 3.17 | Insurance against other financial losses | ||||||
| 3.18 | Insurance of financial organization losses, excluding the classes specified in lines 3.14, 3.15, 3.16 and 3.17 of this table | ||||||
| 3.19 | Title insurance | ||||||
| 3.20 | Court costs insurance | ||||||
| 3.21 | Other types (classes) of insurance | ||||||
| 4 | Total |
continuation of the table:
| Number of Claimed Claims | Number of Insurance Payments | Recovery under Recourse Claim | Recovery Transferred to Reinsurer under Recourse Claim | ||
| Total | in particular | ||||
| Individuals | Legal Entities | ||||
| 9 | 10 | 11 | 12 | 13 | 14 |
| … |
continuation of the table:
| Expenses for Risks Transferred for Reinsurance | Net Expenses for Making Insurance Payments | Expenses for Settling Insurance Losses | ||
| Total | in particular | |||
| from residents | from non-residents | |||
| 15 | 16 | 17 | 18 | 19 |
| … |
Name ________________________________________________
Address________________________________________________________
Phone ______________________________________________________
Email Address _______________________________________
Executor____________________________ ____________________
surname, first name and patronymic (if any) signature, phone
Head or Person Assigned the Function of Signing the Report
_____________________________________ ____________________
surname, first name and patronymic (if any) signature
Date “____” ______________ 20__ year
Note: The form is filled out in accordance with the instructions for filling out the form intended for the collection of administrative data on a gratuitous basis, "Report on Insurance Payments."
Appendix
to form, intended for the collection of administrative data on a gratuitous basis, "Report on Insurance Payments"
Instructions for filling out the form intended for the collection of administrative data on a gratuitous basis
"Report on Insurance Payments"
(index – 8-SV-SO, frequency – monthly)
Chapter 1. General Provisions
These instructions define the unified requirements for filling out the form intended for the collection of administrative data on a gratuitous basis, "Report on Insurance Payments" (hereinafter – the Form).
The Form is compiled monthly by insurance (reinsurance) organizations, Islamic insurance (reinsurance) organizations, branches of insurance (reinsurance) organizations of non-residents of the Republic of Kazakhstan, and branches of Islamic insurance (reinsurance) organizations of non-residents of the Republic of Kazakhstan as of the end of the reporting period. Data in the Form is filled out in thousands of tenge. An amount less than 500 (five hundred) tenge is rounded to 0 (zero), and an amount equal to 500 (five hundred) tenge and above is rounded to 1000 (one thousand) tenge.
The Form is signed by the head or person assigned the function of signing the report, and the executor.
Chapter 2. Instructions for Filling out the Form
In column 6, the state premium accepted under life insurance contracts within the state educational savings system is indicated.
In column 9, the number of claimed claims registered in the loss report of the insurance (reinsurance) organization for the period from the beginning of the reporting year (cumulative) is indicated.
In column 10, the number of insurance payments for the period from the beginning of the reporting year (cumulative) is indicated. Insurance payments made in the form of periodic payments under annuity insurance contracts to the same beneficiary for one insurance case are indicated as one insurance payment.
In columns 11 and 12 "number of insurance payments", information is indicated regarding the policyholder (beneficiary) who is the actual recipient of the insurance payment.
In column 18, the value of column 3 minus the values of columns 13 and 15, plus the value of column 14, is indicated.
In column 19, the amount of additional expenses of the insurance (reinsurance) organization for acquiring services (appraisal and legal services) related to the making of insurance payments is indicated.
Appendix 9
to Rules for the submission of reporting by insurance (reinsurance) organizations, Islamic insurance (reinsurance) organizations, insurance brokers, branches of insurance (reinsurance) organizations of non-residents of the Republic of Kazakhstan, branches of Islamic insurance (reinsurance) organizations of non-residents of the Republic of Kazakhstan, and branches of insurance brokers of non-residents of the Republic of Kazakhstan
Form,
intended for the collection of administrative data
Submitted to: National Bank of the Republic of Kazakhstan
Form, intended for the collection of administrative data on a gratuitous basis, is posted on the internet resource: www.nationalbank.kz
Name of the administrative form: Report on Large Insurance (Reinsurance) Contracts, Insurance Payments, and Large Claimed Claims
Index of the form intended for the collection of administrative data on a gratuitous basis: 9-KD-SO
Frequency: Monthly
Reporting period: As of “___” ______20 year
Circle of persons submitting the form intended for the collection of administrative data on a gratuitous basis: Insurance (reinsurance) organization, Islamic insurance (reinsurance) organization
Deadline for submitting the form intended for the collection of administrative data on a gratuitous basis: Monthly, no later than the 6th (sixth) working day of the month following the reporting month
BIN: _______________________
Collection method: In electronic form
Table 1. Large Insurance (Reinsurance) Contracts
(in thousands of tenge)
| № | Name of Insurance Classes | Policyholder | Beneficiary | Amount of Insurance Premium | Liability Limit (Insurance Sum) |
| 1 | 2 | 3 | 4 | 5 | 6 |
| 1 | |||||
| 2 | |||||
| 3 | |||||
| … | |||||
| Total |
continuation of the table:
| in particular, transferred for reinsurance | Period of Insurance Coverage | Brief Description of the Insured Object | Details of the Board of Directors Resolution on Making a Large Transaction | |
| number | date | |||
| 7 | 8 | 9 | 10 | 11 |
| … |
Table 2. Large Insurance Payments and Claimed Claims
(in thousands of tenge)
| № | Name of Insurance Classes | Policyholder (Beneficiary) | Liability Limit (Insurance Sum) | Amount of Insurance Payment |
| 1 | 2 | 3 | 4 | 5 |
| 1 | ||||
| 2 | ||||
| 3 | ||||
| … | ||||
| Total |
continuation of the table:
| Size of Expected Recovery from Reinsurer | Amount of Claimed Claim | Brief Description of the Insurance Case |
| 6 | 7 | 8 |
| … |
Name ________________________________________________
Address________________________________________________________
Phone ______________________________________________________
Email Address _______________________________________
Executor____________________________ ____________________
surname, first name and patronymic (if any) signature, phone
Head or Person Assigned the Function of Signing the Report
_____________________________________ ____________________
surname, first name and patronymic (if any) signature
Date “____” ______________ 20__ year
Note: The form is filled out in accordance with the instructions for filling out the form intended for the collection of administrative data on a gratuitous basis, "Report on Large Insurance (Reinsurance) Contracts, Insurance Payments, and Large Claimed Claims."
Appendix
to form, intended for the collection of administrative data on a gratuitous basis, "Report on Large Insurance (Reinsurance) Contracts, Insurance Payments, and Large Claimed Claims"
Instructions for filling out the form intended for the collection of administrative data on a gratuitous basis
"Report on Large Insurance (Reinsurance) Contracts, Insurance Payouts, and Large Claimed Demands"
(index – 9-KD-SO, frequency – monthly)
Chapter 1. General Provisions
This explanation defines the uniform requirements for filling out the form intended for the collection of administrative data on a gratuitous basis, "Report on Large Insurance (Reinsurance) Contracts, Insurance Payouts, and Large Claimed Demands" (hereinafter – the Form).
The Form is compiled monthly by an insurance (reinsurance) organization and an Islamic insurance (reinsurance) organization as of the end of the reporting period. Data in the Form is filled in thousands of tenge. An amount less than 500 (five hundred) tenge is rounded to 0 (zero), and an amount equal to 500 (five hundred) tenge and above is rounded to 1,000 (one thousand) tenge.
The Form is signed by the head or the person entrusted with the function of signing the report, and the executor.
Chapter 2. Explanation on Filling out the Form
The Form indicates information on insurance (reinsurance) contracts that entered into force during the reporting period (month) (excluding contracts concluded under the class of compulsory civil liability insurance of vehicle owners and life savings insurance), the aggregate liability limit (total insurance amount) of which is equal to or exceeds ten percent of the sum of assets of the insurance (reinsurance) organization, minus assets that are the reinsurer's share in insurance reserves;
In column 8, the period of insurance coverage is indicated in accordance with the terms of the insurance/reinsurance contract. If there are multiple objects of insurance (reinsurance) with different periods of insurance coverage, the earliest start date and the latest end date of insurance coverage within one insurance (reinsurance) contract are indicated;
In column 9, a brief description of the object of insurance is indicated;
In columns 10 and 11, the decision of the board of directors of the insurance (reinsurance) organization on the conclusion of a major transaction in insurance (reinsurance), meeting the requirements of the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated June 17, 2003 No. 186 "On Approval of the Norm for Recognizing a Major Insurance (Reinsurance) Transaction" (registered in the Registry of State Registration of Normative Legal Acts under No. 2405), is indicated.
Appendix 10
to the Rules of reporting
by an insurance (reinsurance) organization,
Islamic insurance (reinsurance)
organization, insurance broker, branches
of insurance (reinsurance) organizations-non-residents
of the Republic of Kazakhstan, branches of Islamic insurance
(reinsurance) organizations-non-residents
of the Republic of Kazakhstan and branches of insurance
brokers-non-residents of the Republic of Kazakhstan
Form,
intended for the collection of administrative data
Submitted to: National Bank of the Republic of Kazakhstan
Form, intended for the collection of administrative data on a gratuitous basis, is posted on the internet resource: www.nationalbank.kz
Name of the administrative form: report on the volume of obligations
Index of the form, intended for the collection of administrative data on a gratuitous basis: 19-I(R)O_M
Frequency: monthly
Reporting period: as of "___" ______20 year
Circle of persons submitting the form, intended for the collection of administrative data on a gratuitous basis: insurance (reinsurance) organization, Islamic insurance (reinsurance) organization, branches of insurance (reinsurance) organizations-non-residents of the Republic of Kazakhstan, branches of Islamic insurance (reinsurance) organizations-non-residents of the Republic of Kazakhstan
Deadline for submitting the form, intended for the collection of administrative data on a gratuitous basis: monthly, no later than the 6th (sixth) working day of the month following the reporting month
BIN: _______________________
Collection method: in electronic form
| No. | Name of Insurance Classes | Number of Contracts Concluded for the Period from the Beginning of the Current Year (Cumulative) (Pieces) | Number of Objects of Insurance under Concluded Contracts for the Period from the Beginning of the Current Year (Pieces) | Number of Active Contracts (Pieces) | Number of Objects of Insurance under Active Contracts (Pieces) | |
| Total | in particular, in online mode | |||||
| 1 | 2 | 3 | 4 | 5 | 6 | 7 |
| 1 | Compulsory Insurance: | |||||
| 1.1 | Civil Liability of Vehicle Owners, including: | |||||
| 1.1.1 | Individuals | |||||
| 1.1.2 | Legal Entities | |||||
| 1.2 | Civil Liability of the Carrier to Passengers, including: | |||||
| 1.2.1 | Individuals | |||||
| 1.2.2 | Legal Entities | |||||
| 1.3 | Civil Liability of Private Notaries, including: | |||||
| 1.3.1 | Individuals | |||||
| 1.3.2 | Legal Entities | |||||
| 1.4 | Ecological Insurance, including: | |||||
| 1.4.1 | Individuals | |||||
| 1.4.2 | Legal Entities | |||||
| 1.5 | Civil Liability of Audit Organizations, including: | |||||
| 1.5.1 | Individuals | |||||
| 1.5.2 | Legal Entities | |||||
| 1.6 | Tourist Insurance, including: | |||||
| 1.6.1 | Individuals | |||||
| 1.6.2 | Legal Entities | |||||
| 1.7 | Civil Liability of Owners of Objects Whose Activity is Related to the Danger of Causing Harm to Third Parties, including: | |||||
| 1.7.1 | Individuals | |||||
| 1.7.2 | Legal Entities | |||||
| 1.8 | Insurance of Workers from Accidents in the Performance of Their Labor (Official) Duties, including: | |||||
| 1.8.1 | Individuals | |||||
| 1.8.2 | Legal Entities | |||||
| 1.8.3 | Annuity Insurance, Carried out within the Framework of Compulsory Insurance of Workers from Accidents in the Performance of Their Labor (Official) Duties | |||||
| 1.8.3.1 | Individuals | |||||
| 1.8.3.2 | Legal Entities | |||||
| 1.8.4 | Pre-pension Annuity Insurance, Carried out within the Framework of Compulsory Insurance of Workers from Accidents in the Performance of Their Labor (Official) Duties | |||||
| 1.8.4.1 | Individuals | |||||
| 1.8.4.2 | Legal Entities | |||||
| 1.9 | Other Types (Classes) of Insurance, including: | |||||
| 1.9.1 | Individuals | |||||
| 1.9.2 | Legal Entities | |||||
| 1.10 | Total for Compulsory Insurance of Individuals | |||||
| 1.11 | Total for Compulsory Insurance of Legal Entities | |||||
| 2 | Voluntary Personal Insurance: | |||||
| 2.1 | Life Insurance, excluding the class indicated in line 2.3 of this table, including: | |||||
| 2.1.1 | Savings | |||||
| 2.1.1.1 | Individuals | |||||
| 2.1.1.2 | Legal Entities | |||||
| 2.1.2 | Non-savings | |||||
| 2.1.2.1 | Individuals | |||||
| 2.1.2.2 | Legal Entities | |||||
| 2.2 | Annuity Insurance, excluding the class indicated in line 2.4 of this table, including: | |||||
| 2.2.1 | Individuals | |||||
| 2.2.2 | Legal Entities | |||||
| 2.3 | Life Insurance within the Framework of the State Educational Savings System, including: | |||||
| 2.3.1 | Individuals | |||||
| 2.3.2 | Legal Entities | |||||
| 2.4 | Pension Annuity Insurance, including: | |||||
| 2.4.1 | Individuals | |||||
| 2.4.2 | Legal Entities | |||||
| 2.5 | Insurance from Accidents, including: | |||||
| 2.5.1 | Individuals | |||||
| 2.5.2 | Legal Entities | |||||
| 2.6 | Insurance in Case of Illness, including: | |||||
| 2.6.1 | Individuals | |||||
| 2.6.2 | Legal Entities | |||||
| 2.6.3 | Traveling Abroad | |||||
| 2.7 | Other Types (Classes) of Insurance, including: | |||||
| 2.7.1 | Individuals | |||||
| 2.7.2 | Legal Entities | |||||
| 2.8 | Total for Voluntary Personal Insurance of Individuals | |||||
| 2.9 | Total for Voluntary Personal Insurance of Legal Entities | |||||
| 3 | Voluntary Property Insurance: | |||||
| 3.1 | Insurance of Road Transport, including: | |||||
| 3.1.1 | Individuals | |||||
| 3.1.2 | Legal Entities | |||||
| 3.2 | Insurance of Railway Transport, including: | |||||
| 3.2.1 | Individuals | |||||
| 3.2.2 | Legal Entities | |||||
| 3.3 | Insurance of Air Transport, including: | |||||
| 3.3.1 | Individuals | |||||
| 3.3.2 | Legal Entities | |||||
| 3.4 | Insurance of Water Transport, including: | |||||
| 3.4.1 | Individuals | |||||
| 3.4.2 | Legal Entities | |||||
| 3.5 | Insurance of Space Objects, including: | |||||
| 3.5.1 | Individuals | |||||
| 3.5.2 | Legal Entities | |||||
| 3.6 | Insurance of Cargo, including: | |||||
| 3.6.1 | Individuals | |||||
| 3.6.2 | Legal Entities | |||||
| 3.7 | Insurance of Property from Damage, excluding the classes indicated in lines 3.1, 3.2, 3.3, 3.4, 3.5, and 3.6 of this table, including: | |||||
| 3.7.1 | Individuals | |||||
| 3.7.2 | Legal Entities | |||||
| 3.8 | Civil Liability Insurance of Owners of Road Transport, including: | |||||
| 3.8.1 | Individuals | |||||
| 3.8.2 | Legal Entities | |||||
| 3.9 | Civil Liability Insurance of Owners of Air Transport, including: | |||||
| 3.9.1 | Individuals | |||||
| 3.9.2 | Legal Entities | |||||
| 3.10 | Civil Liability Insurance of Owners of Water Transport, including: | |||||
| 3.10.1 | Individuals | |||||
| 3.10.2 | Legal Entities | |||||
| 3.11 | Civil Liability Insurance of Owners of Space Objects, including: | |||||
| 3.11.1 | Individuals | |||||
| 3.11.2 | Legal Entities | |||||
| 3.12 | Professional Liability Insurance, including: | |||||
| 3.12.1 | Individuals | |||||
| 3.12.2 | Legal Entities | |||||
| 3.13 | Civil Liability Insurance, excluding the classes indicated in lines 3.8, 3.9, 3.10, 3.11, and 3.12 of this table, including: | |||||
| 3.13.1 | Individuals | |||||
| 3.13.2 | Legal Entities | |||||
| 3.14 | Insurance of Legal Entity Loans, including: | |||||
| 3.14.1 | Individuals | |||||
| 3.14.2 | Legal Entities | |||||
| 3.15 | Mortgage Insurance, including: | |||||
| 3.15.1 | Individuals | |||||
| 3.15.2 | Legal Entities | |||||
| 3.16 | Insurance of Guarantees and Sureties, including: | |||||
| 3.16.1 | Individuals | |||||
| 3.16.2 | Legal Entities | |||||
| 3.17 | Insurance from Other Financial Losses, including: | |||||
| 3.17.1 | Individuals | |||||
| 3.17.2 | Legal Entities | |||||
| 3.18 | Insurance of Losses of Financial Organizations, excluding the classes indicated in lines 3.14, 3.15, 3.16, and 3.17 of this table, including: | |||||
| 3.18.1 | Individuals | |||||
| 3.18.2 | Legal Entities | |||||
| 3.19 | Title Insurance, including: | |||||
| 3.19.1 | Individuals | |||||
| 3.19.2 | Legal Entities | |||||
| 3.20 | Insurance of Court Costs, including: | |||||
| 3.20.1 | Individuals | |||||
| 3.20.2 | Legal Entities | |||||
| 3.21 | Other Types (Classes) of Insurance, including: | |||||
| 3.21.1 | Individuals | |||||
| 3.21.2 | Legal Entities | |||||
| 3.22 | Total for Voluntary Property Insurance of Individuals | |||||
| 3.23 | Total for Voluntary Property Insurance of Legal Entities | |||||
| 4 | Total, including: | |||||
| 4.1 | Individuals | |||||
| 4.2 | Legal Entities |
continuation of the table:
| Volume of Obligations under Active Insurance (Reinsurance) Contracts, in Thousands of Tenge | Sum of Insurance Premiums under Active Insurance (Reinsurance) Contracts, in Thousands of Tenge | ||||
| Total | in particular, Transferred to Reinsurance | Total | in particular, Transferred to Reinsurance | ||
| Residents | Non-Residents | Residents | Non-Residents | ||
| 8 | 9 | 10 | 11 | 12 | 13 |
| … |
Name ________________________________________________
Address________________________________________________________
Telephone ______________________________________________________
Email Address _______________________________________
Executor____________________________ ____________________
surname, first name, and patronymic (if any) signature, telephone
Head or Person Entrusted with the Function of Signing the Report
surname, first name, and patronymic (if any) signature
Date "____" ______________ 20__ year
Note: The form is filled out in accordance with the explanation on filling out the form, intended for the collection of administrative data on a gratuitous basis, "Report on the Volume of Obligations."
Appendix
to the Form, intended for the collection of
administrative data on a gratuitous
basis, "Report on the Volume of Obligations"
Explanation on Filling out the Form, Intended for the Collection of Administrative Data on a Gratuitous Basis
"Report on the Volume of Obligations"
(index – 19-I(R)O_M, frequency – monthly)
Chapter 1. General Provisions
This explanation defines the uniform requirements for filling out the form intended for the collection of administrative data on a gratuitous basis, "Report on the Volume of Obligations" (hereinafter – the Form).
The Form is compiled monthly by an insurance (reinsurance) organization, an Islamic insurance (reinsurance) organization, branches of insurance (reinsurance) organizations-non-residents of the Republic of Kazakhstan, and branches of Islamic insurance (reinsurance) organizations-non-residents of the Republic of Kazakhstan as of the end of the reporting period. Data in the Form is filled in thousands of tenge. An amount less than 500 (five hundred) tenge is rounded to 0 (zero), and an amount equal to 500 (five hundred) tenge and above is rounded to 1,000 (one thousand) tenge.
The Form is signed by the head or the person entrusted with the function of signing the report, and the executor.
Chapter 2. Explanation on Filling out the Form
In columns 5 and 7, the number of units of objects of insurance is indicated, based on which the amount of the insurance premium is determined.
For voluntary and compulsory types of insurance of civil liability, excluding compulsory insurance of civil liability of vehicle owners and compulsory insurance of civil liability of the carrier to passengers, for each insurance (reinsurance) contract, one object of insurance is indicated in columns 5 and 7.
In the class of compulsory insurance of civil liability of vehicle owners, the number of vehicles is indicated in columns 5 and 7.
In column 8, the total volume of obligations under active insurance and incoming reinsurance contracts is indicated.
In column 11, the sum of insurance premiums under active insurance and incoming reinsurance contracts is indicated.
In the case of concluding a voluntary insurance contract within several classes of insurance, information on the insurance (reinsurance) contract:
In columns 3, 4, 5, 6, and 7, it is indicated in accordance with the class of insurance having the largest share in the volume of obligations under this contract;
In columns 8, 9, 10, and 11, it is indicated separately for each class of insurance.
Appendix 11
to the Rules of reporting by an insurance (reinsurance) organization, Islamic insurance (reinsurance) organization, insurance broker, branches of insurance (reinsurance) organizations-non-residents of the Republic of Kazakhstan, branches of Islamic insurance (reinsurance) organizations-non-residents of the Republic of Kazakhstan, and branches of insurance brokers-non-residents of the Republic of Kazakhstan
Form,
intended for the collection of administrative data
Submitted to: National Bank of the Republic of Kazakhstan
Form, intended for the collection of administrative data on a gratuitous basis, is posted on the internet resource: www.nationalbank.kz
Name of the administrative form: report on the calculation of the combined coefficient
Index of the form, intended for the collection of administrative data on a gratuitous basis: 11-KK-SO
Frequency: monthly
Reporting period: as of "___" ______20 year
Circle of persons submitting the form, intended for the collection of administrative data on a gratuitous basis: insurance (reinsurance) organization, Islamic insurance (reinsurance) organization, branches of insurance (reinsurance) organizations-non-residents of the Republic of Kazakhstan, branches of Islamic insurance (reinsurance) organizations-non-residents of the Republic of Kazakhstan
Deadline for submitting the form, intended for the collection of administrative data on a gratuitous basis: monthly, no later than the 6th (sixth) working day of the month following the reporting month
BIN: _______________________
Collection method: in electronic form
(in thousands of tenge)
| № | Name of Classes (Types) of Insurance | Earned Insurance Premiums | Insurance Payments | Changes in Loss Reserves | Settlement Expenses | Expenses | Net Expenses | ||||
| Total | Net Earned Premiums | Total | Net Insurance Payments | Total | Net Changes in Loss Reserves | ||||||
| 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | |
| 1. Compulsory Insurance | |||||||||||
| 1.1 | Insurance of civil liability of vehicle owners | ||||||||||
| 1.2 | Insurance of civil liability of carriers to passengers | ||||||||||
| 1.3 | Insurance of civil liability of private notaries | ||||||||||
| 1.4 | Ecological insurance | ||||||||||
| 1.5 | Insurance of civil liability of auditors and audit organizations | ||||||||||
| 1.6 | Tourist insurance | ||||||||||
| 1.7 | Insurance of civil liability of owners of facilities whose activities are associated with the danger of causing harm to third parties | ||||||||||
| 1.8 | Insurance of employees against accidental injury in the performance of their labor (official) duties, including: | ||||||||||
| 1.8.1 | Annuity insurance carried out within the framework of compulsory insurance of employees against accidental injury in the performance of their labor (official) duties | ||||||||||
| 1.8.2 | Pre-retirement annuity insurance carried out within the framework of compulsory insurance of employees against accidental injury in the performance of their labor (official) duties | ||||||||||
| 1.9 | Other classes (types) of insurance | ||||||||||
| 2. Voluntary Personal Insurance | |||||||||||
| 2.1 | Life insurance, except for the class specified in line 2.3 of this table | ||||||||||
| 2.1.1 | Accumulative | ||||||||||
| 2.1.2 | Non-accumulative | ||||||||||
| 2.2 | Annuity insurance, except for the class specified in line 2.4 of this table | ||||||||||
| 2.3 | Life insurance within the state educational savings system | ||||||||||
| 2.4 | Pension annuity insurance | ||||||||||
| 2.5 | Insurance against accidental injury | ||||||||||
| 2.6 | Insurance in case of illness, including: | ||||||||||
| 2.6.1 | Going abroad | ||||||||||
| 2.7 | Other types (classes) of insurance | ||||||||||
| 3. Voluntary Property Insurance | |||||||||||
| 3.1 | Insurance of motor vehicles | ||||||||||
| 3.2 | Insurance of railway transport | ||||||||||
| 3.3 | Insurance of air transport | ||||||||||
| 3.4 | Insurance of water transport | ||||||||||
| 3.5 | Insurance of space objects | ||||||||||
| 3.6 | Cargo insurance | ||||||||||
| 3.7 | Insurance of property against damage, except for the classes specified in lines 3.1, 3.2, 3.3, 3.4, 3.5 and 3.6 of this table | ||||||||||
| 3.8 | Insurance of civil liability of motor vehicle owners | ||||||||||
| 3.9 | Insurance of civil liability of air transport owners | ||||||||||
| 3.10 | Insurance of civil liability of water transport owners | ||||||||||
| 3.11 | Insurance of civil liability of space object owners | ||||||||||
| 3.12 | Professional liability insurance | ||||||||||
| 3.13 | Insurance of civil liability, except for the classes specified in lines 3.8, 3.9, 3.10, 3.11 and 3.12 of this table | ||||||||||
| 3.14 | Insurance of legal entity loans | ||||||||||
| 3.15 | Mortgage insurance | ||||||||||
| 3.16 | Insurance of guarantees and sureties | ||||||||||
| 3.17 | Insurance against other financial losses | ||||||||||
| 3.18 | Insurance of losses of financial organizations, except for the classes specified in lines 3.14, 3.15, 3.16 and 3.17 of this table | ||||||||||
| 3.19 | Title insurance | ||||||||||
| 3.20 | Insurance of court costs | ||||||||||
| 3.21 | Other types (classes) of insurance | ||||||||||
| 4. For the entire insurance portfolio |
continuation of the table:
| Loss ratio for the reporting period with the reinsurer's share, in percent | Loss ratio for the reporting period without the reinsurer's share, in percent | Expense ratio with the reinsurer's share, in percent | Expense ratio without the reinsurer's share, in percent | Combined ratio with the reinsurer's share, in percent | Combined ratio without the reinsurer's share, in percent |
| 12 | 13 | 14 | 15 | 16 | 17 |
| ... |
Name ________________________________________________
Address________________________________________________________
Phone ______________________________________________________
Email address _______________________________________
Executor____________________________ ____________________
surname, first name and patronymic (if any) signature, phone
Head or person authorized to sign the report
_____________________________________ ____________________
surname, first name and patronymic (if any) signature
Date «____» ______________ 20__ year
Note: the form is filled out in accordance with the instructions for filling out the form intended for the collection of administrative data on a gratuitous basis, "Report on the calculation of the combined coefficient of the insurance (reinsurance) organization."
Appendix
to form, intended for the collection of administrative data on a gratuitous basis, "Report on the calculation of the combined coefficient of the insurance (reinsurance) organization"
Instructions for filling out the form intended for the collection of administrative data on a gratuitous basis
"Report on the calculation of the combined coefficient of the insurance (reinsurance) organization"
(index – 11-KK-SO, frequency – monthly)
Chapter 1. General Provisions
These instructions define the unified requirements for filling out the form intended for the collection of administrative data on a gratuitous basis, "Report on the calculation of the combined coefficient of the insurance (reinsurance) organization" (hereinafter – Form).
The Form is compiled monthly by an insurance (reinsurance) organization, an Islamic insurance (reinsurance) organization, branches of insurance (reinsurance) organizations of non-residents of the Republic of Kazakhstan and branches of Islamic insurance (reinsurance) organizations of non-residents of the Republic of Kazakhstan as of the end of the reporting period. Data in the Form is filled in thousands of tenge. An amount less than 500 (five hundred) tenge is rounded to 0 (zero), and an amount equal to 500 (five hundred) tenge and above is rounded to 1000 (one thousand) tenge.
The Form is signed by the head or person authorized to sign the report, and the executor.
Chapter 2. Instructions for Filling out the Form
The Form determines the procedure for calculating coefficients characterizing the loss ratio of the insurance (reinsurance) organization.
The Form is filled out for all classes (types) of insurance, except for classes (types) of accumulative insurance.
All parameters are used for twelve months preceding the reporting date.
In column 3, earned insurance premiums are indicated, calculated in accordance with part two of paragraph 8 of the Rules for calculating coefficients characterizing the loss ratio (loss ratio, expense ratio, combined ratio) of the insurance (reinsurance) organization, branch of an insurance (reinsurance) organization of a non-resident of the Republic of Kazakhstan, approved by the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated December 19, 2015 No. 240 (registered in the Registry of State Registration of Normative Legal Acts under No. 13056) (hereinafter – Rules).
In column 4, net earned insurance premiums are indicated, calculated in accordance with part two of paragraph 9 of the Rules.
In column 5, insurance payments for twelve months preceding the reporting date are indicated.
In column 6, insurance payments without the reinsurer's share for twelve months preceding the reporting date are indicated.
In column 7, changes in loss reserves for twelve months preceding the reporting date are indicated.
In column 8, changes in loss reserves without the reinsurer's share for twelve months preceding the reporting date are indicated.
In column 9, settlement expenses for twelve months preceding the reporting date are indicated.
Columns 10, 11, 14, 15, 16 and 17 are filled out for the entire insurance portfolio.
In column 12, the ratio of the sum of columns 5, 7 and 9 to the corresponding value of column 3 is indicated.
In column 13, the ratio of the sum of columns 6, 8 and 9 to the corresponding value of column 4 is indicated.
In column 14, the ratio of the value of column 10 to the corresponding value of column 3 is indicated.
In column 15, the ratio of the value of column 11 to the corresponding value of column 4 is indicated.
In column 16, the sum of the corresponding values of columns 12 and 14 is indicated.
In column 17, the sum of the corresponding values of columns 13 and 15 is indicated.
Appendix 12
to Rules for reporting by an insurance (reinsurance) organization, an Islamic insurance (reinsurance) organization, a brokerage organization, branches of insurance (reinsurance) organizations of non-residents of the Republic of Kazakhstan, branches of Islamic insurance (reinsurance) organizations of non-residents of the Republic of Kazakhstan and branches of brokerage organizations of non-residents of the Republic of Kazakhstan
Form,
intended for the collection of administrative data
Submitted to: National Bank of the Republic of Kazakhstan
Form intended for the collection of administrative data on a gratuitous basis is posted on the Internet resource: www.nationalbank.kz
Name of the administrative form: report on reinsurance activities
Index of the form intended for the collection of administrative data on a gratuitous basis: 12-PD-SO
Frequency: monthly
Reporting period: as of «___» ______20 year
Circle of persons submitting the form intended for the collection of administrative data on a gratuitous basis: insurance (reinsurance) organization, Islamic insurance (reinsurance) organization, branches of insurance (reinsurance) organizations of non-residents of the Republic of Kazakhstan, branches of Islamic insurance (reinsurance) organizations of non-residents of the Republic of Kazakhstan
Deadline for submitting the form intended for the collection of administrative data on a gratuitous basis: monthly, no later than the 6th (sixth) working day of the month following the reporting month
BIN: _______________________
Collection method: in electronic form
| № | Name of Reinsurance Organization | Parent Company | Rating | Name of Rating Agency | Location (country) of Reinsurance Organization | Name of Insurance Broker | |
| name | country code | ||||||
| 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 |
| 1 | Insurance (reinsurance) organizations non-residents | ||||||
| 1.1 | |||||||
| … | |||||||
| 2 | Insurance (reinsurance) organizations residents | ||||||
| 2.1 | |||||||
| … | |||||||
| 3 | Insurance (reinsurance) organizations residents - participants of the MFC | ||||||
| 3.1 | |||||||
| … | |||||||
| 4 | Total |
continuation of the table:
| Location (country) of insurance broker - non-resident | Name of foreign currency (in thousands of currency units) | Volume of obligations transferred for reinsurance (for the period from the beginning of the current year), in thousands of tenge | Volume of obligations transferred for reinsurance under existing insurance (reinsurance) contracts, in thousands of tenge | Insurance premiums transferred to the reinsurance organization (for the period from the beginning of the current year), in thousands of tenge | |
| name | country code | ||||
| 9 | 10 | 11 | 12 | 13 | 14 |
| … |
continuation of the table:
| Insurance premiums transferred to the reinsurance organization (for the period from the beginning of the current year), in thousands of foreign currency | Insurance premiums transferred to the reinsurance organization under existing insurance (reinsurance) contracts, in thousands of tenge | Compensation for risks received under reinsurance contracts (for the period from the beginning of the current year), in thousands of tenge | Insurance premiums accepted under reinsurance contracts (for the period from the beginning of the current year), in thousands of tenge | Insurance payments under contracts accepted for reinsurance (for the period from the beginning of the current year), in thousands of tenge |
| 15 | 16 | 17 | 18 | 19 |
| … |
continuation of the table:
| Type of reinsurance (facultative/obligatory) | Form of reinsurance (proportional/non-proportional) | Name of the class of insurance |
| 20 | 21 | 22 |
| … |
Name ________________________________________________
Address________________________________________________________
Phone ______________________________________________________
Email address _______________________________________
Executor____________________________ ____________________
surname, first name and patronymic (if any) signature, phone
Head or person authorized to sign the report
_____________________________________ ____________________
surname, first name and patronymic (if any) signature
Date «____» ______________ 20__ year
Note: the form is filled out in accordance with the instructions for filling out the form intended for the collection of administrative data on a gratuitous basis, "Report on reinsurance activities."
Appendix
to form, intended for the collection of administrative data on a gratuitous basis, "Report on reinsurance activities"
Instructions for filling out the form intended for the collection of administrative data on a gratuitous basis
"Report on reinsurance activities"
(index – 12-PD-SO, frequency – monthly)
Chapter 1. General Provisions
These instructions define the unified requirements for filling out the form intended for the collection of administrative data on a gratuitous basis, "Report on reinsurance activities" (hereinafter – Form).
The Form is compiled monthly by an insurance (reinsurance) organization, an Islamic insurance (reinsurance) organization, branches of insurance (reinsurance) organizations of non-residents of the Republic of Kazakhstan and branches of Islamic insurance (reinsurance) organizations of non-residents of the Republic of Kazakhstan as of the end of the reporting period. Data in the Form is filled in thousands of tenge, unless otherwise specified. An amount less than 500 (five hundred) tenge is rounded to 0 (zero), and an amount equal to 500 (five hundred) tenge and above is rounded to 1000 (one thousand) tenge.
The Form is signed by the head or person authorized to sign the report, and the executor.
Chapter 2. Instructions for Filling out the Form
In column 2, the full name of the insurance (reinsurance) organization is indicated (without using abbreviations and abbreviations).
In columns 3 and 8, the full name is indicated (without using abbreviations and abbreviations).
In column 4, the rating assigned by one of the rating agencies is indicated, in accordance with the Resolution of the Board of the Agency of the Republic of Kazakhstan for Regulation and Development of the Financial Market dated April 14, 2026 No. 64 "On establishing the minimum rating for legal entities and states, the presence of which is required in accordance with the legislation of the Republic of Kazakhstan regulating the activities of financial organizations, branches of banks of non-residents of the Republic of Kazakhstan, branches of insurance (reinsurance) organizations of non-residents of the Republic of Kazakhstan, the list of rating agencies assigning this rating" (registered in the Registry of State Registration of Normative Legal Acts under No. 38437). In the absence of a rating in column 4, "no rating" is indicated.
In columns 7 and 10, the country code is indicated in accordance with the National Classifier of the Republic of Kazakhstan NC RK ISO 3166-1 "Codes for the presentation of names of countries and units of their administrative-territorial subdivisions".
In column 11, the currency code of the contract is indicated in accordance with the National Classifier of the Republic of Kazakhstan NC RK 07 ISO 4217 "Codes for the presentation of currencies and funds".
The volume of obligations in column 12 is indicated for reinsurance contracts concluded for the period from the beginning of the reporting period.
The sum of obligations transferred for reinsurance under existing insurance (reinsurance) contracts to residents of the Republic of Kazakhstan, by the line "Insurance (reinsurance) organizations residents" of column 13 corresponds to the total sum of column 9 of the report on the volume of obligations, except for the sum of the volume of obligations for the class of annuity insurance.
The sum of obligations transferred for reinsurance under existing insurance (reinsurance) contracts to non-residents of the Republic of Kazakhstan by the line "Insurance (reinsurance) organizations non-residents" of column 13 corresponds to the total sum of column 10 of the report on the volume of obligations, except for the sum of the volume of obligations for the class of annuity insurance.
The total sum of obligations transferred for reinsurance under existing insurance (reinsurance) contracts in column 13 corresponds to the sum of columns 9 and 10 of the report on the volume of obligations, except for the sum of the volume of obligations for the class of annuity insurance.
The sum of insurance premiums transferred to residents of the Republic of Kazakhstan by the line "Insurance (reinsurance) organizations residents" of column 14 corresponds to the total sum of column 15 of the Table Insurance premiums and state premium Appendix 7 of this Resolution.
The sum of insurance premiums transferred to non-residents of the Republic of Kazakhstan, by the line "Insurance (reinsurance) organizations non-residents" of column 14 corresponds to the total sum of column 16 of the Table Insurance premiums and state premium of Appendix 7 of this Resolution.
The total sum of insurance premiums transferred to the reinsurance organization in column 14 corresponds to the total sum of column 14 of the Table Insurance premiums and state premium of Appendix 7 of this Resolution.
In column 15, the sum of insurance premiums in foreign currency transferred to the reinsurance organization for the period from the beginning of the reporting period is indicated.
In column 17, data on compensation for risks received under reinsurance contracts are indicated.
In column 19, the sums of insurance payments under contracts accepted for reinsurance are indicated.
In column 22, the name of the class of insurance is indicated. In the event that insurance premiums were transferred to one reinsurance organization for different classes of insurance, the list of classes of insurance is indicated in one line.
Appendix 13
to Rules for reporting by an insurance (reinsurance) organization, an Islamic insurance (reinsurance) organization, a brokerage organization, branches of insurance (reinsurance) organizations of non-residents of the Republic of Kazakhstan, branches of Islamic insurance (reinsurance) organizations of non-residents of the Republic of Kazakhstan and branches of brokerage organizations of non-residents of the Republic of Kazakhstan
Form,
intended for the collection of administrative data
Submitted to: National Bank of the Republic of Kazakhstan
Form intended for the collection of administrative data on a gratuitous basis is posted on the Internet resource: www.nationalbank.kz
Name of the administrative form: report on the comparison of the terms of assets and liabilities in national and foreign currencies
Index of the form intended for the collection of administrative data on a gratuitous basis: 13-SS-SO
Frequency: monthly
Reporting period: as of «___» ______20 year
Circle of persons submitting the form intended for the collection of administrative data on a gratuitous basis: insurance (reinsurance) organization, Islamic insurance (reinsurance) organization, branches of insurance (reinsurance) organizations of non-residents of the Republic of Kazakhstan, branches of Islamic insurance (reinsurance) organizations of non-residents of the Republic of Kazakhstan
Deadline for submitting the form intended for the collection of administrative data on a gratuitous basis: monthly, no later than the 6th (sixth) working day of the month following the reporting month
BIN: _______________________
Collection method: in electronic form
(in thousands of tenge)
| № | Name of the indicator | Due on demand | up to 30 days | |||||||||||
| Total | including | Total | including | |||||||||||
| in tenge | in US dollars | in Euro | in Russian rubles | in other foreign currency | in tenge | in US dollars | in Euro | in Russian rubles | in other foreign currency | |||||
| 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | |
| Assets | ||||||||||||||
| 1 | Cash and cash equivalents | |||||||||||||
| 2 | Deposits placed | |||||||||||||
| 3 | Securities, including: | |||||||||||||
| 3.1 | Securities measured at fair value through other comprehensive income | |||||||||||||
| 3.2 | Securities measured at fair value, changes in which are reflected in profit or loss | |||||||||||||
| 3.3 | Securities measured at amortized cost | |||||||||||||
| 4 | Reinsurance assets | |||||||||||||
| 5 | Insurance premiums receivable from policyholders (reinsurers) and intermediaries, including: | |||||||||||||
| 5.1 | debt with a delay of more than 90 days | |||||||||||||
| 5.2 | Impairment reserves | |||||||||||||
| 6 | Other receivables | |||||||||||||
| 7 | Other assets | |||||||||||||
| 8 | Other assets with no term | |||||||||||||
| Liabilities | ||||||||||||||
| 9 | Reserves, including: | |||||||||||||
| 9.1 | unearned premium reserve | |||||||||||||
| 9.2 | loss reserve for life insurance (reinsurance) contracts | |||||||||||||
| 9.3 | loss reserve for annuity contracts | |||||||||||||
| 9.4 | incurred but not reported loss reserve | |||||||||||||
| 9.5 | reported but unsettled loss reserve | |||||||||||||
| 10 | Settlements with reinsurers | |||||||||||||
| 11 | Other liabilities | |||||||||||||
| 12 | Other liabilities with no term |
continuation of the table:
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | |
| from 31 days to 90 days | from 91 days to 180 days | |||||||||||
| Total | including | Total | including | |||||||||
| in tenge | in US dollars | in Euro | in Russian rubles | in other foreign currency | in tenge | in US dollars | in Euro | in Russian rubles | in other foreign currency | |||
| 15 | 16 | 17 | 18 | 19 | 20 | 21 | 22 | 23 | 24 | 25 | 26 | |
| … |
continuation of the table:
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | |
| from 181 days to 1 year | More than 1 year to 3 years | |||||||||||
| Total | including | Total | including | |||||||||
| in tenge | in US dollars | in Euro | in Russian rubles | in other foreign currency | in tenge | in US dollars | in Euro | in Russian rubles | in other foreign currency | |||
| 33 | 34 | 35 | 36 | 37 | 38 | 39 | 40 | 41 | 42 | 43 | 44 | |
| … |
continuation of the table:
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | |
| More than 3 years to 5 years | More than 5 years to 10 years | |||||||||||
| Total | including | Total | including | |||||||||
| in tenge | in US dollars | in Euro | in Russian rubles | in other foreign currency | in tenge | in US dollars | in Euro | in Russian rubles | in other foreign currency | |||
| 33 | 34 | 35 | 36 | 37 | 38 | 39 | 40 | 41 | 42 | 43 | 44 | |
| … |
continuation of the table:
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | |
| More than 10 years | Total | |||||||||||
| Total | including | Total | including | |||||||||
| in tenge | in US dollars | in Euro | in Russian rubles | in other foreign currency | in tenge | in US dollars | in Euro | in Russian rubles | in other foreign currency | |||
| 51 | 52 | 53 | 54 | 55 | 56 | 57 | 58 | 59 | 60 | 61 | 62 | |
| … |
Name ________________________________________________
Address________________________________________________________
Phone ______________________________________________________
Email address _______________________________________
Executor____________________________ ____________________
surname, first name and patronymic (if any) signature, phone
Head or person authorized to sign the report
_____________________________________ ____________________
surname, first name and patronymic (if any) signature
Date “____” ______________ 20__ year
Note: the form is filled out in accordance with the instructions for filling out the form intended for the collection of administrative data on a gratuitous basis, "Report on the comparison of the terms of assets and liabilities in national and foreign currencies."
Appendix
to form, intended for the collection of administrative data on a gratuitous basis, "Report on the comparison of the terms of assets and liabilities in national and foreign currencies"
Instructions for filling out the form intended for the collection of administrative data on a gratuitous basis
"Report on the comparison of the terms of assets and liabilities in national and foreign currencies"
(index – 13-SS-SO, frequency – monthly)
Chapter 1. General Provisions
These instructions define the uniform requirements for filling out the form intended for the collection of administrative data on a gratuitous basis, "Report on the comparison of the terms of assets and liabilities in national and foreign currencies" (hereinafter – the Form).
The Form is compiled monthly by an insurance (reinsurance) organization, an Islamic insurance (reinsurance) organization, branches of insurance (reinsurance) organizations of non-residents of the Republic of Kazakhstan, and branches of Islamic insurance (reinsurance) organizations of non-residents of the Republic of Kazakhstan as of the end of the reporting period. Data in the Form is filled in thousands of tenge. An amount less than 500 (five hundred) tenge is rounded to 0 (zero), and an amount equal to 500 (five hundred) tenge and above is rounded to 1000 (one thousand) tenge.
The Form is signed by the head or person authorized to sign the report, and the executor.
Chapter 2. Instructions for filling out the Form
When filling out the Form, for each asset (liability), the shortest term is provided, after the expiration of which the insurance (reinsurance) organization demands the fulfillment of debtors' obligations and fulfills creditors' claims.
Assets are included net of reserves formed for doubtful debts.
Line 7 "Other assets" reflects assets with a term, after the expiration of which the insurance (reinsurance) organization demands the fulfillment of debtors' obligations, excluding those indicated in lines 1, 2, 3, 4, 5, and 6 of the Form.
Line 11 "Other liabilities" reflects liabilities with a term, after the expiration of which the insurance (reinsurance) organization fulfills creditors' claims, excluding those indicated in lines 9 and 10 of the Form.
When filling out the lines "unearned premium reserve", "loss reserve for life insurance (reinsurance) contracts", "loss reserve for annuity contracts", as well as the reserve of incurred but not fully reported losses for the class of mandatory insurance of workers for work-related injuries when performing their labor (official) duties, the remaining term until the end of the validity of the insurance protection for each insurance contract is used.
The reserve of incurred but not reported losses (excluding the reserve of incurred but not fully reported losses for the class of mandatory insurance of workers for work-related injuries when performing their labor (official) duties) and the reserve of reported but unsettled losses are reflected in the category of liabilities with a term of less than 1 year.
Appendix 14
to Rules for reporting by insurance (reinsurance) organizations, Islamic insurance (reinsurance) organizations, insurance brokers, branches of insurance (reinsurance) organizations of non-residents of the Republic of Kazakhstan, branches of Islamic insurance (reinsurance) organizations of non-residents of the Republic of Kazakhstan, and branches of insurance brokers of non-residents of the Republic of Kazakhstan
Form,
intended for the collection of administrative data
Submitted to: National Bank of the Republic of Kazakhstan
Form intended for the collection of administrative data on a gratuitous basis, posted on the Internet resource: www.nationalbank.kz
Name of the administrative form: report on securities purchased from the Islamic insurance fund
Form index intended for the collection of administrative data on a gratuitous basis: 14-ISF-ISO
Frequency: monthly
Reporting period: as of “___” ______20 year
Circle of persons submitting the form intended for the collection of administrative data on a gratuitous basis: Islamic insurance (reinsurance) organization, branches of Islamic insurance (reinsurance) organizations of non-residents of the Republic of Kazakhstan
Term for submitting the form intended for the collection of administrative data on a gratuitous basis: monthly, no later than the 6th (sixth) working day of the month following the reporting month
BIN: _______________________
Collection method: in electronic form
| № | Name of the issuer | Country registration code of the issuer | Security identification number | Number of securities (pieces) | Nominal value/ purchase price of the security | Currency of the security | |
| Total | including encumbered securities, total | ||||||
| 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 |
| 1 | Government securities of the Republic of Kazakhstan | ||||||
| 1.1 | |||||||
| … | |||||||
| 2 | Non-governmental issue securities of organizations of the Republic of Kazakhstan | ||||||
| 2.1 | second-level banks | ||||||
| 2.1.1 | |||||||
| … | |||||||
| 2.2 | legal entities, excluding second-level banks | ||||||
| 2.2.1 | |||||||
| … | |||||||
| 2.3 | bonds of the Joint Stock Company "Bank of Kazakhstan Development" | ||||||
| 2.3.1 | |||||||
| … | |||||||
| 3 | Securities of foreign states | ||||||
| 3.1 | |||||||
| … | |||||||
| 4 | Non-governmental securities - issuers - non-residents of the Republic of Kazakhstan | ||||||
| 4.1 | |||||||
| … | |||||||
| 5 | Securities of international financial organizations | ||||||
| 5.1 | |||||||
| … | |||||||
| 6 | Investment fund shares | ||||||
| 6.1 | |||||||
| … | |||||||
| 7 | Other | ||||||
| 7.1 | |||||||
| … | |||||||
| 8 | Total |
continuation of the table:
| --- | --- | --- | --- | --- | --- | --- | --- | |
| Securities available for sale | Securities measured at fair value through profit or loss | |||||||
| Book value (net), in thousands of tenge | Book value (net), in thousands of tenge | |||||||
| nominal value/ acquisition cost | discount, premium | accrued interest | positive /negative adjustment | Reference: size of reserves (provisions) | nominal value/ acquisition cost | discount, premium | accrued interest | positive /negative adjustment |
| 9 | 10 | 11 | 12 | 13 | 14 | 15 | 16 | 17 |
| … |
continuation of the table:
| --- | --- | --- | --- | --- | --- | --- | |
| Securities held to maturity | Book value (net) for encumbered securities, in thousands of tenge | Acquisition date | Maturity date | Name of the international stock exchange | |||
| Book value (net), in thousands of tenge | |||||||
| nominal value/ acquisition cost | discount, premium | accrued interest | Reference: size of reserves (provisions) | ||||
| 18 | 19 | 20 | 21 | 22 | 23 | 24 | 25 |
| … |
continuation of the table:
| --- | --- | --- | --- | --- | |
| Stock exchange list category | Rating | ||||
| at the date of acquisition | at the reporting date | issuer at the date of acquisition | issuer at the reporting date | security at the date of acquisition | security at the reporting date |
| 26 | 27 | 28 | 29 | 30 | 31 |
| … |
Name ________________________________________________
Address________________________________________________________
Phone ______________________________________________________
Email address _______________________________________
Executor____________________________ ____________________
surname, first name and patronymic (if any) signature, phone
Head or person authorized to sign the report
_____________________________________ ____________________
surname, first name and patronymic (if any) signature
Date “____” ______________ 20__ year
Note: the form is filled out in accordance with the instructions for filling out the form intended for the collection of administrative data on a gratuitous basis, "Report on securities purchased from the Islamic insurance fund."
Appendix
to form, intended for the collection of administrative data on a gratuitous basis, "Report on securities purchased from the Islamic insurance fund"
Instructions for filling out the form intended for the collection of administrative data on a gratuitous basis
"Report on securities purchased from the Islamic insurance fund"
(index – 14-ISF-ISO, frequency – monthly)
Chapter 1. General Provisions
These instructions define the uniform requirements for filling out the form intended for the collection of administrative data on a gratuitous basis, "Report on securities purchased from the Islamic insurance fund" (hereinafter – the Form).
The Form is compiled monthly by an Islamic insurance (reinsurance) organization and branches of Islamic insurance (reinsurance) organizations of non-residents of the Republic of Kazakhstan as of the end of the reporting period. Data in the Form is filled in thousands of tenge. An amount less than 500 (five hundred) tenge is rounded to 0 (zero), and an amount equal to 500 (five hundred) tenge and above is rounded to 1000 (one thousand) tenge.
The Form is signed by the head or person authorized to sign the report, and the executor.
Chapter 2. Instructions for filling out the Form
In column 3, the country registration code of the issuer is specified in accordance with the national classifier of the Republic of Kazakhstan NC RK ISO 3166-1 "Codes for the representation of names of countries and units of their administrative-territorial subdivisions."
In column 7, for bonds, the monetary expression of the nominal/purchase price of the bond determined at its issuance, on which interest expressed as a percentage is accrued on a coupon bond, as well as the amount payable to the bondholder upon its maturity, is specified. The amount is specified in the currency of issuance. For shares, the purchase price in the currency of acquisition of the share is specified.
In column 8, currency codes are specified in accordance with the national classifier of the Republic of Kazakhstan NC RK 07 ISO 4217 "Codes for the representation of currencies and funds." For bonds, the currency of issuance is specified, for shares – the currency of acquisition.
In column 9, the acquisition cost of equity securities, the nominal value of debt securities as of the reporting date, available for sale, is specified.
In column 14, the acquisition cost of equity securities, the nominal value of debt securities as of the reporting date, measured at fair value through profit or loss, is specified.
In column 18, the acquisition cost of equity securities, the nominal value of debt securities as of the reporting date, held to maturity, is specified.
In column 22, the book value of encumbered securities is specified.
In column 25, the name of the international stock exchange for shares of legal entities - non-residents of the Republic of Kazakhstan is specified.
In columns 26 and 27, the category of securities - residents of the Republic of Kazakhstan is specified according to the official list of the stock exchange of the Republic of Kazakhstan, the requirements for which are established by the Requirements to issuers and their securities admitted to trading on the stock exchange, as well as to individual categories of the official list of the stock exchange, approved by the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated March 27, 2017 No. 54 "On Approval of Requirements to Issuers and Their Securities Admitted to Trading on the Stock Exchange, as well as to Individual Categories of the Official List of the Stock Exchange and Amendments to Certain Regulatory Legal Acts of the Republic of Kazakhstan on Issues of Regulation of the Securities Market" (registered in the Registry of State Registration of Regulatory Legal Acts under No. 15175). In the absence of a stock exchange list category of the Republic of Kazakhstan, "no listing" is specified in columns 26 and 27. These columns are not filled out for securities of non-residents of the Republic of Kazakhstan and government securities of the Republic of Kazakhstan.
When filling out columns 28, 29, 30, and 31, the rating assigned by one of the rating agencies is specified, in accordance with the Resolution of the Board of the Agency of the Republic of Kazakhstan for Regulation and Development of the Financial Market dated April 14, 2026 No. 64 "On Establishing the Minimum Rating for Legal Entities and States, the Necessity of Which is Required in accordance with the Legislation of the Republic of Kazakhstan Regulating the Activities of Financial Organizations, Branches of Banks-Non-residents of the Republic of Kazakhstan, Branches of Insurance (Reinsurance) Organizations-Non-residents of the Republic of Kazakhstan, the List of Rating Agencies Assigning this Rating" (registered in the Registry of State Registration of Regulatory Legal Acts under No. 38437). In the absence of a rating, "no rating" is specified in columns 28, 29, 30, and 31. These columns are not filled out for government securities of the Republic of Kazakhstan.
Appendix 15
to Rules for reporting by insurance (reinsurance) organizations, Islamic insurance (reinsurance) organizations, insurance brokers, branches of insurance (reinsurance) organizations of non-residents of the Republic of Kazakhstan, branches of Islamic insurance (reinsurance) organizations of non-residents of the Republic of Kazakhstan, and branches of insurance brokers of non-residents of the Republic of Kazakhstan
Form,
intended for the collection of administrative data
Submitted to: National Bank of the Republic of Kazakhstan
Form intended for the collection of administrative data on a gratuitous basis, posted on the Internet resource: www.nationalbank.kz
Name of the administrative form: report on concluded contracts for mandatory insurance (reinsurance)
Form index intended for the collection of administrative data on a gratuitous basis: 15-VS-SO
Frequency: monthly
Reporting period: as of “___” ______20 year
Circle of persons submitting the form intended for the collection of administrative data on a gratuitous basis: insurance (reinsurance) organization, Islamic insurance (reinsurance) organization
Term for submitting the form intended for the collection of administrative data on a gratuitous basis: monthly, no later than the 6th (sixth) working day of the month following the reporting month
BIN: _______________________
Collection method: in electronic form
| № | Type of mandatory insurance (reinsurance) | Number of concluded contracts, pieces | Amount of insurance premiums, in thousands of tenge | Amount of reinsurance premiums, in thousands of tenge | Amount of insurance payments made, in thousands of tenge | Share of the reinsurer in insurance payments, in thousands of tenge |
| 1 | 2 | 3 | 4 | 5 | 6 | 7 |
| 1 | Medical insurance of foreign citizens temporarily staying in the Republic of Kazakhstan | |||||
| … | … | |||||
| 2 | Professional liability insurance of lawyers | |||||
| … | … | |||||
| 3 | Professional liability insurance of legal consultants | |||||
| … | … | |||||
| 4 | Professional liability insurance of a private judicial bailiff | |||||
| … | … | |||||
| 5 | Civil liability insurance of an appraiser and the Chamber of Appraisers | |||||
| … | … | |||||
| 6 | Civil liability insurance of a supplier | |||||
| … | … | |||||
| 7 | Insurance as security for the fulfillment of the obligation to pay customs duties, taxes | |||||
| … | … | |||||
| 8 | Insurance as security for the fulfillment of obligations by a subsoil user for the elimination of the consequences of subsoil use | |||||
| … | … | |||||
| 9 | Insurance as financial security for the fulfillment of obligations for the elimination of the consequences of the operation of a Category I facility | |||||
| … | … | |||||
| 10 | Other types of mandatory insurance |
Name ________________________________________________
Address________________________________________________________
Phone ______________________________________________________
Email address _______________________________________
Executor____________________________ ____________________
surname, first name and patronymic (if any) signature, phone
Head or person authorized to sign the report
_____________________________________ ____________________
surname, first name and patronymic (if any) signature
Date “____” ______________ 20__ year
Note: The form is completed in accordance with the instructions for filling out the form intended for the collection of administrative data on a gratuitous basis, "Report on Concluded Contracts for Imputed Insurance (Reinsurance)".
Appendix
to form, intended for the collection of administrative data on a gratuitous basis, "Report on Concluded Contracts for Imputed Insurance (Reinsurance)"
Instructions for filling out the form intended for the collection of administrative data on a gratuitous basis
"Report on Concluded Contracts for Imputed Insurance (Reinsurance)"
(index – 15-VS-SO, frequency – monthly)
Chapter 1. General Provisions
These instructions define the unified requirements for filling out the form intended for the collection of administrative data on a gratuitous basis, "Report on Concluded Contracts for Imputed Insurance (Reinsurance)" (hereinafter – the Form).
The Form is compiled monthly by an insurance (reinsurance) organization and an Islamic insurance (reinsurance) organization as of the end of the reporting period. Data in the Form is filled in thousands of tenge. An amount less than 500 (five hundred) tenge is rounded to 0 (zero), and an amount equal to 500 (five hundred) tenge and above is rounded to 1000 (one thousand) tenge.
The Form is signed by the head or the person entrusted with the function of signing the report, and the executor.
Chapter 2. Instructions for Filling out the Form
The Form indicates the number of concluded contracts for imputed insurance (reinsurance) and all concluded supplementary agreements to them.
In line 1, contracts for medical insurance of foreign citizens temporarily staying in the Republic of Kazakhstan, concluded in accordance with the Code of the Republic of Kazakhstan "On the Health of the People and the Healthcare System" are indicated.
In line 2, contracts for insurance of professional liability of lawyers, concluded in accordance with the Law of the Republic of Kazakhstan "On Advocacy Activity and Legal Assistance" are indicated.
In line 3, contracts for insurance of professional liability of legal consultants, concluded in accordance with the Law of the Republic of Kazakhstan "On Advocacy Activity and Legal Assistance" are indicated.
In line 4, contracts for insurance of professional liability of a private judicial executor, concluded in accordance with the Law of the Republic of Kazakhstan "On Enforcement Proceedings and the Status of Judicial Executors" are indicated.
In line 5, contracts for insurance of civil liability of an appraiser and the Chamber of Appraisers, concluded in accordance with the Law of the Republic of Kazakhstan "On Appraisal Activity in the Republic of Kazakhstan" are indicated.
In line 6, contracts for insurance of civil liability of a supplier, concluded in accordance with the Law of the Republic of Kazakhstan "On State Procurement" are indicated.
In line 7, contracts for insurance as security for the fulfillment of the obligation to pay customs duties and taxes, concluded in accordance with the Code of the Republic of Kazakhstan "On Customs Regulation in the Republic of Kazakhstan" are indicated.
In line 8, contracts for insurance as security for the fulfillment by the subsoil user of obligations to eliminate the consequences of subsoil use, concluded in accordance with the Code of the Republic of Kazakhstan "On Subsoil and Subsoil Use" are indicated.
In line 9, contracts for insurance as financial security for the fulfillment of obligations to eliminate the consequences of operation of a Category I facility, concluded in accordance with the Environmental Code of the Republic of Kazakhstan are indicated.
Appendix 16
to Rules on reporting by an insurance (reinsurance) organization, an Islamic insurance (reinsurance) organization, an insurance broker, branches of insurance (reinsurance) organizations-non-residents of the Republic of Kazakhstan, branches of Islamic insurance (reinsurance) organizations-non-residents of the Republic of Kazakhstan, and branches of insurance brokers-non-residents of the Republic of Kazakhstan
Form,
intended for the collection of administrative data
Submitted to: National Bank of the Republic of Kazakhstan
Form intended for the collection of administrative data on a gratuitous basis is posted on the internet resource: www.nationalbank.kz
Name of the administrative form: Report on the structure of the investment portfolio acquired from assets accepted for management under insurance contracts providing for the condition of the policyholder's participation in investments
Index of the form intended for the collection of administrative data on a gratuitous basis: 16-SIP-SO
Frequency: quarterly
Reporting period: as of "_" ___________ 20 year
Circle of persons submitting the form intended for the collection of administrative data on a gratuitous basis: insurance (reinsurance) organization, branches of insurance (reinsurance) organizations-non-residents of the Republic of Kazakhstan, carrying out activities in the industry of "life insurance" and independent investment of assets accepted for management under insurance contracts providing for the condition of the policyholder's participation in investments (without involving an investment portfolio manager)
Deadline for submitting the form intended for the collection of administrative data on a gratuitous basis: quarterly, no later than the 6th (sixth) working day of the month following the reporting quarter
BIN: _______________________
Collection method: in electronic form
Table 1. Securities acquired from assets accepted for management under insurance contracts providing for the condition of the policyholder's participation in investments
| No. | Name of the investment fund (investment portfolio) | Name of the issuer | Country of the issuer | Type of security | Identification number of the security |
| 1 | 2 | 3 | 4 | 5 | 6 |
| … | |||||
| Total: |
continuation of the table:
| Quantity of securities (pieces) | Nominal value of the security | Currency of payment | Purchase price per one security | Period (for securities) | ||||
| total | including encumbered securities | |||||||
| encumbered securities, total | including securities transferred in repo | currency | value of one security | date of registration | date of maturity | |||
| 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15 |
| … |
continuation of the table:
| Purchase cost of the security, in thousands of tenge | Book value of securities, in thousands of tenge | Reference: formed reserves (provisions) in thousands of tenge | |||
| Total | including accrued remuneration | including encumbered securities | |||
| encumbered securities, total | including securities transferred in repo | ||||
| 16 | 17 | 18 | 19 | 20 | 21 |
| … |
continuation of the table:
| Rating | Stock exchange listing category | Current coupon rate in the portfolio | Accounting category | |||||
| issuer on the acquisition date | issuer on the reporting date | security on the acquisition date | security on the reporting date | on the date of registration | on the reporting date | Category | Date | |
| 22 | 23 | 24 | 25 | 26 | 27 | 28 | 29 | 30 |
| … |
Table 2. Securities acquired through reverse repo operations from assets accepted for management under insurance contracts providing for the condition of the policyholder's participation in investments
| No. | Name of the investment fund (investment portfolio) | Name of the issuer | Country of the issuer | Type of security | Identification number of the security | Quantity of securities (pieces) |
| 1 | 2 | 3 | 4 | 5 | 6 | 7 |
| … | ||||||
| Total: |
continuation of the table:
| Currency of the nominal value of the security | Currency of the transaction | Opening price per one security, in thousands of tenge | Closing price per one security, in thousands of tenge | Period (for securities) | |||
| Total | of which in foreign currency | Total | of which in foreign currency | Date of opening the operation | Date of closing the operation | ||
| 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15 |
| … |
continuation of the table:
| Book value of securities, in thousands of tenge | Yield rate on the transaction in percent | Rating of the security | Stock exchange listing category | ||
| on the date of registration | on the reporting date | on the date of registration | on the reporting date | ||
| 16 | 17 | 18 | 19 | 20 | 21 |
| … |
Table 3. Deposits in second-level banks
| No. | Name of the investment fund (investment portfolio) | Name of the bank | Rating of the bank | Currency of the deposit | Date of conclusion and number of the bank deposit contract | ||
| on the date of deposit placement | on the reporting date | date | number | ||||
| 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 |
| … | |||||||
| Total: |
continuation of the table:
| Deposit term (in days) | Remuneration payment period | Reward rate (in percent per annum) | Principal amount of the deposit, in thousands of tenge | |||
| frequency | date | nominal | effective | Total | of which in foreign currency | |
| 9 | 10 | 11 | 12 | 13 | 14 | 15 |
| … |
continuation of the table:
| Book value, in thousands of tenge | Reference: formed reserves (provisions), in thousands of tenge | |
| Total | including, accrued remuneration | |
| 16 | 17 | 18 |
| … |
Name ________________________________________________
Address________________________________________________________
Phone ______________________________________________________
Email address _______________________________________
Executor____________________________ ____________________
surname, first name and patronymic (if any) signature, phone
Head or person entrusted with the function of signing the report
surname, first name and patronymic (if any) signature
Date "____" ______________ 20__ year
Note: The form is completed in accordance with the instructions for filling out the form intended for the collection of administrative data on a gratuitous basis, "Report on the structure of the investment portfolio acquired from assets accepted for management under insurance contracts providing for the condition of the policyholder's participation in investments".
Appendix
to form, intended for the collection of administrative data on a gratuitous basis, "Report on the structure of the investment portfolio acquired from assets accepted for management under insurance contracts providing for the condition of the policyholder's participation in investments"
Instructions for filling out the form intended for the collection of administrative data on a gratuitous basis
"Report on the structure of the investment portfolio acquired from assets accepted for management under insurance contracts providing for the condition of the policyholder's participation in investments"
(index – 16-SIP-SO, frequency – quarterly)
Chapter 1. General Provisions
These instructions define the unified requirements for filling out the form intended for the collection of administrative data on a gratuitous basis, "Report on the structure of the investment portfolio acquired from assets accepted for management under insurance contracts providing for the condition of the policyholder's participation in investments" (hereinafter – the Form).
The Form is compiled quarterly by an insurance (reinsurance) organization and branches of insurance (reinsurance) organizations-non-residents of the Republic of Kazakhstan, carrying out activities in the industry of "life insurance" and independent investment of assets accepted for management under insurance contracts providing for the condition of the policyholder's participation in investments (without involving an investment portfolio manager) as of the end of the reporting period. Data in the Form is filled in thousands of tenge. An amount less than 500 (five hundred) tenge is rounded to 0 (zero), and an amount equal to 500 (five hundred) tenge and above is rounded to 1000 (one thousand) tenge.
The Form is signed by the head or the person entrusted with the function of signing the report, and the executor.
Chapter 2. Instructions for Filling out the Form
The Form is filled out in the context of each investment fund and for all clients who are not investment funds.
Regarding Table 1:
in column 2, the name of the investment fund (investment portfolio) is indicated;
in column 3, the name of the issuer of the security is indicated;
in column 4, the country name is indicated in accordance with the National Classifier of the Republic of Kazakhstan NK RK ISO 3166-1 "Codes for the representation of country names and units of their administrative-territorial subdivisions";
in column 5, the type of acquired security is indicated, specifying its type;
in column 7, the quantity of acquired securities in pieces is indicated. Debt securities are indicated by nominal value in the currency of issue;
in columns 10 and 12, currency codes are indicated in accordance with the National Classifier of the Republic of Kazakhstan NK RK 07 ISO 4217 "Codes for the representation of currencies and funds";
in column 13, the price in thousands of tenge, with an accuracy of four decimal places, reflected in the primary document confirming the transaction (stock exchange certificate, broker and/or dealer report, confirmation received via the international interbank system for transmitting information and making payments SWIFT (SWIFT) is indicated. The price of debt securities is reflected in percent of nominal value, with an accuracy of four decimal places, including accrued remuneration. In the event of payment for the acquisition of a security (excluding debt securities) in foreign currency, this amount is reflected at the market exchange rate prevailing on the date of the transaction;
in column 14, the date of initial recognition in accounting is reflected;
in column 15, the maturity date of debt securities is indicated;
in column 16, the purchase cost of financial instruments is indicated, including expenses directly related to acquisition, including remuneration and commissions paid to agents, consultants, brokers (dealers), stock exchange fees, as well as banking services for transfer, reduced by the amount of the percentage paid by the buyer to the seller (if any);
in column 17, the value of securities reflected in accounting is indicated;
in column 21, the amount of formed reserves (provisions) reflected in accounting is indicated;
when filling out columns 22, 23, 24, and 25, the rating of the security for bonds, the rating of the issuer for stocks, the rating of the country for government securities, assigned by one of the rating agencies in accordance with the Resolution of the Board of the Agency for Regulation and Development of the Financial Market of the Republic of Kazakhstan dated April 14, 2026 No. 64 "On establishing the minimum rating for legal entities and states, the necessity of which is required in accordance with the legislation of the Republic of Kazakhstan regulating the activities of financial organizations, branches of banks-non-residents of the Republic of Kazakhstan, branches of insurance (reinsurance) organizations-non-residents of the Republic of Kazakhstan, the list of rating agencies assigning this rating" (registered in the Registry of State Registration of Normative Legal Acts under No. 38437) (hereinafter – Resolution No. 64). In the absence of a rating in columns 22, 23, 24, and 25, "no rating" is indicated. These columns are not filled out for government securities of the Republic of Kazakhstan;
in columns 26 and 27, the category of securities of residents of the Republic of Kazakhstan according to the official list of the stock exchange of the Republic of Kazakhstan is indicated. In the absence of a stock exchange listing category in columns 26 and 27, "no listing" is indicated. These columns are not filled out for securities of non-residents of the Republic of Kazakhstan and government securities of the Republic of Kazakhstan. Column 26 reflects the stock exchange listing category on the date of initial recognition in accounting;
in column 28, the coupon rate for debt financial instruments on the date of submission of the Form is indicated;
in columns 29 and 30, the category of the security "fair value through other comprehensive income", "fair value through profit or loss" or "amortized cost" and the date of assignment to this category are indicated;
securities acquired from pension assets are not indicated in the table.
in column 2, the name of the investment fund (investment portfolio) is indicated;
in column 3, the name of the issuer of the security is indicated;
in column 4, the country name is indicated in accordance with the National Classifier of the Republic of Kazakhstan NK RK ISO 3166-1 "Codes for the representation of country names and units of their administrative-territorial subdivisions";
in column 5, the type of security acquired through "reverse repo" operations is indicated, specifying its type;
in columns 8 and 9, currency codes are indicated in accordance with the National Classifier of the Republic of Kazakhstan NK RK 07 ISO 4217 "Codes for the representation of currencies and funds";
in columns 10 and 12, the price in thousands of tenge, with an accuracy of four decimal places, reflected in the primary document confirming the "reverse repo" transaction, is indicated;
in column 16, the value reflected in accounting is indicated;
when filling out columns 18 and 19, the rating of the security for bonds, the rating of the issuer for stocks, the rating of the country for government securities, assigned by one of the rating agencies specified in paragraph 2 of Resolution No. 64 is reflected. In the absence of a rating in columns 18 and 19, "no rating" is indicated. These columns are not filled out for government securities of the Republic of Kazakhstan. Column 18 reflects the rating on the date of initial recognition in accounting;
in columns 20 and 21, the category of securities of residents of the Republic of Kazakhstan according to the official list of the stock exchange of the Republic of Kazakhstan is indicated. In the absence of a stock exchange listing category in columns 20 and 21, "no listing" is indicated. These columns are not filled out for securities of non-residents of the Republic of Kazakhstan and government securities of the Republic of Kazakhstan. Column 20 reflects the category on the date of initial recognition in accounting;
securities acquired through "reverse repo" operations from pension assets are not indicated in the table.
in column 2, the name of the investment fund (investment portfolio) is indicated;
in column 3, the name of the bank is indicated;
when filling out columns 4 and 5, the rating of the second-level bank assigned by one of the rating agencies specified in paragraph 2 of Resolution No. 64 is reflected. In the absence of a rating, "no rating" is indicated in columns 4 and 5. These columns are not filled out for deposits in the National Bank of the Republic of Kazakhstan;
in column 6, currency codes are indicated in accordance with the National Classifier of the Republic of Kazakhstan NK RK 07 ISO 4217 "Codes for the representation of currencies and funds";
in column 9, the term of the deposit under the bank deposit contract is indicated; in case of deposit extension, the term is reflected taking into account the extension;
in columns 10 and 11, the frequency and date of payment of accrued remuneration are indicated in accordance with the terms of the bank deposit contract;
in column 16, the value reflected in accounting is indicated;
the table is filled out indicating the amount of deposits separately for each bank and for each currency of the deposit;
deposits placed from pension assets are not indicated in the table.
Appendix 17
to Rules on reporting by an insurance (reinsurance) organization, an Islamic insurance (reinsurance) organization, an insurance broker, branches of insurance (reinsurance) organizations-non-residents of the Republic of Kazakhstan, branches of Islamic insurance (reinsurance) organizations-non-residents of the Republic of Kazakhstan, and branches of insurance brokers-non-residents of the Republic of Kazakhstan
Form,
intended for the collection of administrative data
Submitted to: National Bank of the Republic of Kazakhstan
Form intended for the collection of administrative data on a gratuitous basis is posted on the internet resource: www.nationalbank.kz
Name of the administrative form: Report on concluded transactions on investing assets accepted for management under insurance contracts providing for the condition of the policyholder's participation in investments
Index of the form intended for the collection of administrative data on a gratuitous basis: 17-SIA-SO
Frequency: quarterly
Reporting period: as of "_" ___________ 20 year
Circle of persons submitting the form intended for the collection of administrative data on a gratuitous basis: insurance (reinsurance) organization, branches of insurance (reinsurance) organizations-non-residents of the Republic of Kazakhstan, carrying out activities in the industry of "life insurance" and independent investment of assets accepted for management under insurance contracts providing for the condition of the policyholder's participation in investments (without involving an investment portfolio manager)
Deadline for submitting the form intended for the collection of administrative data on a gratuitous basis: quarterly, no later than the 6th (sixth) working day of the month following the reporting quarter
BIN: _______________________
Collection method: in electronic form
Table 1. Securities acquired from assets accepted for management under insurance contracts providing for the condition of the policyholder's participation in investments
| № | Name of Investment Fund (Investment Portfolio) | Date of Transaction | Settlement Date | Name of Broker and/or Dealer | Type of Transaction | Market | Type of Security | Name of Issuer of Security |
| 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 |
| 1 | Total for Investment Portfolios | |||||||
| 1.1. | ||||||||
| … | ||||||||
| 2 | Total for Assets of Investment Funds | |||||||
| 2.1. | ||||||||
| … | ||||||||
| 3 | Total |
continuation of the table:
| Identification Number | Currency of Nominal Value | Nominal Value of One Security | Quantity of Securities (pieces) | Payment Currency | Purchase (Sale) Price per Security | Minimum Price per Security on Transaction Date in Tenge | Maximum Price per Security on Transaction Date in Tenge |
| 10 | 11 | 12 | 13 | 14 | 15 | 16 | 17 |
| … |
continuation of the table:
| Market Price per Security on Transaction Date | Yield on Securities (in percent) | Transaction Volume, in thousands of Tenge | Name of Counterparty | Counterparty Rating | |
| On Transaction Date | On Reporting Date | ||||
| 18 | 19 | 20 | 21 | 22 | 23 |
| … |
Table 2. Deposits in the National Bank of the Republic of Kazakhstan and in second-tier banks
| № | Name of Investment Fund (Investment Portfolio) | Date of Money Transfer | Name of Bank | Deposit Operations | Amount of Operation |
| 1 | 2 | 3 | 4 | 5 | 6 |
| 1 | Total for Investment Portfolios | ||||
| 1.1. | |||||
| … | |||||
| 2 | Total for Assets of Investment Funds | ||||
| 2.1. | |||||
| … | |||||
| 3 | Total |
continuation of the table:
| Date of Conclusion and Number of Bank Deposit | Deposit Term (in days) | Reward Rate (in percent per annum) | Currency of Deposit | Amount of Deposit |
| 7 | 8 | 9 | 10 | 11 |
| … |
Table 3. Refined Precious Metals Acquired from Assets Managed under Insurance Contracts Providing for Policyholder Participation in Investments
| № | Name of Investment Fund (Investment Portfolio) | Date of Transaction | Name of Counterparty | Payment for Services | Type of Transaction | Type of Refined Precious Metal | Transaction Volume (units) | Payment Currency | Purchase Price per Unit | Transaction Amount, in thousands of Tenge |
| 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 |
| 1 | Total for Investment Portfolios | |||||||||
| 1.1. | ||||||||||
| … | ||||||||||
| 2 | Total for Assets of Investment Funds | |||||||||
| 2.1. | ||||||||||
| … | ||||||||||
| 3 | Total |
Name ________________________________________________
Address________________________________________________________
Phone ______________________________________________________
Email Address _______________________________________
Executor____________________________ ____________________
surname, first name, and patronymic (if any) signature, phone
Head or Person Authorized to Sign the Report
_____________________________________ ____________________ surname, first name, and patronymic (if any) signature
Date “____” ______________ 20__ year
Note: The form is filled out in accordance with the instructions for filling out the form intended for the collection of administrative data on a gratuitous basis, "Report on Concluded Transactions on Investing Assets Managed under Insurance Contracts Providing for Policyholder Participation in Investments."
Appendix
to form, intended for the collection of administrative data on a gratuitous basis, "Report on Concluded Transactions on Investing Assets Managed under Insurance Contracts Providing for Policyholder Participation in Investments"
Instructions for Filling out the Form Intended for the Collection of Administrative Data on a Gratuitous Basis
"Report on Concluded Transactions on Investing Assets Managed under Insurance Contracts,
Providing for Policyholder Participation in Investments
(index – 17-SIA-SO, frequency – quarterly)
Chapter 1. General Provisions
These instructions define the unified requirements for filling out the form intended for the collection of administrative data on a gratuitous basis, "Report on Concluded Transactions on Investing Assets Managed under Insurance Contracts Providing for Policyholder Participation in Investments" (hereinafter – Form).
The Form is compiled quarterly by insurance (reinsurance) organizations and branches of insurance (reinsurance) organizations of non-residents of the Republic of Kazakhstan, carrying out activities in the "life insurance" industry and independent investing of assets managed under insurance contracts providing for policyholder participation in investments (without involving an investment portfolio manager) as of the end of the reporting period. Data in the Form is filled in thousands of tenge. Amounts less than 500 (five hundred) tenge are rounded to 0 (zero), and amounts equal to 500 (five hundred) tenge and above are rounded to 1000 (one thousand) tenge.
The Form is signed by the head or person authorized to sign the report, and the executor.
Chapter 2. Instructions for Filling out the Form
in column 6, the type of transaction is indicated (purchase, sale, redemption, coupon redemption, dividend payment, reverse repo operation - opening (closing), and others);
in column 7, the organizer of trading is indicated, in the trading system of which the transaction was carried out, or that the transaction was carried out in the unorganized market;
in column 8, the name of the issuer and the type of securities are indicated. In the event of a transaction on the international market, trading codes according to the REUTERS classification are used;
in columns 11 and 14, currency codes are indicated in accordance with the national classifier of the Republic of Kazakhstan NK RK 07 ISO 4217 "Codes for the presentation of currencies and funds";
in column 15, the price in tenge is indicated, reflected in the primary document confirming the transaction (exchange certificate, broker and/or dealer report, confirmation received via the international interbank system for transmitting information and making payments SWIFT (SWIFT). The price of debt securities is reflected in percent of the nominal value, with an accuracy of four decimal places, taking into account the accrued reward. In the event of settlement for the transaction (except for transactions with debt securities) in foreign currency, this amount is reflected at the market exchange rate prevailing on the settlement date of the transaction;
in columns 16 and 17, prices in tenge for transactions on the purchase (sale) of shares (depositary receipts) concluded on international (foreign) stock exchanges, on which this financial instrument is traded, are indicated, based on data from Bloomberg (Bloomberg) or REUTERS (REUTERS) information-analytical systems;
in column 19, the yield on securities is indicated in percent per annum (for a bond transaction – yield resulting from disposal or acquisition; for repo and reverse repo operations – yield resulting from the conclusion of the repo transaction);
in column 20, the transaction volume is indicated minus expenses related to the execution of the transaction, with an accuracy of two decimal places;
columns 21, 22, and 23 are filled for transactions concluded on the international (foreign) securities market.
in column 3, in the case of a deposit, the date of transfer of money from the client's bank account to the bank account in the National Bank of the Republic of Kazakhstan or a second-tier bank is indicated, or the date of early repayment or, in the case of termination of the contract, the date of return of money to the client's bank account;
in column 5, deposit operations are indicated (deposit of money into the deposit, payment of reward for the deposit, early repayment of the deposit, or repayment of the deposit after the expiration of the bank deposit contract);
in column 10, currency codes are indicated in accordance with the national classifier of the Republic of Kazakhstan NK RK 07 ISO 4217 "Codes for the presentation of currencies and funds";
in column 11, the amount is indicated, taking into account the accrued reward for the deposit operation, with an accuracy of two decimal places.
in column 3, the date of the transaction (trade date) is indicated;
in column 6, the type of transaction (purchase, sale) is indicated;
in column 7, the name of the types of refined precious metals is indicated, specifying the type of metal account (allocated metal account or unallocated metal account);
in column 9, currency codes are indicated in accordance with the national classifier of the Republic of Kazakhstan NK RK 07 ISO 4217 "Codes for the presentation of currencies and funds".
Appendix 18
Rules for the submission of reporting by insurance (reinsurance) organizations, Islamic insurance (reinsurance) organizations, insurance brokers, branches of insurance (reinsurance) organizations of non-residents of the Republic of Kazakhstan, branches of Islamic insurance (reinsurance) organizations of non-residents of the Republic of Kazakhstan, and branches of insurance brokers of non-residents of the Republic of Kazakhstan
Form,
intended for the collection of administrative data
Submitted to: National Bank of the Republic of Kazakhstan
Form intended for the collection of administrative data on a gratuitous basis is posted on the Internet resource: www.nationalbank.kz
Name of administrative form: report on concluded transactions on investing assets managed under insurance contracts providing for policyholder participation in investments, in derivative financial instruments
Form index intended for the collection of administrative data on a gratuitous basis: 18-SSIA-SO
Frequency: quarterly
Reporting period: as of “_” ____________ 20 year
Circle of persons submitting the form intended for the collection of administrative data on a gratuitous basis: insurance (reinsurance) organization, branches of insurance (reinsurance) organizations of non-residents of the Republic of Kazakhstan, carrying out activities in the "life insurance" industry and independent investing of assets managed under insurance contracts providing for policyholder participation in investments (without involving an investment portfolio manager)
Deadline for submitting the form intended for the collection of administrative data on a gratuitous basis: quarterly, no later than the 6 (sixth) working day of the month following the reporting quarter
BIN: _______________________
Collection method: in electronic form
| № | Name of Investment Fund (Investment Portfolio) | Date of Transaction | Name of Broker and/or Dealer | Date of Financial Instruments Posting to Account | Settlement Date | Type of Derivative Financial Instrument | Identification Number |
| 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 |
| 1 | Total for Investment Portfolios | ||||||
| 1.1. | |||||||
| … | |||||||
| 2 | Total Assets of Investment Funds | ||||||
| 2.1. | |||||||
| … |
continuation of the table:
| Market | Underlying Asset | Counterparty | Description of Transaction Terms | ||||||
| name | rating | name | rating | Type of Transaction | Quantity of Financial Instruments, pieces | Transaction Price in Tenge | Transaction Amount, in thousands of Tenge | Currency of Transaction | |
| 9 | 10 | 11 | 12 | 13 | 14 | 15 | 16 | 17 | 18 |
| … |
continuation of the table:
| Hedging Object Details | Investment Decision | Variation Margin on Transaction Date, in thousands of Tenge | Initial Margin on Transaction Date, in percent | Trading Mode | ||||
| security identification number | Transaction Volume, pieces | Transaction Amount, in thousands of Tenge | currency | number | date | |||
| 19 | 20 | 21 | 22 | 23 | 24 | 25 | 26 | 27 |
| … |
Name ________________________________________________
Address________________________________________________________
Phone ______________________________________________________
Email Address _______________________________________
Executor____________________________ ____________________
surname, first name, and patronymic (if any) signature, phone
Head or Person Authorized to Sign the Report
_____________________________________ ____________________
surname, first name, and patronymic (if any) signature
Date “____” ______________ 20__ year
Note: The form is filled out in accordance with the instructions for filling out the form intended for the collection of administrative data on a gratuitous basis, "Report on Concluded Transactions on Investing Assets Managed under Insurance Contracts Providing for Policyholder Participation in Investments, in Derivative Financial Instruments."
Appendix
to form, intended for the collection of administrative data on a gratuitous basis, "Report on Concluded Transactions on Investing Assets Managed under Insurance Contracts Providing for Policyholder Participation in Investments, in Derivative Financial Instruments"
Instructions for Filling out the Form Intended for the Collection of Administrative Data on a Gratuitous Basis
"Report on Concluded Transactions on Investing Assets Managed under Insurance Contracts,
Providing for Policyholder Participation in Investments, in Derivative Financial Instruments
(index – 18-SSIA-SO, frequency – quarterly)
Chapter 1. General Provisions
These instructions define the unified requirements for filling out the form intended for the collection of administrative data on a gratuitous basis, "Report on Concluded Transactions on Investing Assets Managed under Insurance Contracts Providing for Policyholder Participation in Investments, in Derivative Financial Instruments" (hereinafter – Form).
The Form is compiled quarterly by insurance (reinsurance) organizations and branches of insurance (reinsurance) organizations of non-residents of the Republic of Kazakhstan, carrying out activities in the "life insurance" industry and independent investing of assets managed under insurance contracts providing for policyholder participation in investments (without involving an investment portfolio manager) as of the end of the reporting period. Data in the Form is filled in thousands of tenge. Amounts less than 500 (five hundred) tenge are rounded to 0 (zero), and amounts equal to 500 (five hundred) tenge and above are rounded to 1000 (one thousand) tenge.
The Form is signed by the head or person authorized to sign the report, and the executor.
Chapter 2. Instructions for Filling out the Form
In column 7, the type of derivative financial instrument (option, futures, forward, swap, and other derivative financial instruments) is indicated.
In column 8, the identification number of the security is indicated if the underlying asset of the derivative financial instrument is a security.
In column 9, the name of the trading organizer, in the trading system of which the transaction was carried out, and the country of its residence in the format "name of stock exchange" or that the transaction was not carried out on a stock exchange in the format "unorganized market" is indicated.
In columns 10, 11, the underlying asset of the derivative financial instrument (name of the security and its issuer, currency, reward rate, commodity, and other underlying assets) and the rating of the underlying asset on the transaction date, assigned by a rating agency (if any) in the format "underlying asset (rating) (rating agency)" are indicated. In the event that the underlying asset has no ratings, the underlying asset is indicated, and the fact that the rating is absent is specified.
In columns 12, 13, in the event that the transaction was not concluded on a stock exchange, the counterparty, the country of its residence, and the rating on the transaction date assigned to the counterparty in the format "counterparty/country/rating (rating agency)" are indicated. In the event that the counterparty has no rating, information is indicated that the rating is absent.
In column 14, the type of transaction (purchase, sale, and others) is indicated.
In columns 18 and 22, currency codes are indicated in accordance with the national classifier of the Republic of Kazakhstan NK RK 07 ISO 4217 "Codes for the presentation of currencies and funds".
Details of the hedging object by columns 19, 20, 21, and 22 are filled in the event that the transaction was concluded for hedging purposes. If the transaction was not concluded for hedging purposes, these columns are not filled.
In column 25, if available, variation margin is indicated – the monetary expression of the change in the obligations of the trading participant, calculated by the exchange and taking into account the change in the quotation of the futures contract.
In column 26, if available, initial margin is indicated – the share of the total market value of the underlying asset, determined by the exchange, which the client must deposit for each open position.
In column 27, the trading mode is indicated in the format T+0 or T+n, or another trading mode provided by the exchange rules is described.
In concluding transactions involving the simultaneous conclusion of two operations (opening and closing) by the parties to the transaction, information on each operation is reflected in the Form.
Appendix 19
Rules for the submission of reporting by insurance (reinsurance) organizations, Islamic insurance (reinsurance) organizations, insurance brokers, branches of insurance (reinsurance) organizations of non-residents of the Republic of Kazakhstan, branches of Islamic insurance (reinsurance) organizations of non-residents of the Republic of Kazakhstan, and branches of insurance brokers of non-residents of the Republic of Kazakhstan
Form,
intended for the collection of administrative data
Form submitted to: National Bank of the Republic of Kazakhstan
Form intended for the collection of administrative data on a gratuitous basis is posted on the Internet resource: www.nationalbank.kz
Name of administrative form: report on insurance contracts providing for policyholder participation in investments
Form index intended for the collection of administrative data on a gratuitous basis: 19-DSUSI-SO
Frequency: quarterly
Reporting period: as of “_” ____________ 20 year
Circle of persons submitting the form intended for the collection of administrative data on a gratuitous basis: insurance (reinsurance) organization, branches of insurance (reinsurance) organizations of non-residents of the Republic of Kazakhstan, carrying out activities in the "life insurance" industry
Deadline for submitting the form intended for the collection of administrative data on a gratuitous basis: quarterly, no later than the 6 (sixth) working day of the month following the reporting quarter
BIN: _______________________
Collection method: in electronic form
| № | Surname, first name, and patronymic (if any) of the policyholder (insured) | Insurance Contract Number | Date of Insurance Contract Conclusion | Insurance Premium for Insurance Contracts, in thousands of Tenge | Term of Insurance Protection | ||
| Risk Part | Accumulative Part | Start Date | End Date | ||||
| 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 |
| … |
continuation of the table:
| Name of Investment Fund (Investment Portfolio) | Name of Investment Portfolio Manager | Total Number of Shares in Investment Fund or Total Number of Conditional Units in Investment Portfolio |
| 9 | 10 | 11 |
continuation of the table:
| Number of Shares in Investment Fund or Number of Conditional Units in Investment Portfolio Belonging to the Policyholder (Insured) | Cost of One Share of Investment Fund or One Conditional Unit of Investment Portfolio |
| 12 | 13 |
Name ________________________________________________
Address________________________________________________________
Phone ______________________________________________________
Email Address _______________________________________
Executor____________________________ ____________________
surname, first name, and patronymic (if any) signature, phone
Head or Person Authorized to Sign the Report
_____________________________________ ____________________
surname, first name, and patronymic (if any) signature
Date “____” ______________ 20__ year
Note: The form is filled out in accordance with the instructions for filling out the form intended for the collection of administrative data on a gratuitous basis, "Report on Insurance Contracts Providing for Policyholder Participation in Investments."
Appendix
to form, intended for the collection of administrative data on a gratuitous basis, "Report on Insurance Contracts Providing for Policyholder Participation in Investments"
Instructions for Filling out the Form Intended for the Collection of Administrative Data on a Gratuitous Basis
"Report on Insurance Contracts Providing for Policyholder Participation in Investments
(index – 19-DSUSI-SO, frequency – quarterly)
Chapter 1. General Provisions
These instructions define the unified requirements for filling out the form intended for the collection of administrative data on a gratuitous basis, "Report on Insurance Contracts Providing for Policyholder Participation in Investments" (hereinafter – Form).
The Form is prepared quarterly by insurance (reinsurance) organizations and branches of insurance (reinsurance) organizations of non-residents of the Republic of Kazakhstan, carrying out activities in the "life insurance" sector and independent investment of assets accepted for management under insurance contracts providing for the policyholder's participation in investments (without involving an investment portfolio manager) as of the end of the reporting period. Data in the Form are filled in thousands of tenge. Amounts less than 500 (five hundred) tenge are rounded to 0 (zero), and amounts equal to 500 (five hundred) tenge and above are rounded to 1000 (one thousand) tenge.
The Form is signed by the head or a person authorized to sign the report, and the executor.
Chapter 2. Explanation of Form Completion
The Form indicates information on insurance contracts providing for the policyholder's participation in investments.
In columns 5 and 6, the amounts of insurance premium parts at the time of concluding insurance contracts providing for the policyholder's participation in investments are indicated.
In column 9, the name of the investment fund (investment portfolio), the holder of shares (conditional units) of which is the policyholder, is indicated.
In column 10, the name of the investment portfolio manager of the investment fund (investment portfolio), the holder of shares (conditional units) of which is the policyholder, is indicated. In case of involving an investment portfolio manager, next to the name of the investment fund or investment portfolio, the name of its investment portfolio manager is indicated.
In column 13, the cost of one share of the investment fund, the holder of shares of which is the policyholder, or one conditional unit of the investment portfolio, into financial instruments of which the policyholder's assets are invested, as of the reporting date, is indicated.
Appendix 20
to the Rules on reporting by insurance (reinsurance) organizations, Islamic insurance (reinsurance) organizations, insurance brokers, branches of insurance (reinsurance) organizations of non-residents of the Republic of Kazakhstan, branches of Islamic insurance (reinsurance) organizations of non-residents of the Republic of Kazakhstan, and branches of insurance brokers of non-residents of the Republic of Kazakhstan
Form,
intended for the collection of administrative data
Submitted to: National Bank of the Republic of Kazakhstan
Form, intended for the collection of administrative data on a gratuitous basis, is posted on the Internet resource: www.nationalbank.kz
Name of the administrative form: Report on investments of an investment fund (investment portfolio) in the capital of legal entities that are not joint stock companies
Index of the form intended for the collection of administrative data on a gratuitous basis: 20-IFP-SO
Periodicity: quarterly
Reporting period: as of "_" _____________ 20 year
Circle of persons submitting the form intended for the collection of administrative data on a gratuitous basis: insurance (reinsurance) organization, branches of insurance (reinsurance) organizations of non-residents of the Republic of Kazakhstan, carrying out activities in the "life insurance" sector and independent investment of assets accepted for management under insurance contracts providing for the policyholder's participation in investments (without involving an investment portfolio manager)
Deadline for submitting the form intended for the collection of administrative data on a gratuitous basis: quarterly, no later than the 6 (sixth) working day of the month following the reporting quarter
BIN: _______________________
Collection method: in electronic form
| No. | Name of the investment fund (investment portfolio) | Name of the issuer | Purchase cost, in thousands of tenge | Payment date |
| 1 | 2 | 3 | 4 | 5 |
| ... | ||||
| Total: |
continuation of the table:
| Book value, in thousands of tenge | Share in the authorized capital of the issuer in percent | Date of registration of ownership rights |
| 6 | 7 | 8 |
| … |
Name ________________________________________________
Address________________________________________________________
Phone ______________________________________________________
Email address _______________________________________
Executor____________________________ ____________________
surname, first name and patronymic (if any) signature, phone
Head or person authorized to sign the report
_____________________________________ ____________________
surname, first name and patronymic (if any) signature
Date "____" ______________ 20__ year
Note: the form is filled out in accordance with the explanation for completing the form intended for the collection of administrative data on a gratuitous basis, "Report on investments of an investment fund (investment portfolio) in the capital of legal entities that are not joint stock companies."
Appendix
to the form intended for the collection of administrative data on a gratuitous basis, "Report on investments of an investment fund (investment portfolio) in the capital of legal entities that are not joint stock companies"
Explanation for completing the form intended for the collection of administrative data on a gratuitous basis
"Report on investments of an investment fund (investment portfolio) in the capital of legal entities,
that are not joint stock companies
(index – 20-IFP-SO, periodicity – quarterly)
Chapter 1. General Provisions
This explanation defines the unified requirements for completing the form intended for the collection of administrative data on a gratuitous basis, "Report on investments of an investment fund (investment portfolio) in the capital of legal entities that are not joint stock companies" (hereinafter – Form).
The Form is prepared quarterly by insurance (reinsurance) organizations and branches of insurance (reinsurance) organizations of non-residents of the Republic of Kazakhstan, carrying out activities in the "life insurance" sector and independent investment of assets accepted for management under insurance contracts providing for the policyholder's participation in investments (without involving an investment portfolio manager) as of the end of the reporting period. Data in the Form are filled in thousands of tenge. Amounts less than 500 (five hundred) tenge are rounded to 0 (zero), and amounts equal to 500 (five hundred) tenge and above are rounded to 1000 (one thousand) tenge.
The Form is signed by the head or a person authorized to sign the report, and the executor.
Chapter 2. Explanation of Form Completion
In column 2, the name of the investment fund (investment portfolio) is indicated.
In column 4, the purchase cost of shares on the acquisition date is reflected.
In column 6, the cost of investments reflected in accounting is indicated.
The Form is filled out separately for each client.
Appendix 21
to the [Rules](jl:39214928.100.1011306776_21" \o "Resolution of the Board of the National Bank of the Republic of Kazakhstan dated December 2, 2025 No. 86 \«On Approval of Reporting Rules for Insurance (Reinsurance) Organizations, Islamic Insurance (Reinsurance) Organizations, Insurance Brokers, Branches of Insurance (Reinsurance) Organizations of Non-Residents of the Republic of Kazakhstan, Branches of Islamic Insurance (Reinsurance) Organizations of Non-Residents of the Republic of Kazakhstan, and Branches of Insurance Brokers of Non-Residents of the Republic of Kazakhstan\») on reporting by insurance (reinsurance) organizations, Islamic insurance (reinsurance) organizations, insurance brokers, branches of insurance (reinsurance) organizations of non-residents of the Republic of Kazakhstan, branches of Islamic insurance (reinsurance) organizations of non-residents of the Republic of Kazakhstan, and branches of insurance brokers of non-residents of the Republic of Kazakhstan
Form,
intended for the collection of administrative data
Submitted to: National Bank of the Republic of Kazakhstan
Form, intended for the collection of administrative data on a gratuitous basis, is posted on the Internet resource: www.nationalbank.kz
Name of the administrative form: Report on transactions and insurance (reinsurance) contracts concluded with persons related to the insurance (reinsurance) organization, Islamic insurance (reinsurance) organization by special relations
Index of the form intended for the collection of administrative data on a gratuitous basis: 21-SOO-SO
Periodicity: quarterly
Reporting period: as of "___" ______20 year
Circle of persons submitting the form intended for the collection of administrative data on a gratuitous basis: insurance (reinsurance) organization, Islamic insurance (reinsurance) organization, branches of insurance (reinsurance) organizations of non-residents of the Republic of Kazakhstan, branches of Islamic insurance (reinsurance) organizations of non-residents of the Republic of Kazakhstan
Deadline for submitting the form intended for the collection of administrative data on a gratuitous basis: quarterly, no later than the 10 (tenth) working day of the month following the reporting quarter
BIN: _______________________
Collection method: in electronic form
Table 1. Conclusion of insurance (reinsurance) contracts
(in thousands of tenge)
| No. | Name of insurance classes | Insurance premiums accepted under insurance contracts | Number of concluded contracts (units) | |||||
| total | including under contracts concluded: | |||||||
| with second-level banks | with others | total | including under contracts concluded: | |||||
| with individuals | with legal entities | with individuals | with legal entities | |||||
| 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 |
| 1 | Compulsory insurance | |||||||
| 1.1 | civil liability of vehicle owners | |||||||
| 1.2 | civil liability of carriers to passengers | |||||||
| 1.3 | civil liability insurance of private notaries | |||||||
| 1.4 | environmental insurance | |||||||
| 1.5 | civil liability of audit organizations | |||||||
| 1.6 | tourist insurance | |||||||
| 1.7 | civil liability of owners of facilities whose activities are related to the danger of causing harm to third parties | |||||||
| 1.8 | insurance of employees against accidents while performing their labor (official) duties, including: | |||||||
| 1.8.1 | annuity insurance carried out within the framework of compulsory insurance of employees against accidents while performing their labor (official) duties | |||||||
| 1.8.2 | pre-retirement annuity insurance carried out within the framework of compulsory insurance of employees against accidents while performing their labor (official) duties | |||||||
| 1.9 | other types (classes) of insurance | |||||||
| 2 | Voluntary personal insurance | |||||||
| 2.1 | life insurance, except for the class specified in row 2.3 of this table, including: | |||||||
| 2.1.1 | savings | |||||||
| 2.1.2 | non-savings | |||||||
| 2.2 | annuity insurance, except for the class specified in row 2.4 of this table | |||||||
| 2.3 | life insurance within the state educational savings system | |||||||
| 2.4 | pension annuity insurance | |||||||
| 2.5 | insurance against accidents | |||||||
| 2.6 | insurance against illness, including: | |||||||
| 2.6.1 | traveling abroad | |||||||
| 2.7 | other types (classes) of insurance | |||||||
| 3 | Voluntary property insurance | |||||||
| 3.1 | insurance of road transport | |||||||
| 3.2 | insurance of railway transport | |||||||
| 3.3 | insurance of air transport | |||||||
| 3.4 | insurance of water transport | |||||||
| 3.5 | insurance of space objects | |||||||
| 3.6 | cargo insurance | |||||||
| 3.7 | insurance of property against damage, except for the classes specified in rows 3.1, 3.2, 3.3, 3.4, 3.5 and 3.6 of this table | |||||||
| 3.8 | civil liability insurance of road transport owners | |||||||
| 3.9 | civil liability insurance of air transport owners | |||||||
| 3.10 | civil liability insurance of water transport owners | |||||||
| 3.11 | civil liability insurance of space object owners | |||||||
| 3.12 | professional liability insurance | |||||||
| 3.13 | civil liability insurance, except for the classes specified in rows 3.8, 3.9, 3.10, 3.11 and 3.12 of this table | |||||||
| 3.14 | insurance of legal entity loans | |||||||
| 3.15 | mortgage insurance | |||||||
| 3.16 | insurance of guarantees and sureties | |||||||
| 3.17 | insurance against other financial losses | |||||||
| 3.18 | insurance of losses of financial organizations, except for the classes specified in rows 3.14, 3.15, 3.16 and 3.17 of this table | |||||||
| 3.19 | title insurance | |||||||
| 3.20 | insurance of court costs | |||||||
| 3.21 | other types (classes) of insurance | |||||||
| 4 | Total |
continuation of the table:
| Insurance payments made under insurance contracts | Volume of obligations under insurance contracts | Insurance premiums accepted under reinsurance contracts concluded with insurance (reinsurance) organizations related by special relations | |||||
| total | including under contracts concluded: | ||||||
| with second-level banks | with others | total | including under contracts concluded | ||||
| with individuals | with legal entities | with individuals | with legal entities | ||||
| 10 | 11 | 12 | 13 | 14 | 15 | 16 | 17 |
| … |
continuation of the table:
| Insurance payments made under reinsurance contracts concluded with insurance (reinsurance) organizations related by special relations | Volume of obligations (liability limit) under contracts accepted for reinsurance | Insurance premiums transferred under reinsurance contracts to reinsurance organizations related by special relations | Compensation received under reinsurance contracts from reinsurance organizations related by special relations | Volume of obligations transferred to reinsurance |
| 18 | 19 | 20 | 21 | 22 |
| … |
Table 2. Transactions with persons related to the insurance (reinsurance) organization by special relations, except for insurance (reinsurance) contracts
(in thousands of tenge)
| No. | Name (surname, first name and patronymic (if any) of the person | Business identification number (for a legal entity), individual identification number (if available for an individual) | Significance, according to which the person is classified as a person related to the insurance (reinsurance) organization by special relations | Type of operation | Type of currency | Transaction amount under the contract, (in thousands of tenge) | Date of conclusion (date of commencement of performance of conditions) of the contract | Date of expiration of action (date of completion of performance of conditions) of the contract |
| 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 |
| 1 | ||||||||
| … |
continuation of the table:
| Security under the terms of the contract | Paid remuneration (in percent per annum) | Details of the decision of the board of directors of the insurance (reinsurance) organization or the general meeting of shareholders (in the absence of a board of directors) | |||
| type | value, in thousands of tenge | by a person related to the insurance (reinsurance) organization by special relations in favor of the insurance (reinsurance) organization | by the insurance (reinsurance) organization in favor of a person related to the insurance (reinsurance) organization by special relations | number | date |
| 10 | 11 | 12 | 13 | 14 | 15 |
| … |
Name ________________________________________________
Address________________________________________________________
Phone ______________________________________________________
Email address _______________________________________
Executor____________________________ ____________________
surname, first name and patronymic (if any) signature, phone
Head or person authorized to sign the report
_____________________________________ ____________________
surname, first name and patronymic (if any) signature
Date "____" ______________ 20__ year
Note: the form is filled out in accordance with the explanation for completing the form intended for the collection of administrative data on a gratuitous basis, "Report on transactions and insurance (reinsurance) contracts concluded with persons related to the insurance (reinsurance) organization, Islamic insurance (reinsurance) organization by special relations."
Appendix
to the form intended for the collection of administrative data on a gratuitous basis, "Report on transactions and insurance (reinsurance) contracts concluded with persons related to the insurance (reinsurance) organization, Islamic insurance (reinsurance) organization by special relations"
Explanation for completing the form intended for the collection of administrative data on a gratuitous basis
"Report on transactions and insurance (reinsurance) contracts concluded with persons related to the insurance (reinsurance) organization, Islamic insurance (reinsurance) organization by special relations
(index – 21-SOO-SO, periodicity – quarterly)
Chapter 1. General Provisions
This explanation defines the unified requirements for completing the form intended for the collection of administrative data on a gratuitous basis, "Report on transactions and insurance (reinsurance) contracts concluded with persons related to the insurance (reinsurance) organization, Islamic insurance (reinsurance) organization by special relations" (hereinafter – Form).
The Form is prepared quarterly by insurance (reinsurance) organizations, Islamic insurance (reinsurance) organizations, branches of insurance (reinsurance) organizations of non-residents of the Republic of Kazakhstan, and branches of Islamic insurance (reinsurance) organizations of non-residents of the Republic of Kazakhstan as of the end of the reporting period. Data in the Form are filled in thousands of tenge. Amounts less than 500 (five hundred) tenge are rounded to 0 (zero), and amounts equal to 500 (five hundred) tenge and above are rounded to 1000 (one thousand) tenge.
The Form is signed by the head or a person authorized to sign the report, and the executor.
Chapter 2. Explanation of Form Completion
The Form indicates information on insurance and reinsurance contracts concluded with persons related to the insurance (reinsurance) organization by special relations for the period from the beginning of the current year (cumulative);
In column 3, the amount of insurance premiums accepted under direct insurance contracts concluded with persons related to the insurance (reinsurance) organization by special relations, taking into account expenses related to the termination of insurance contracts in the reporting period, is indicated;
In column 10, the amount of insurance payments made under direct insurance contracts concluded with persons related to the insurance (reinsurance) organization by special relations is indicated;
In column 17, the amount of insurance premiums accepted under inward reinsurance contracts concluded with persons related to the insurance (reinsurance) organization by special relations, taking into account expenses related to the termination of reinsurance contracts in the reporting period, is indicated;
In column 18, the amount of insurance payments made under inward reinsurance contracts concluded with persons related to the insurance (reinsurance) organization by special relations is indicated.
The Form indicates information on all transactions of the insurance (reinsurance) organization with persons related to the insurance (reinsurance) organization by special relations, the amount of which for each type of operation of the insurance (reinsurance) organization with a person related to the insurance (reinsurance) organization by special relations exceeds 0.1 percent in aggregate of the actual solvency margin, calculated in accordance with the Normative Values and Methodologies for calculating prudential standards of insurance (reinsurance) organizations and insurance groups and other mandatory norms and limits established by the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated December 26, 2016 No. 304 "On Establishing Normative Values and Methodologies for Calculating Prudential Standards of Insurance (Reinsurance) Organizations and Insurance Groups and Other Mandatory Norms and Limits, Requirements for Insurance (Reinsurance) Organizations, Subsidiary Organizations of Insurance (Reinsurance) Organizations or Insurance Holding Companies to Acquire Shares (Participation Interests in the Authorized Capital) of Legal Entities, List of Bonds of International Financial Organizations Acquired by Insurance Holding Companies, Minimum Required Rating for Bonds Acquired by Insurance Holding Companies, and List of Rating Agencies, as well as List of Financial Instruments (Except for Shares and Participation Interests in the Authorized Capital) Acquired by Insurance (Reinsurance) Organizations" (registered in the Registry of State Registration of Regulatory Legal Acts under No. 14794);
in column 6, currency codes are specified in accordance with the national classifier of the Republic of Kazakhstan NK RK 07 ISO 4217 "Codes for the presentation of currencies and funds";
if the terms of the transaction for other operations do not imply the presence of collateral or payment of remuneration, columns 10, 11 or 12, 13 are not filled;
the Form indicates information on transactions made for the period from the beginning of the current year.
Appendix 22
to the Rules for the submission of reports by insurance (reinsurance) organizations, Islamic insurance (reinsurance) organizations, insurance brokers, branches of insurance (reinsurance) organizations - non-residents of the Republic of Kazakhstan, branches of Islamic insurance (reinsurance) organizations - non-residents of the Republic of Kazakhstan and branches of insurance brokers - non-residents of the Republic of Kazakhstan
Form,
designed for the collection of administrative data
Submitted to: National Bank of the Republic of Kazakhstan
Form, designed for the collection of administrative data on a gratuitous basis, is posted on the Internet resource: www.nationalbank.kz
Name of the administrative form: report on balances on balance sheet and off-balance sheet accounts
Index of the form designed for the collection of administrative data on a gratuitous basis: 22-OBV-SO
Periodicity: quarterly
Reporting period: as of "_" ________ 20 year
Circle of persons submitting the form designed for the collection of administrative data on a gratuitous basis: insurance (reinsurance) organization, Islamic insurance (reinsurance) organization, branches of insurance (reinsurance) organizations - non-residents of the Republic of Kazakhstan, branches of Islamic insurance (reinsurance) organizations - non-residents of the Republic of Kazakhstan
Deadline for submitting the form designed for the collection of administrative data on a gratuitous basis:
in part of table 1 - quarterly, no later than the 15 (fifteenth) working day of the month following the reporting quarter;
in part of table 2 - quarterly, no later than the 6 (sixth) working day of the month following the reporting quarter
BIN: _______________________
Collection method: in electronic form
Table 1. Balances on balance sheet accounts
(in thousands of tenge)
| Balance sheet account number | Residency status | Code of the economic sector group | Nominal currency indicator | Amount |
| 1 | 2 | 3 | 4 | 5 |
| Assets | ||||
| .... | ||||
| Liabilities | ||||
| .... | ||||
| Capital | ||||
| .... |
Table 2. Balances on off-balance sheet accounts
(in thousands of tenge)
| No. | Off-balance sheet account number | Name of off-balance sheet account | End of reporting period | Beginning of current year |
| 1 | 2 | 3 | 4 | 5 |
| 1 | Conditional and possible claims and obligations | |||
| … | … | … | ||
| 2 | Memorandum accounts | |||
| … | … | … | ||
| 3. Reference: Number of full-time employees |
Name ________________________________________________
Address________________________________________________________
Phone ______________________________________________________
Email address _______________________________________
Executive____________________________ ____________________
surname, first name and patronymic (if any) signature, phone
Head or person entrusted with the function of signing the report
_____________________________________ ____________________
surname, first name and patronymic (if any) signature
Date "____" ______________ 20__ year
Note: the form is filled in accordance with the explanation for filling in the form designed for the collection of administrative data on a gratuitous basis, "Report on balances on balance sheet and off-balance sheet accounts."
Appendix
to the form designed for the collection of administrative data on a gratuitous basis, "Report on balances on balance sheet and off-balance sheet accounts"
Explanation for filling in the form designed for the collection of administrative data on a gratuitous basis
"Report on balances on balance sheet and off-balance sheet accounts"
(index – 22-OBV-SO, periodicity – quarterly)
Chapter 1. General Provisions
This explanation defines the unified requirements for filling in the form designed for the collection of administrative data on a gratuitous basis, "Report on balances on balance sheet and off-balance sheet accounts" (hereinafter – Form).
The Form is compiled quarterly by insurance (reinsurance) organizations, Islamic insurance (reinsurance) organizations, branches of insurance (reinsurance) organizations - non-residents of the Republic of Kazakhstan and branches of Islamic insurance (reinsurance) organizations - non-residents of the Republic of Kazakhstan as of the end of the reporting period. Data in the Form is filled in thousands of tenge. An amount less than 500 (five hundred) tenge is rounded to 0 (zero), and an amount equal to 500 (five hundred) tenge and above is rounded to 1000 (one thousand) tenge.
The Form is signed by the head or person entrusted with the function of signing the report, and the executive.
Chapter 2. Explanation for filling in the Form
in column 1, the balance sheet account number specified in paragraphs 1, 2, 3, 4 and 5 of Chapter 2 of the Standard Chart of Accounts for Insurance (Reinsurance) Organizations, Islamic Insurance (Reinsurance) Organizations, Mutual Insurance Societies and Branches of Insurance (Reinsurance) Organizations - Non-Residents of the Republic of Kazakhstan, approved by the Decision of the Board of the National Bank of the Republic of Kazakhstan dated December 22, 2017 No. 251 "On Approval of the Standard Chart of Accounts for Insurance (Reinsurance) Organizations, Mutual Insurance Societies and Branches of Insurance (Reinsurance) Organizations - Non-Residents of the Republic of Kazakhstan and on Amendments and Additions to Certain Regulatory Legal Acts of the Republic of Kazakhstan on Accounting Issues" (registered in the Registry of State Registration of Regulatory Legal Acts under No. 16390) (hereinafter – Chart of Accounts);
in columns 2 and 3, the residency status and the code of the economic sector group are specified in accordance with the Rules for the application of economic sector codes and payment purposes, approved by the Decision of the Board of the National Bank of the Republic of Kazakhstan dated August 31, 2016 No. 203 (registered in the Registry of State Registration of Regulatory Legal Acts under No. 14365), which is consistent with the national Economic Sector Classifier (ESC), as follows:
for account 1280 08, the residency status and the code of the economic sector group of the drawer are specified;
for accounts 1120, 1130, 1140, 1160, 1270 01, 1270 04, 1290 23, 2020 and 2030, the residency status and the code of the economic sector group of the issuer are specified;
for accounts 4030 07, 4030 10, 5010, 5020, 5030, 5310 and 5320, the residency status and the code of the economic sector group of the holder of the securities (contribution, share) are specified; in the absence of the possibility to reliably determine the holder of the securities (contribution, share), the residency status and the code of the economic sector group of the nominal holder (trustee) of the securities (contribution, share) are specified;
for accounts 1150 01, 1270 02, 3050 03 and 3380 02, the residency status and the code of the economic sector group of the counterparty are specified; in the absence of the possibility to determine the counterparty, the residency status and the code of the economic sector group of the organization on whose platform the transaction was made are specified;
for accounts 1370, 1380, 1400, 1500, 1620, 2800, 2920, 3100, 3200, 3520, 3530, 3540, 4310, 4420, 4430 and 4440, the code "0" is specified;
for the remaining asset accounts, the residency status and the code of the economic sector group of the debtor are specified;
for the remaining liability accounts, the residency status and the code of the economic sector group of the creditor are specified;
in column 2, for asset and liability accounts with respect to non-residents, the code of the economic sector group "0" is specified;
in column 3, for asset and liability accounts with respect to the National Postal Operator, the code of the economic sector group "5" is specified;
in column 4, the nominal currency indicator is specified as follows:
"1" – national currency of the Republic of Kazakhstan;
"2" – foreign currency, refined precious metals;
in columns 2, 3 and 4, for accounts 1300, 2300, 2400, 2700, 2930, 5200, 5400, 5520 and 5610, the code "0" is specified;
in column 5, the total amount as of the end of the reporting period for the balance sheet account is specified.
in columns 2 and 3, the number and name of the off-balance sheet account specified in paragraphs 8 and 9 of Chapter 2 of the Chart of Accounts are specified;
in column 4, the total amount at the end of the reporting period for the off-balance sheet account is specified;
in column 5, the total amount at the beginning of the current year for the off-balance sheet account is specified;
in row 3, the number of full-time employees and equivalents (two employees working part-time are counted as one full-time employee) are specified for reference.
Appendix 23
to the Rules for the submission of reports by insurance (reinsurance) organizations, Islamic insurance (reinsurance) organizations, insurance brokers, branches of insurance (reinsurance) organizations - non-residents of the Republic of Kazakhstan, branches of Islamic insurance (reinsurance) organizations - non-residents of the Republic of Kazakhstan and branches of insurance brokers - non-residents of the Republic of Kazakhstan
Form,
designed for the collection of administrative data
Submitted to: National Bank of the Republic of Kazakhstan
Form, designed for the collection of administrative data on a gratuitous basis, is posted on the Internet resource: www.nationalbank.kz
Name of the administrative form: report on active insurance (reinsurance) contracts in the "general insurance" industry
Index of the form designed for the collection of administrative data on a gratuitous basis: 23-DDO-SO
Periodicity: quarterly
Reporting period: as of "___" ______20 year
Circle of persons submitting the form designed for the collection of administrative data on a gratuitous basis: insurance (reinsurance) organization, Islamic insurance (reinsurance) organization, branches of insurance (reinsurance) organizations - non-residents of the Republic of Kazakhstan, branches of Islamic insurance (reinsurance) organizations - non-residents of the Republic of Kazakhstan
Deadline for submitting the form designed for the collection of administrative data on a gratuitous basis: quarterly, no later than the 10 (tenth) working day of the month following the reporting quarter
BIN: _______________________
Collection method: in electronic form
(in tenge)
| No. | Insurance class | Type of insurance | Policyholder | Policyholder residency status | Business Identification Number (for legal entities) and (or) Individual Identification Number (for individuals) of the policyholder |
| 1 | 2 | 3 | 4 | 5 | 6 |
continuation of the table:
| Reinsurer | Beneficiary | Business Identification Number (for legal entities) and (or) Individual Identification Number (for individuals) of the beneficiary | Number of insured objects |
| 7 | 8 | 9 | 10 |
continuation of the table:
| Date of conclusion of the insurance contract and (or) supplementary agreement | Date of commencement of the insurance contract and (or) supplementary agreement | Date of expiration of the insurance contract and (or) supplementary agreement | Date of commencement of insurance coverage | Date of expiration of insurance coverage |
| 12 | 13 | 14 | 15 | |
continuation of the table:
| Insurance amount, in tenge | Insurance premium under the insurance contract, in tenge | Name of the insurance broker, agent (surname, first name and patronymic (if any)) | Commission amount, in tenge |
| 17 | 18 | 19 | 20 |
continuation of the table:
| Unearned premium reserve | Reinsurance contract number | Insurance amount of the reinsurer - resident of the Republic of Kazakhstan, in tenge | Insurance amount of the reinsurer - non-resident of the Republic of Kazakhstan, in tenge |
| 21 | 22 | 23 | 24 |
continuation of the table:
| Reinsurance premium to the resident of the Republic of Kazakhstan under the reinsurance contract, in tenge | Reinsurance premium to the non-resident of the Republic of Kazakhstan under the reinsurance contract, in tenge | Date of conclusion of the reinsurance contract | Date of commencement of the reinsurance contract |
| 25 | 26 | 27 | 28 |
continuation of the table:
| Date of expiration of the reinsurance contract | Date of commencement of insurance coverage under the reinsurance contract | Date of expiration of insurance coverage under the reinsurance contract | Type of reinsurance (facultative and (or) obligatory), Form of reinsurance (proportional and (or) non-proportional) |
| 29 | 30 | 31 | 32 |
continuation of the table:
| Name of the reinsurer | Rating of the reinsurer | Rating agency | Commission amount from the reinsurer, in tenge |
| 33 | 34 | 35 | 36 |
continuation of the table:
| Commission amount of the insurance broker under the reinsurance contract | Unearned premium reserve of the reinsurer | ||
| 37 | 38 | 39 | 40 |
Name ________________________________________________
Address________________________________________________________
Phone ______________________________________________________
Email address _______________________________________
Executive____________________________ ____________________
surname, first name and patronymic (if any) signature, phone
Head or person entrusted with the function of signing the report
_____________________________________ ____________________
surname, first name and patronymic (if any) signature
Date "____" ______________ 20__ year
Note: the form is filled in accordance with the explanation for filling in the form designed for the collection of administrative data on a gratuitous basis, "Report on active insurance (reinsurance) contracts in the "general insurance" industry."
Appendix
to the form designed for the collection of administrative data on a gratuitous basis, "Report on active insurance (reinsurance) contracts in the "general insurance" industry"
Explanation for filling in the form designed for the collection of administrative data on a gratuitous basis
"Report on active insurance (reinsurance) contracts in the "general insurance" industry"
(index – 23-DDO-SO, periodicity – quarterly)
Chapter 1. General Provisions
This explanation defines the unified requirements for filling in the form designed for the collection of administrative data on a gratuitous basis, "Report on active insurance (reinsurance) contracts in the "general insurance" industry" (hereinafter – Form).
The Form is compiled quarterly by insurance (reinsurance) organizations, Islamic insurance (reinsurance) organizations, branches of insurance (reinsurance) organizations - non-residents of the Republic of Kazakhstan and branches of Islamic insurance (reinsurance) organizations - non-residents of the Republic of Kazakhstan as of the end of the reporting period. Data in the Form is filled in tenge.
The Form is signed by the head or person entrusted with the function of signing the report, and the executive.
Chapter 2. Explanation for filling in the Form
The Form indicates active insurance (reinsurance) contracts and all supplementary agreements concluded to them; in the presence of several supplementary agreements, information on each supplementary agreement is provided in a separate line.
The name of the insurance class in column 2 is specified in full in accordance with the name specified in Article 6 of the Law of the Republic of Kazakhstan "On Insurance Activity" and other laws of the Republic of Kazakhstan regulating mandatory types of insurance.
Information on insurance (reinsurance) contracts is specified without taking into account adjustments of supplementary agreements.
If an insurance contract is reinsured in several reinsurance organizations, information on each reinsurance contract is specified in a separate line; at the same time, information on the insurance contract specified in columns 2, 3, 4, 5, 6, 7, 8, 9, 10, 11, 12, 13, 14, 15 and 16 must be reflected in each line.
Appendix 24
to the Rules for the submission of reports by insurance (reinsurance) organizations, Islamic insurance (reinsurance) organizations, insurance brokers, branches of insurance (reinsurance) organizations - non-residents of the Republic of Kazakhstan, branches of Islamic insurance (reinsurance) organizations - non-residents of the Republic of Kazakhstan and branches of insurance brokers - non-residents of the Republic of Kazakhstan
Form,
designed for the collection of administrative data
Submitted to: National Bank of the Republic of Kazakhstan
Form, designed for the collection of administrative data on a gratuitous basis, is posted on the Internet resource: www.nationalbank.kz
Name of the administrative form: report on losses
Index of administrative data form: 24-OU-SO
Periodicity: quarterly
Reporting period: as of "___" ______20 year
Circle of persons submitting the form designed for the collection of administrative data on a gratuitous basis: insurance (reinsurance) organization, Islamic insurance (reinsurance) organization, branches of insurance (reinsurance) organizations - non-residents of the Republic of Kazakhstan, branches of Islamic insurance (reinsurance) organizations - non-residents of the Republic of Kazakhstan
Deadline for submitting the form designed for the collection of administrative data on a gratuitous basis: quarterly, no later than the 10 (tenth) working day of the month following the reporting quarter
BIN: _______________________
Collection method: in electronic form
(in tenge)
| No. | Insurance class | Type of insurance | Policyholder | Business Identification Number (for legal entities) and (or) individual identification number (for individuals) of the policyholder | Reinsurer | Beneficiary | Business Identification Number (for legal entities) and (or) individual identification number (for individuals) of the beneficiary |
| 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 |
continuation of the table:
| Contract number (insurance policy) | Date of commencement of the insurance contract | Date of expiration of the insurance contract | Date of commencement of insurance coverage | Date of expiration of insurance coverage | Date of occurrence of the insured event and (or) insurance case | Date of notification to the insurer of the occurrence of the insured event and (or) insurance case |
| 9 | 10 | 11 | 12 | 13 | 14 | 15 |
continuation of the table:
| Type of notification to the insurer of the occurrence of the insured event and (or) insurance case (primary and (or) repeated) | Amount of the claimed loss | State premium | Brief description of the insured event and (or) insurance case | Amount of the insurer's expenses for settling the loss | Amount of the policyholder's (reinsurer's) debt for payment of the insurance premium (insurance contributions) to the insurance (reinsurance) organization as of the calculation date | Average value of settled payments made for a similar group of insurance cases |
| 16 | 17 | 18 | 19 | 20 | 21 | 22 |
continuation of the table:
| Date of the decision to refuse the insurance payment by the insurer | Date of receipt of the court summons (notice) and (or) statement of claim | Reserve for reported but unsettled losses | Date of the court decision or date of entry into legal force of the court decision | Plaintiff's claims satisfied by the court decision (yes, no) |
| 23 | 24 | 25 | 26 | 27 |
continuation of the table:
| Name of the reinsurer | Reinsurance contract number | Type of reinsurance (facultative and (or) obligatory), form of reinsurance (proportional and (or) non-proportional) | Reinsurer's share in the reserve for reported but unsettled losses, in tenge |
| 28 | 29 | 30 | 31 |
Name ________________________________________________
Address________________________________________________________
Phone ______________________________________________________
Email address _______________________________________
Executive____________________________ ____________________
surname, first name and patronymic (if any) signature, phone
Head or person entrusted with the function of signing the report
_____________________________________ ____________________
surname, first name and patronymic (if any) signature
Date "____" ______________ 20__ year
Note: the form is filled in accordance with the explanation for filling in the form designed for the collection of administrative data on a gratuitous basis, "Report on losses."
Appendix
to the form designed for the collection of administrative data on a gratuitous basis, "Report on losses"
Explanation for filling in the form designed for the collection of administrative data on a gratuitous basis
"Report on losses"
(index – 24-OU-SO, periodicity – quarterly)
Chapter 1. General Provisions
This explanation defines the unified requirements for filling in the form designed for the collection of administrative data on a gratuitous basis, "Report on losses" (hereinafter – Form).
The Form is compiled quarterly by insurance (reinsurance) organizations, Islamic insurance (reinsurance) organizations, branches of insurance (reinsurance) organizations - non-residents of the Republic of Kazakhstan and branches of Islamic insurance (reinsurance) organizations - non-residents of the Republic of Kazakhstan as of the end of the reporting period. Data in the Form is filled in tenge.
The Form is signed by the head or person entrusted with the function of signing the report, and the executive.
Chapter 2. Explanation for filling in the Form
If an insurance contract is reinsured with several reinsurance organizations, information for each reinsurance contract is indicated in a separate line, while information on the insurance contract specified in columns 2, 3, 4, 5, 6, 7, 8, 9, and 10 is subject to reflection in each line.
The name of the insurance class in column 2 is indicated in full in accordance with the name provided for by Article 6 of the Law of the Republic of Kazakhstan "On Insurance Activity" and other laws of the Republic of Kazakhstan regulating mandatory types of insurance.
Information on losses settled by refusal to make insurance payments is indicated for the last 12 (twelve) months preceding the reporting date.
For losses claimed in connection with the renewal (re-examination) of the degree of loss of working capacity, deterioration of the health of the beneficiary under annuity contracts concluded in accordance with Articles 19 and 23 of the Law of the Republic of Kazakhstan "On Mandatory Insurance of Workers for Accidents in the Performance of Their Labor (Official) Duties", the date in column 14 is indicated according to the date of the accident specified in the accident report, in case of death or establishment of the degree of loss of professional working capacity of the worker as a result of a work-related injury, or according to the date of the conclusion of the healthcare organization providing specialized medical and expert assistance in the field of professional pathology, in case of establishing the degree of loss of professional working capacity of the worker as a result of the identification of a professional disease.
Information in column 16 is filled out by the class of mandatory insurance of workers for accidents in the performance of their labor (official) duties.
Column 18 indicates the amount of the state premium under the life insurance contract within the state educational savings system as of the reporting date.
Column 19 indicates the name of the covered risk in accordance with the insurance (reinsurance) contract.
Column 22 indicates the average value of settled payments made for a similar group of insurance cases provided for by parts two and three of paragraph 22 of the Requirements for the Formation, Methodology for Calculating Insurance Reserves and Their Structure, approved by the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated January 31, 2019 No. 13 (registered in the Registry of State Registration of Normative Legal Acts under No. 18290).
Column 24 indicates information on the date of receipt of the court summons (notice) and (or) statement of claim, depending on which document arrives at the insurance (reinsurance) organization first.
Column 26 indicates information on the dates of the court decision and its entry into legal force or its cancellation in the form of a chronology with the corresponding information indicated next to each date.
Appendix 25
to the Rules for the submission of reporting by insurance (reinsurance) organizations, Islamic insurance (reinsurance) organizations, insurance brokers, branches of insurance (reinsurance) organizations-non-residents of the Republic of Kazakhstan, branches of Islamic insurance (reinsurance) organizations-non-residents of the Republic of Kazakhstan, and branches of insurance brokers-non-residents of the Republic of Kazakhstan
Form,
designed for the collection of administrative data
Submitted to: National Bank of the Republic of Kazakhstan
Form, designed for the collection of administrative data on a gratuitous basis, is posted on the Internet resource: www.nationalbank.kz
Name of the administrative form: report on insurance payout statistics
Index of the form designed for the collection of administrative data on a gratuitous basis: 25-SSV-SO
Periodicity: quarterly
Reporting period: as of "_" ________ 20 year
Circle of persons submitting the form designed for the collection of administrative data on a gratuitous basis: insurance (reinsurance) organization, Islamic insurance (reinsurance) organization, branches of insurance (reinsurance) organizations-non-residents of the Republic of Kazakhstan, branches of Islamic insurance (reinsurance) organizations-non-residents of the Republic of Kazakhstan
Deadline for submitting the form designed for the collection of administrative data on a gratuitous basis: quarterly, no later than the 10th (tenth) working day of the month following the reporting quarter
BIN: _______________________
Collection method: in electronic form
(in tenge)
| No. | Insurance Class | Type of Insurance | Policyholder | Business Identification Number (for legal entities) and (or) Individual Identification Number (for individuals) of the policyholder | Reinsurer |
| 1 | 2 | 3 | 4 | 5 | 6 |
continuation of the table:
| Beneficiary | BIN (for legal entities) and (or) Individual Identification Number (for individuals) of the beneficiary | Degree of loss of professional working capacity of the beneficiary | Contract Number (insurance policy) | Date of conclusion of the insurance contract | Date of commencement of the insurance contract |
| 7 | 8 | 9 | 10 | 11 | 12 |
continuation of the table:
| Date of expiration of the insurance contract | Date of commencement of insurance coverage | Date of expiration of insurance coverage | Date of occurrence of the insurance event and (or) insurance case | Date of notification to the insurer of the occurrence of the insurance event and (or) insurance case |
| 13 | 14 | 15 | 16 | 17 |
continuation of the table:
| Type of notification to the insurer of the occurrence of the insurance event and (or) insurance case (primary and (or) repeated) | Amount of insurer's expenses for settling the loss | Amount of payment | Date of accrual of the insurance payment amount | Amount of compensation under the subrogation claim | |
| Total | Including state premium | ||||
| 18 | 19 | 20 | 21 | 22 | 23 |
continuation of the table:
| Date of accrual of compensation under the subrogation claim | Amount of compensation transferred to the reinsurer under subrogation | Date of accrual of compensation to the reinsurer under subrogation | Name of the reinsurer |
| 24 | 25 | 26 | 27 |
continuation of the table:
| Reinsurance Contract Number | Type of reinsurance (facultative and (or) obligatory), form of reinsurance (proportional and (or) non-proportional) | Reinsurer's share in the payment | Date of accrual of the reinsurer's share in the payment |
| 28 | 29 | 30 | 31 |
Name ________________________________________________
Address________________________________________________________
Phone ______________________________________________________
Email Address _______________________________________
Executor____________________________ ____________________
surname, first name and patronymic (if any) signature, phone
Head or person entrusted with the function of signing the report
_____________________________________ ____________________
surname, first name and patronymic (if any) signature
Date "____" ______________ 20__ year
Note: the form is filled out in accordance with the explanation for filling out the form designed for the collection of administrative data on a gratuitous basis, "Report on Insurance Payout Statistics."
Appendix
to the form designed for the collection of administrative data on a gratuitous basis, "Report on Insurance Payout Statistics"
Explanation for filling out the form designed for the collection of administrative data on a gratuitous basis
"Report on Insurance Payout Statistics"
(index – 25-SSV-SO, periodicity – quarterly)
Chapter 1. General Provisions
This explanation defines the unified requirements for filling out the form designed for the collection of administrative data on a gratuitous basis, "Report on Insurance Payout Statistics" (hereinafter – Form).
The Form is compiled quarterly by insurance (reinsurance) organizations, Islamic insurance (reinsurance) organizations, branches of insurance (reinsurance) organizations-non-residents of the Republic of Kazakhstan, and branches of Islamic insurance (reinsurance) organizations-non-residents of the Republic of Kazakhstan as of the end of the reporting period. Data in the Form is filled out in tenge.
The Form is signed by the head or person entrusted with the function of signing the report, and the executor.
Chapter 2. Explanation for Filling out the Form
Information in the Form is indicated for insurance payments made under insurance (reinsurance) contracts concluded in accordance with Article 23 of the Law of the Republic of Kazakhstan "On Mandatory Insurance of Workers for Accidents in the Performance of Their Labor (Official) Duties" (hereinafter – Law on Mandatory Insurance of Workers for Accidents) starting from January 1, 2008, and for other insurance (reinsurance) contracts for at least 3 (three) years preceding the reporting date.
Information on each insurance payment is indicated in a separate line.
The name of the insurance class in column 2 is indicated in full in accordance with the name provided for by Article 6 of the Law of the Republic of Kazakhstan "On Insurance Activity" and other laws of the Republic of Kazakhstan regulating mandatory types of insurance.
If an insurance contract is reinsured with several reinsurance organizations, information for each reinsurance contract is indicated in a separate line, while information on the insurance contract specified in columns 2, 3, 4, 5, 6, 7, 8, 9, 10, and 11 is subject to reflection in each line.
For payments made in connection with the renewal (re-examination) of the degree of loss of working capacity, deterioration of the health of the beneficiary under annuity contracts concluded in accordance with Articles 19 and 23 of the Law on Mandatory Insurance of Workers for Accidents, information in column 16 is indicated according to the date of the accident specified in the accident report, in case of death or establishment of the degree of loss of professional working capacity of the worker as a result of a work-related injury, or according to the date of the conclusion of the healthcare organization providing specialized medical and expert assistance in the field of professional pathology, in case of establishing the degree of loss of professional working capacity of the worker as a result of the identification of a professional disease.
Information in columns 9 and 18 is filled out by the class of mandatory insurance of workers for accidents in the performance of their labor (official) duties.
Appendix 26
to the Rules for the submission of reporting by insurance (reinsurance) organizations, Islamic insurance (reinsurance) organizations, insurance brokers, branches of insurance (reinsurance) organizations-non-residents of the Republic of Kazakhstan, branches of Islamic insurance (reinsurance) organizations-non-residents of the Republic of Kazakhstan, and branches of insurance brokers-non-residents of the Republic of Kazakhstan
Form,
designed for the collection of administrative data
Submitted to: National Bank of the Republic of Kazakhstan
Form, designed for the collection of administrative data on a gratuitous basis, is posted on the Internet resource: www.nationalbank.kz
Name of the administrative form: report on active insurance (reinsurance) contracts in the "life insurance" industry
Index of the form designed for the collection of administrative data on a gratuitous basis: 26-DDSZH-SO
Periodicity: quarterly
Reporting period: as of "_" ________ 20 year
Circle of persons submitting the form designed for the collection of administrative data on a gratuitous basis: insurance (reinsurance) organizations, Islamic insurance (reinsurance) organizations, branches of insurance (reinsurance) organizations-non-residents of the Republic of Kazakhstan, branches of Islamic insurance (reinsurance) organizations-non-residents of the Republic of Kazakhstan, engaged in the "life insurance" industry
Deadline for submitting the form designed for the collection of administrative data on a gratuitous basis: quarterly, no later than the 10th (tenth) working day of the month following the reporting quarter
BIN: _______________________
Collection method: in electronic form
(in tenge)
| No. | Insurance Class | Type of Insurance | Policyholder | Business Identification Number (for legal entities) and (or) Individual Identification Number (for individuals) of the policyholder | Reinsurer | Number of Insured |
| 1 | 2 | 3 | 4 | 5 | 6 | 7 |
continuation of the table:
| Contract Number (insurance policy) | Date of Birth of the Insured | Gender of the Insured | Date of conclusion of the insurance contract and (or) additional agreement | Date of commencement of the insurance contract and (or) additional agreement | Date of expiration of the insurance contract and (or) additional agreement |
| 8 | 9 | 10 | 11 | 12 | 13 |
continuation of the table:
| Date of commencement of insurance coverage under the insurance contract | Date of expiration of insurance coverage under the insurance contract | Presence of an additional agreement to the insurance contract (yes, no) | Amount of Insurance Sum | Amount of Insurance Premium under the Insurance Contract | Periodicity of Insurance Premium | Date of commencement of payment of insurance contributions |
| 14 | 15 | 16 | 17 | 18 | 19 | 20 |
continuation of the table:
| Date of expiration of payment of insurance contributions | Amount of Insurance Payment | Periodicity of Insurance Payments | Date of commencement of Insurance Payments | Date of expiration of Insurance Payments | Yield Rate of the Reserve Base, in percent | Amount of Expenses from Insurance Premium of the Reserve Base, in percent | Amount of Expenses from Insurance Payment of the Reserve Base, in percent |
| 21 | 22 | 23 | 24 | 25 | 26 | 27 | 28 |
continuation of the table:
| Name of Intermediary (surname, first name and patronymic (if any) | Amount of Commission Remuneration | State Premium | Reserve of Unincurred Losses | Reinsurance Contract Number (Reinsurance Policy) | Insurance Sum of the Reinsurer-Resident of the Republic of Kazakhstan | Insurance Sum of the Reinsurer-Non-Resident of the Republic of Kazakhstan |
| 29 | 30 | 31 | 32 | 33 | 34 | 35 |
continuation of the table:
| Reinsurance Premium to the Resident of the Republic of Kazakhstan under the Contract | Reinsurance Premium to the Non-Resident of the Republic of Kazakhstan under the Contract | Date of conclusion of the Reinsurance Contract | Date of commencement of the Reinsurance Contract | Date of expiration of the Reinsurance Contract |
| 36 | 37 | 38 | 39 | 40 |
continuation of the table:
| Date of commencement of insurance coverage under the Reinsurance Contract | Date of expiration of insurance coverage under the Reinsurance Contract | Type of Reinsurance (Facultative and (or) Obligatory), Form of Reinsurance (Proportional and (or) Non-Proportional) | Name of the Reinsurer | Rating Assessment of the Reinsurer |
| 41 | 42 | 43 | 44 | 45 |
continuation of the table:
| Rating Agency | Amount of Commission from the Reinsurer | Commission Remuneration of the Insurance Broker under the Reinsurance Contract | Reserve of Unincurred Losses of the Reinsurer | ||
| in percent | amount | name of the broker | |||
| 46 | 47 | 48 | 49 | 50 | 51 |
Name ________________________________________________
Address________________________________________________________
Phone ______________________________________________________
Email Address _______________________________________
Executor____________________________ ____________________
surname, first name and patronymic (if any) signature, phone
Head or person entrusted with the function of signing the report
_____________________________________ ____________________
surname, first name and patronymic (if any) signature
Date "____" ______________ 20__ year
Note: the form is filled out in accordance with the explanation for filling out the form designed for the collection of administrative data on a gratuitous basis, "Report on Active Insurance (Reinsurance) Contracts in the 'Life Insurance' Industry."
Appendix
to the form designed for the collection of administrative data on a gratuitous basis, "Report on Active Insurance (Reinsurance) Contracts in the 'Life Insurance' Industry"
Explanation for filling out the form designed for the collection of administrative data on a gratuitous basis
"Report on Active Insurance (Reinsurance) Contracts in the 'Life Insurance' Industry"
(index – 26-DDSZH-SO, periodicity – quarterly)
Chapter 1. General Provisions
This explanation defines the unified requirements for filling out the form designed for the collection of administrative data on a gratuitous basis, "Report on Active Insurance (Reinsurance) Contracts in the 'Life Insurance' Industry" (hereinafter – Form).
The Form is compiled quarterly by insurance (reinsurance) organizations, Islamic insurance (reinsurance) organizations, branches of insurance (reinsurance) organizations-non-residents of the Republic of Kazakhstan, and branches of Islamic insurance (reinsurance) organizations-non-residents of the Republic of Kazakhstan, engaged in the "life insurance" industry, as of the end of the reporting period. Data in the Form is filled out in tenge.
The Form is signed by the head or person entrusted with the function of signing the report, and the executor.
Chapter 2. Explanation for Filling out the Form
The Form indicates active insurance (reinsurance) contracts and all additional agreements concluded to them; in the presence of several additional agreements, information for each additional agreement is provided in a separate line.
If the number of insured persons under a life insurance contract exceeds one, values for each insured person are indicated separately.
The name of the insurance class in column 2 is indicated in full in accordance with the name provided for by Article 6 of the Law of the Republic of Kazakhstan "On Insurance Activity" and other laws of the Republic of Kazakhstan regulating mandatory types of insurance.
If an insurance (reinsurance) contract is reinsured with several reinsurance organizations, information for each reinsurance contract is indicated in a separate line, while information on the insurance contract specified in columns 2, 3, 4, 5, 6, 7, 8, 9, 10, 11, 12, 13, 14, and 15 is subject to reflection in each line.
Column 32 indicates the amount of the state premium under the life insurance contract within the state educational savings system as of the reporting date.
Appendix 27
to the Rules for the submission of reporting by insurance (reinsurance) organizations, Islamic insurance (reinsurance) organizations, insurance brokers, branches of insurance (reinsurance) organizations-non-residents of the Republic of Kazakhstan, branches of Islamic insurance (reinsurance) organizations-non-residents of the Republic of Kazakhstan, and branches of insurance brokers-non-residents of the Republic of Kazakhstan
Form,
designed for the collection of administrative data
Submitted to: National Bank of the Republic of Kazakhstan
Form, designed for the collection of administrative data on a gratuitous basis, is posted on the Internet resource: www.nationalbank.kz
Name of the administrative form: report on active pension annuity contracts and other types of annuity insurance
Index of the form designed for the collection of administrative data on a gratuitous basis: 27-DDPA-SO
Periodicity: quarterly
Reporting period: as of "_" ________ 20 year
Circle of persons submitting the form designed for the collection of administrative data on a gratuitous basis: insurance (reinsurance) organizations, Islamic insurance (reinsurance) organizations, branches of insurance (reinsurance) organizations-non-residents of the Republic of Kazakhstan, branches of Islamic insurance (reinsurance) organizations-non-residents of the Republic of Kazakhstan, engaged in the "life insurance" industry
Deadline for submitting the form designed for the collection of administrative data on a gratuitous basis: quarterly, no later than the 10th (tenth) working day of the month following the reporting quarter
BIN: _______________________
Collection method: in electronic form
(in tenge)
| No. | Type of Insurance | Policyholder | Individual Identification Number of the Policyholder | Number of Insured | Contract Number (Insurance Policy) | Date of Birth of the Insured |
| 1 | 2 | 3 | 4 | 5 | 6 | 7 |
continuation of the table:
| Gender of the Insured | Date of conclusion of the Insurance Contract | Date of commencement of the Insurance Contract | Date of expiration of the Insurance Contract | Date of commencement of insurance coverage | Date of expiration of insurance coverage | Presence of an additional agreement to the Insurance Contract (yes, no) |
| 8 | 9 | 10 | 11 | 12 | 13 | 14 |
continuation of the table:
| Amount of Insurance Premium under the Insurance Contract, in tenge | Amount of Lump-Sum Payment under the Annuity Contract | Amount of Annuity Payment as of the Reporting Date, in tenge | Periodicity of Insurance Payments | Guaranteed Period | Name of Intermediary (surname, first name, patronymic (if any) |
| 15 | 16 | 17 | 18 | 19 | 20 |
continuation of the table:
| Amount of Commission Remuneration, in tenge | Amount of Expenses from Insurance Premium of the Reserve Base, in percent | Amount of Expenses from Insurance Payment of the Reserve Base, in percent | Yield Rate of the Reserve Base, in percent | Indexation Rate of the Reserve Base, in percent | RNU |
| 21 | 22 | 23 | 24 | 25 | 26 |
continuation of the table:
| Reinsurance Contract Number (Reinsurance Policy) | Liability of the Reinsurer-Resident of the Republic of Kazakhstan, in tenge | Liability of the Reinsurer-Non-Resident of the Republic of Kazakhstan, in tenge | Reinsurance Premium to the Resident of the Republic of Kazakhstan under the Contract, in tenge | Reinsurance Premium to the Non-Resident of the Republic of Kazakhstan under the Contract, in tenge |
| 27 | 28 | 29 | 30 | 31 |
continuation of the table:
| Date of conclusion of the reinsurance contract | Date of commencement of the reinsurance contract | Date of expiry of the reinsurance contract | Date of commencement of insurance coverage under the reinsurance contract | Date of expiry of insurance coverage under the reinsurance contract |
| 32 | 33 | 34 | 35 | 36 |
continuation of the table:
| Type of reinsurance (facultative and/or obligatory), Form of reinsurance (proportional and/or non-proportional) | Name of reinsurer | Rating assessment of the reinsurer | Rating agency | Commission size from the reinsurer |
| 37 | 38 | 39 | 40 | 41 |
continuation of the table:
| Commission remuneration of the insurance broker under the reinsurance contract | RNU of the reinsurer | ||
| in percent | Amount, in tenge | Name of the broker (surname, first name, patronymic (if any)) | |
| 42 | 43 | 44 | 45 |
Name ________________________________________________
Address________________________________________________________
Phone ______________________________________________________
Email address _______________________________________
Executor____________________________ ____________________
surname, first name and patronymic (if any) signature, phone
Head or person authorized to sign the report
_____________________________________ ____________________
surname, first name and patronymic (if any) signature
Date «____» ______________ 20__ year
Note: the form is completed in accordance with the instructions for completing the form intended for the collection of administrative data on a gratuitous basis, "Report on active pension annuity contracts and other types of annuity insurance."
Appendix
to form, intended for the collection of administrative data on a gratuitous basis, "Report on active pension annuity contracts and other types of annuity insurance"
Instructions for completing the form intended for the collection of administrative data on a gratuitous basis
"Report on active pension annuity contracts and other types of annuity insurance"
(index – 27-DDPA-SO, frequency – quarterly)
Chapter 1. General Provisions
These instructions define the unified requirements for completing the form intended for the collection of administrative data on a gratuitous basis, "Report on active pension annuity contracts and other types of annuity insurance" (hereinafter – the Form).
The Form is compiled quarterly by an insurance (reinsurance) organization, an Islamic insurance (reinsurance) organization, branches of insurance (reinsurance) organizations of non-residents of the Republic of Kazakhstan, and branches of Islamic insurance (reinsurance) organizations of non-residents of the Republic of Kazakhstan, carrying out activities in the "life insurance" industry as of the end of the reporting period. Data in the Form is filled in tenge.
The Form is signed by the head or person authorized to sign the report, and the executor.
Chapter 2. Instructions for completing the Form
In the event of the existence of an additional agreement to the insurance (reinsurance) contract, information on the insurance (reinsurance) contract, corrected in accordance with the terms of the additional agreement, is indicated in the Form.
If the number of annuitants under annuity contracts exceeds the number one, values for each insured person separately are indicated.
If an insurance (reinsurance) contract is reinsured by several reinsurance organizations, information on each reinsurance contract is indicated in a separate row.
Column 2 indicates the type of insurance by the class of annuity insurance, except for annuity insurance carried out within the framework of mandatory insurance of workers for accidental injury in the performance of their labor (official) duties.
Appendix 28
to Rules for reporting by insurance (reinsurance) organizations, Islamic insurance (reinsurance) organizations, insurance brokers, branches of insurance (reinsurance) organizations of non-residents of the Republic of Kazakhstan, branches of Islamic insurance (reinsurance) organizations of non-residents of the Republic of Kazakhstan, and branches of insurance brokers of non-residents of the Republic of Kazakhstan
Form,
intended for the collection of administrative data
Submitted to: the National Bank of the Republic of Kazakhstan
Form intended for the collection of administrative data on a gratuitous basis, posted on the Internet resource: www.nationalbank.kz
Name of the administrative form: Report on active annuity contracts concluded within the framework of mandatory insurance of workers for accidental injury in the performance of their labor (official) duties
Index of the form intended for the collection of administrative data on a gratuitous basis: 28-OSNS-SO
Frequency: quarterly
Reporting period: as of «_» ________ 20 year
List of persons submitting the form intended for the collection of administrative data on a gratuitous basis: insurance (reinsurance) organization, Islamic insurance (reinsurance) organization, branches of insurance (reinsurance) organizations of non-residents of the Republic of Kazakhstan, branches of Islamic insurance (reinsurance) organizations of non-residents of the Republic of Kazakhstan, carrying out activities in the "life insurance" industry
Deadline for submitting the form intended for the collection of administrative data on a gratuitous basis: quarterly, no later than the 10th (tenth) working day of the month following the reporting quarter
BIC: _______________________
Collection method: in electronic form
(in tenge)
| No. | Type of insurance | Policyholder | Business identification number (for legal entities) and/or Individual identification number (for individuals) of the policyholder | Reinsurer | Number of insured persons | Contract number (insurance policy) |
| 1 | 2 | 3 | 4 | 5 | 6 | 7 |
continuation of the table:
| Annuitant (surname, first name, patronymic (if any)) | Individual identification number of the annuitant | Date of birth of the annuitant | Gender of the annuitant | Date of the insured event | Date of conclusion of the contract | Date of commencement of the insurance contract |
| 8 | 9 | 10 | 11 | 12 | 13 | 14 |
continuation of the table:
| Date of expiry of the insurance contract | Date of commencement of insurance payments | Date of expiry of insurance payments | Existence of an additional agreement to the insurance contract (yes, no) | Annuity premium, in tenge | Size of the annuity payment as of the reporting date, in tenge |
| 15 | 16 | 17 | 18 | 19 | 20 |
continuation of the table:
| Size of the annuity payment as of the date of commencement of the annuity payment, in tenge | Frequency of annuity payments | Size of expenses from the insurance premium of the reserve base, in percent | Size of expenses from the insurance payment of the reserve base, in percent | Yield rate of the reserve base, in percent | Indexation rate of the reserve base, in percent |
| 21 | 22 | 23 | 24 | 25 | 26 |
continuation of the table:
| Degree of loss of working capacity, in percent | Degree of disability | Name of the intermediary (surname, first name, patronymic (if any)) | Size of commission remuneration, in tenge | RNU |
| 27 | 28 | 29 | 30 | 31 |
continuation of the table:
| Number of the reinsurance contract (reinsurance policy) | Type of reinsurance (facultative and/or obligatory), Form of reinsurance (proportional and/or non-proportional) | Name of the reinsurer | Share of the reinsurer in the annuity premium, tenge |
| 32 | 33 | 34 | 35 |
Name ________________________________________________
Address________________________________________________________
Phone ______________________________________________________
Email address _______________________________________
Executor____________________________ ____________________
surname, first name and patronymic (if any) signature, phone
Head or person authorized to sign the report
_____________________________________ ____________________
surname, first name and patronymic (if any) signature
Date «____» ______________ 20__ year
Note: the form is completed in accordance with the instructions for completing the form intended for the collection of administrative data on a gratuitous basis, "Report on active annuity contracts concluded within the framework of mandatory insurance of workers for accidental injury in the performance of their labor (official) duties."
Appendix
to form, intended for the collection of administrative data on a gratuitous basis, "Report on active annuity contracts concluded within the framework of mandatory insurance of workers for accidental injury in the performance of their labor (official) duties"
Instructions for completing the form intended for the collection of administrative data on a gratuitous basis
"Report on active annuity contracts concluded within the framework of mandatory insurance of workers for accidental injury in the performance of their labor (official) duties"
(index – 28-OSNS-SO, frequency – quarterly)
Chapter 1. General Provisions
These instructions define the unified requirements for completing the form intended for the collection of administrative data on a gratuitous basis, "Report on active annuity contracts concluded within the framework of mandatory insurance of workers for accidental injury in the performance of their labor (official) duties" (hereinafter – the Form).
The Form is compiled quarterly by an insurance (reinsurance) organization, an Islamic insurance (reinsurance) organization, branches of insurance (reinsurance) organizations of non-residents of the Republic of Kazakhstan, and branches of Islamic insurance (reinsurance) organizations of non-residents of the Republic of Kazakhstan, carrying out activities in the "life insurance" industry as of the end of the reporting period. Data in the Form is filled in tenge.
The Form is signed by the head or person authorized to sign the report, and the executor.
Chapter 2. Instructions for completing the Form
In the event of the existence of an additional agreement to the insurance (reinsurance) contract, information on the insurance (reinsurance) contract, corrected in accordance with the terms of the additional agreement, is indicated in the Form.
If the number of annuitants under annuity contracts exceeds the number one, values for each insured person separately are indicated.
Column 2 indicates the type of insurance: annuity insurance carried out within the framework of mandatory insurance of workers for accidental injury in the performance of their labor (official) duties, or pre-pension annuity insurance carried out within the framework of mandatory insurance of workers for accidental injury in the performance of their labor (official) duties.
Column 19 indicates the size of the periodic annuity payment calculated by the annuity contract, taking into account indexation for the current year.
Appendix 29
to Rules for reporting by insurance (reinsurance) organizations, Islamic insurance (reinsurance) organizations, insurance brokers, branches of insurance (reinsurance) organizations of non-residents of the Republic of Kazakhstan, branches of Islamic insurance (reinsurance) organizations of non-residents of the Republic of Kazakhstan, and branches of insurance brokers of non-residents of the Republic of Kazakhstan
Form,
intended for the collection of administrative data
Submitted to: the National Bank of the Republic of Kazakhstan
Form intended for the collection of administrative data on a gratuitous basis, posted on the Internet resource: www.nationalbank.kz
Name of the administrative form: Report on insurance (reinsurance) contracts entered into force over the last 12 (twelve) months
Index of the form intended for the collection of administrative data on a gratuitous basis: 29-DSP12-SO
Frequency: quarterly
Reporting period: as of «___» ________ 20 __ year
List of persons submitting the form intended for the collection of administrative data on a gratuitous basis: insurance (reinsurance) organization, Islamic insurance (reinsurance) organization, branches of insurance (reinsurance) organizations of non-residents of the Republic of Kazakhstan, branches of Islamic insurance (reinsurance) organizations of non-residents of the Republic of Kazakhstan
Deadline for submitting the form intended for the collection of administrative data on a gratuitous basis: quarterly, no later than the 10th (tenth) working day of the month following the reporting quarter
BIC: _______________________
Collection method: in electronic form
(in tenge)
| No. | Class of insurance | Type of insurance | Policyholder | Policyholder residency status | Business identification number (for legal entities) and/or individual identification number (for individuals) of the policyholder | Relatedness indicator | Reinsurer |
| 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 |
continuation of the table:
| Beneficiary | Business identification number (for legal entities) and/or individual identification number (for individuals) of the beneficiary | Contract number (insurance policy) and/or additional agreement | Date of conclusion of the insurance contract and/or additional agreement | Date of commencement of the insurance contract and/or additional agreement |
| 9 | 10 | 11 | 12 | 13 |
continuation of the table:
| Date of expiry of the insurance contract and/or additional agreement | Date of commencement of insurance coverage | Date of expiry of insurance coverage | Size of the insurance amount under the insurance contract, in tenge | Size of the insurance premium under the insurance contract, in tenge | Name of the insurance broker, agent (surname, first name, patronymic (if any)) | Size of commission remuneration, in tenge |
| 14 | 15 | 16 | 17 | 18 | 19 | 20 |
continuation of the table:
| Date of termination | Number of the reinsurance contract | Insurance amount of the reinsurer - resident of the Republic of Kazakhstan, in tenge | Insurance amount of the reinsurer - non-resident of the Republic of Kazakhstan, in tenge | Reinsurance premium to the resident of the Republic of Kazakhstan under the reinsurance contract, in tenge | Reinsurance premium to the non-resident of the Republic of Kazakhstan under the reinsurance contract, in tenge |
| 21 | 22 | 23 | 24 | 25 | 26 |
continuation of the table:
| Date of conclusion of the reinsurance contract | Date of commencement of the reinsurance contract | Date of expiry of the reinsurance contract | Date of commencement of insurance coverage under the reinsurance contract | Type of reinsurance (facultative and/or obligatory), Form of reinsurance (proportional and/or non-proportional) |
| 27 | 28 | 29 | 30 | 31 |
continuation of the table:
| Name of the reinsurer | Rating assessment of the reinsurer | Rating agency | Date of termination of the reinsurance contract |
| 32 | 33 | 34 | 35 |
continuation of the table:
| Size of commission from the reinsurer, in tenge | Commission remuneration of the insurance broker under the reinsurance contract | ||
| in percent | Amount, in tenge | Name of the broker | |
| 36 | 37 | 38 | 39 |
Name ________________________________________________
Address________________________________________________________
Phone ______________________________________________________
Email address _______________________________________
Executor____________________________ ____________________
surname, first name and patronymic (if any) signature, phone
Head or person authorized to sign the report
_____________________________________ ____________________
surname, first name and patronymic (if any) signature
Date «____» ______________ 20__ year
Note: the form is completed in accordance with the instructions for completing the form intended for the collection of administrative data on a gratuitous basis, "Report on insurance (reinsurance) contracts entered into force over the last 12 (twelve) months."
Appendix
to form, intended for the collection of administrative data on a gratuitous basis, "Report on insurance (reinsurance) contracts entered into force over the last 12 (twelve) months"
Instructions for completing the form intended for the collection of administrative data on a gratuitous basis
"Report on insurance (reinsurance) contracts entered into force over the last 12 (twelve) months"
(index – 29-DSP12-SO, frequency – quarterly)
Chapter 1. General Provisions
These instructions define the unified requirements for completing the form intended for the collection of administrative data on a gratuitous basis, "Report on insurance (reinsurance) contracts entered into force over the last 12 (twelve) months" (hereinafter – the Form).
The Form is compiled quarterly by an insurance (reinsurance) organization, an Islamic insurance (reinsurance) organization, branches of insurance (reinsurance) organizations of non-residents of the Republic of Kazakhstan, and branches of Islamic insurance (reinsurance) organizations of non-residents of the Republic of Kazakhstan as of the end of the reporting period. Data in the Form is filled in tenge.
The Form is signed by the head or person authorized to sign the report, and the executor.
Chapter 2. Instructions for completing the Form
The Form indicates information on insurance (reinsurance) contracts and all additional agreements entered into force over the last 12 (twelve) months preceding the reporting date.
The name of the class of insurance in column 2 is indicated in full in accordance with the name provided for by Article 6 of the Law of the Republic of Kazakhstan "On Insurance Activity" (hereinafter – the Law) and other laws of the Republic of Kazakhstan regulating mandatory types of insurance.
Column 3 indicates the name of the insurance product developed by the insurance organization.
Information on main insurance (reinsurance) contracts is indicated without taking into account adjustments of additional agreements.
In the event of several additional agreements, information on each additional agreement is provided in a separate row.
If an insurance contract is reinsured by several reinsurance organizations, information on each reinsurance contract is indicated in a separate row, while information on the insurance contract indicated in columns 2, 3, 4, 5, 6, 8, 9, 10, 11, and 12 must be reflected in each row.
Column 7 indicates the relatedness indicator, which is determined in accordance with paragraph 2-1 of Article 15-1 of the Law.
Appendix 30
to Rules for reporting by insurance (reinsurance) organizations, Islamic insurance (reinsurance) organizations, insurance brokers, branches of insurance (reinsurance) organizations of non-residents of the Republic of Kazakhstan, branches of Islamic insurance (reinsurance) organizations of non-residents of the Republic of Kazakhstan, and branches of insurance brokers of non-residents of the Republic of Kazakhstan
Form,
intended for the collection of administrative data
Submitted to: the National Bank of the Republic of Kazakhstan
Form intended for the collection of administrative data on a gratuitous basis, posted on the Internet resource: www.nationalbank.kz
Name of the administrative form: Report on the cost of projected payments
Index of the form intended for the collection of administrative data on a gratuitous basis: 30-SPV-SO
Frequency: quarterly
Reporting period: as of «_» ________ 20 year
List of persons submitting the form intended for the collection of administrative data on a gratuitous basis: insurance (reinsurance) organization, Islamic insurance (reinsurance) organization, branches of insurance (reinsurance) organizations of non-residents of the Republic of Kazakhstan, branches of Islamic insurance (reinsurance) organizations of non-residents of the Republic of Kazakhstan, carrying out activities in the "life insurance" industry
Deadline for submitting the form intended for the collection of administrative data on a gratuitous basis: quarterly, no later than the 10th (tenth) working day of the month following the reporting quarter
BIC: _______________________
Collection method: in electronic form
(in tenge)
| No. | Class of insurance | Policyholder | Business identification number of the policyholder | Reinsurer | Beneficiary | Individual identification number of the beneficiary | Date of birth of the insured person |
| 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 |
continuation of the table:
| Gender of the insured person | Number of the insurance contract | Date of conclusion of the insurance contract | Date of commencement of the insurance contract | Date of expiry of the insurance contract | Date of the insured event | Insured event (work-related injury and/or occupational disease) |
| 9 | 10 | 11 | 12 | 13 | 14 | 15 |
continuation of the table:
| Degree of loss of professional working capacity established initially, in percent | Degree of loss of professional working capacity as of the calculation date, in percent | Number of prolongations as of the reporting date | Projected date of commencement of annuity payments | Projected date of expiry of annuity payments | Frequency of annuity payments |
| 16 | 17 | 18 | 19 | 20 | 21 |
continuation of the table:
| Size of average monthly earnings (income) as of the date of the accident, in tenge | Effective annual rate, in percent | Indexation rate, in percent | Size of expenses from the insurance premium, in percent | Size of expenses from the insurance payment, in percent | Expected size of the annuity payment as of the reporting date, in tenge |
| 22 | 23 | 24 | 25 | 26 | 27 |
continuation of the table:
| Amount of social payment on the date of the last extension of the annuity contract, in tenge | Degree of employer's fault in gross negligence | Reserve for incurred but not fully reported losses (IBNR), in tenge | Name of the reinsurer | Reinsurance contract number | Reinsurer's share in IBNR, in tenge |
| 28 | 29 | 30 | 31 | 32 | 33 |
Name ________________________________________________
Address________________________________________________________
Phone ______________________________________________________
Email address _______________________________________
Executive____________________________ ____________________
surname, first name, and patronymic (if any) signature, phone
Head or person authorized to sign the report
_____________________________________ ____________________
surname, first name, and patronymic (if any) signature
Date «____» ______________ 20__ year
Note: The form is completed in accordance with the instructions for completing the form intended for the collection of administrative data on a gratuitous basis, "Report on the Cost of Projected Payments."
Appendix
to form, intended for the collection of administrative data on a gratuitous basis, "Report on the Cost of Projected Payments"
Instructions for completing the form intended for the collection of administrative data on a gratuitous basis
"Report on the Cost of Projected Payments"
(index – 30-SPV-SO, frequency – quarterly)
Chapter 1. General Provisions
These instructions define the unified requirements for completing the form intended for the collection of administrative data on a gratuitous basis, "Report on the Cost of Projected Payments" (hereinafter – the Form).
The Form is compiled quarterly by an insurance (reinsurance) organization, an Islamic insurance (reinsurance) organization, branches of insurance (reinsurance) organizations that are non-residents of the Republic of Kazakhstan, and branches of Islamic insurance (reinsurance) organizations that are non-residents of the Republic of Kazakhstan, conducting activities in the "life insurance" sector as of the end of the reporting period. Data in the Form is filled in tenge.
The Form is signed by the head or person authorized to sign the report, and the executive.
Chapter 2. Instructions for completing the Form
The Form indicates information on the amounts of the cost of projected payments related to the renewal (recertification) of the degree of loss of professional capacity of the beneficiary under the class of mandatory insurance of workers against accidents in the course of their labor (official) duties, calculated by an actuary in accordance with paragraph 14 of the Requirements for the formation, methodology for calculating insurance reserves and their structure, approved by the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated January 31, 2019 No. 13 "On Approval of the Requirements for the formation, methodology for calculating insurance reserves and their structure" (registered in the Registry of State Registration of Normative Legal Acts under No. 18290) (hereinafter – the Requirements), and for voluntary insurance contracts, the subject of which is the property interest of a worker whose life and health have been harmed as a result of an accident, calculated by an actuary in accordance with paragraph 16 of the Requirements.
Column 5 is to be completed exclusively if the insurance (reinsurance) organization acts as a reinsurer.
Column 29 indicates the degree of the employer's fault if the gross negligence of the victim himself contributed to the occurrence or increase of harm.
If the insurance contract is reinsured by several reinsurance organizations, information for each reinsurer is indicated in columns 31, 32, and 33 in a separate line, while information indicated in columns 3, 4, 6, 7, 8, 9, 10, 11, 12, and 13 is to be reflected in each line.
Information in column 14 is indicated according to the date of the accident specified in the accident report, in case of death or establishment of the degree of loss of professional capacity of the worker as a result of a work-related injury, or according to the date of the conclusion of the healthcare organization providing specialized medical and expert assistance in the field of professional pathology, in case of establishing the degree of loss of professional capacity of the worker as a result of the identification of a professional disease.
Column 18 indicates the number of extensions of the loss of professional capacity as of the reporting date (if such information is available).
Appendix 31
to Rules on reporting by insurance (reinsurance) organizations, Islamic insurance (reinsurance) organizations, insurance brokers, branches of insurance (reinsurance) organizations that are non-residents of the Republic of Kazakhstan, branches of Islamic insurance (reinsurance) organizations that are non-residents of the Republic of Kazakhstan, and branches of insurance brokers that are non-residents of the Republic of Kazakhstan
Form,
intended for the collection of administrative data
Submitted to: National Bank of the Republic of Kazakhstan
Form intended for the collection of administrative data on a gratuitous basis is posted on the website: www.nationalbank.kz
Name of the administrative form: Report on the calculation of the reserve for incurred but not reported losses using the chain-ladder method without inflation adjustment
Index of the form intended for the collection of administrative data on a gratuitous basis: 31-RPNUB-SO
Frequency: quarterly
Reporting period: as of «___» ______20 year
Circle of persons submitting the form intended for the collection of administrative data on a gratuitous basis: insurance (reinsurance) organization, Islamic insurance (reinsurance) organization, branches of insurance (reinsurance) organizations that are non-residents of the Republic of Kazakhstan, branches of Islamic insurance (reinsurance) organizations that are non-residents of the Republic of Kazakhstan
Deadline for submitting the form intended for the collection of administrative data on a gratuitous basis: quarterly, no later than the 10th (tenth) working day of the month following the reporting quarter
BIN: _______________________
Collection method: in electronic form
Loss table as of the reporting date for _________________________
insurance class
The loss table is formed based on ________________________ losses
(paid, incurred)
| Period of occurrence of insurance cases (i) | Losses by periods (j) | |||||
| Frequency | 1 | 2 | … | n-2 | n-1 | n |
| 1 | … | |||||
| 2 | … | x | ||||
| 3 | … | x | x | |||
| … | … | … | … | x | x | x |
| n-1 | x | x | x | x | ||
| n | x | x | x | x | x |
Cumulative loss table ___________________________
insurance class
| Period of occurrence of insurance cases (i) | Cumulative losses (j) | |||||
| 1 | 2 | … | n-2 | n-1 | n | |
| 1 | … | |||||
| 2 | … | x | ||||
| 3 | … | x | x | |||
| … | … | … | … | x | x | x |
| n-1 | x | x | x | x | ||
| n | x | x | x | x | x |
Loss development coefficient table g(j) ____________________________
Loss development method ___________________________________________
(arithmetic mean, average
over n- periods, mean value)
| Period of loss occurrence (i) | Loss development factors (j) | ||||||
| 1 | 2 | … | n-2 | n-1 | n | ||
| 1 | … | x | |||||
| 2 | … | x | x | ||||
| 3 | … | x | x | x | |||
| … | … | … | … | x | x | x | |
| n-1 | x | x | x | x | |||
| n | x | x | x | x | x | x | |
| Loss development coefficients g(j) | |||||||
| g(j) | 1 | 2 | … | n-2 | n-1 | n | |
| arithmetic mean | x | ||||||
| average over n- periods | x | ||||||
| mean value | x |
Table of projected cumulative losses for ___________________
insurance class
| Period of occurrence of insurance cases (i) | Projected cumulative losses | |||||
| 1 | 2 | … | n-2 | n-1 | n | |
| 1 | x | x | … | x | x | x |
| 2 | x | x | … | x | x | |
| … | … | … | … | … | … | … |
| n-1 | x | x | … | |||
| n | x | … |
Loss reserve table for _________________________
insurance class
| Period of occurrence of insurance cases (i) | Projected cumulative losses | Loss reserve by periods | |||||
| 1 | 2 | … | n-2 | n-1 | n | ||
| 1 | x | x | … | x | x | x | x |
| 2 | x | x | … | x | x | ||
| … | … | … | … | … | … | … | … |
| n-1 | x | x | … | ||||
| n | x | … |
Table of reserve for incurred but not reported losses for ___________________
insurance class
| Period of occurrence of insurance cases (i) | Loss reserve by periods | Reported but not settled losses | Incurred but not reported losses |
| 1 | 2 | 3 | |
| 1 | |||
| 2 | |||
| 3 | |||
| … | |||
| n-1 | |||
| n | |||
| Total |
Name ________________________________________________
Address________________________________________________________
Phone ______________________________________________________
Email address _______________________________________
Executive____________________________ ____________________
surname, first name, and patronymic (if any) signature, phone
Head or person authorized to sign the report
_____________________________________ ____________________
surname, first name, and patronymic (if any) signature
Date «____» ______________ 20__ year
Note: The form is completed in accordance with the instructions for completing the form intended for the collection of administrative data on a gratuitous basis, "Report on the calculation of the reserve for incurred but not reported losses using the chain-ladder method without inflation adjustment."
Appendix
to form, intended for the collection of administrative data on a gratuitous basis, "Report on the calculation of the reserve for incurred but not reported losses using the chain-ladder method without inflation adjustment"
Instructions for completing the form intended for the collection of administrative data on a gratuitous basis
"Report on the calculation of the reserve for incurred but not reported losses using the chain-ladder method without inflation adjustment"
(index – 31-RPNUB-SO, frequency – quarterly)
Chapter 1. General Provisions
These instructions define the unified requirements for completing the form intended for the collection of administrative data on a gratuitous basis, "Report on the calculation of the reserve for incurred but not reported losses using the chain-ladder method without inflation adjustment" (hereinafter – the Form).
The Form is compiled quarterly by an insurance (reinsurance) organization, an Islamic insurance (reinsurance) organization, branches of insurance (reinsurance) organizations that are non-residents of the Republic of Kazakhstan, and branches of Islamic insurance (reinsurance) organizations that are non-residents of the Republic of Kazakhstan separately for each insurance class, for which the calculation of the reserve for incurred but not reported losses is carried out by actuarial methods as of the end of the reporting period. In case a reinsurer's share in the reserve for incurred but not reported losses is formed, the Form for the insurance class is compiled separately for calculations of the reserve for incurred but not reported losses with and without taking into account the reinsurer's share. Data in the Form is filled in tenge.
The Form is signed by the head or person authorized to sign the report, and the executive.
Chapter 2. Instructions for completing the Form
The Form is filled with the results of the calculation of the reserve for incurred but not reported losses using the chain-ladder method without inflation adjustment, performed in accordance with sub-item 1) of paragraph 11 of the Requirements for the formation, methodology for calculating insurance reserves and their structure, approved by the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated January 31, 2019 No. 13 "On Approval of the Requirements for the formation, methodology for calculating insurance reserves and their structure" (registered in the Registry of State Registration of Normative Legal Acts under No. 18290).
The loss table as of the reporting date reflects payments (paid losses) or incurred losses, grouped by periods of occurrence of insurance cases.
The cumulative loss table indicates the aggregate amounts of payments (paid losses) or incurred losses, grouped by periods of occurrence of insurance cases.
The table of projected cumulative losses indicates the expected amount of payments or incurred losses in each period.
The table of reserve for incurred but not reported losses indicates:
in the column "Loss reserve by periods" – values of loss reserves in the corresponding periods;
in the column "Reported but not settled losses" - the sum of reported losses in the corresponding periods;
in the column "Incurred but not reported losses" – the difference between the columns "Loss reserve by periods" and "Reported but not settled losses" in the corresponding period. In case of a negative difference in the column "Incurred but not reported losses", the value 0 (zero) is accepted;
if the calculation is based on payments, then the reserve for incurred but not reported losses is the sum of incurred but not reported losses indicated in column 3 of the table of reserve for incurred but not reported losses; if the calculation is based on incurred losses, then the reserve for incurred but not reported losses is the sum of the loss reserve by periods.
Appendix 32
to Rules on reporting by insurance (reinsurance) organizations, Islamic insurance (reinsurance) organizations, insurance brokers, branches of insurance (reinsurance) organizations that are non-residents of the Republic of Kazakhstan, branches of Islamic insurance (reinsurance) organizations that are non-residents of the Republic of Kazakhstan, and branches of insurance brokers that are non-residents of the Republic of Kazakhstan
Form,
intended for the collection of administrative data
Submitted to: National Bank of the Republic of Kazakhstan
Form intended for the collection of administrative data on a gratuitous basis is posted on the website: www.nationalbank.kz
Name of the administrative form: Report on the calculation of the reserve for incurred but not reported losses using the chain-ladder method with inflation adjustment
Index of the form intended for the collection of administrative data on a gratuitous basis: 32-RPNUS-SO
Frequency: quarterly
Reporting period: as of «___» ______20 year
Circle of persons submitting the form intended for the collection of administrative data on a gratuitous basis: insurance (reinsurance) organization, Islamic insurance (reinsurance) organization, branches of insurance (reinsurance) organizations that are non-residents of the Republic of Kazakhstan, branches of Islamic insurance (reinsurance) organizations that are non-residents of the Republic of Kazakhstan
Deadline for submitting the form intended for the collection of administrative data on a gratuitous basis: quarterly, no later than the 10th (tenth) working day of the month following the reporting quarter
BIN: _______________________
Collection method: in electronic form
Loss table as of the reporting date for ________________________
insurance class
The loss table is formed based on _____________________ losses
(paid, incurred)
| Period of occurrence of insurance cases (i) | Losses by periods (j) | |||||
| Frequency | 1 | 2 | … | n-2 | n-1 | n |
| 1 | … | |||||
| 2 | … | x | ||||
| 3 | … | x | x | |||
| … | … | … | … | x | x | x |
| n-1 | x | x | x | x | ||
| n | x | x | x | x | x |
Inflation information table for each past period
| Periods | Inflation for the past period (in percent) |
| 1 | |
| 2 | |
| 3 | |
| … | |
| n-1 | |
| n |
Loss table with inflation adjustment for past periods for ___________________
insurance class
| Period of occurrence of insurance cases (i) | Losses by periods with inflation adjustment for past periods (j) | |||||
| 1 | 2 | … | n-2 | n-1 | n | |
| 1 | … | |||||
| 2 | … | x | ||||
| 3 | … | x | x | |||
| … | … | … | … | x | x | x |
| n-1 | x | x | x | x | ||
| n | x | x | x | x | x |
Cumulative loss table with inflation adjustment for past periods for
insurance class
| Period of occurrence of insurance cases (i) | Cumulative losses with inflation adjustment for past periods (j) | |||||
| 1 | 2 | … | n-2 | n-1 | n | |
| 1 | … | |||||
| 2 | … | x | ||||
| 3 | … | x | x | |||
| … | … | … | … | x | x | x |
| n-1 | x | x | x | x | ||
| n | x | x | x | x | x |
Loss development coefficient table g(j) ___________________________
loss development method
(arithmetic mean, average
over n- periods, mean value)
| Period of occurrence of insurance cases (i) | Loss development factors (j) | |||||
| 1 | 2 | … | n-2 | n-1 | n | |
| 1 | … | |||||
| 2 | … | x | ||||
| 3 | … | x | x | |||
| … | … | … | … | x | x | x |
| n-1 | x | x | x | x | ||
| n | x | x | x | x | x | |
| Loss development coefficients g(j) | ||||||
| g(j) | 1 | 2 | … | n-2 | n-1 | n |
| arithmetic mean | x | |||||
| average over n- periods | x | |||||
| mean value | x |
Table of projected cumulative losses with inflation adjustment for past periods for
insurance class
| Period of occurrence of insurance cases (i) | Projected cumulative losses with inflation adjustment for past periods | |||||
| 1 | 2 | … | n-2 | n-1 | n | |
| 1 | x | x | … | x | x | x |
| 2 | x | x | … | x | x | |
| 3 | x | x | … | x | ||
| … | … | … | … | … | … | … |
| n-1 | x | x | … | |||
| n | x | … |
Loss reserve table with inflation adjustment for past periods for ____________________
insurance class
| Period of occurrence of insurance cases (i) | Projected cumulative losses with inflation adjustment for past periods | Loss reserve by periods | |||||
| 1 | 2 | … | n-2 | n-1 | n | ||
| 1 | x | x | … | x | x | x | 0 |
| 2 | x | x | … | x | x | ||
| 3 | x | x | … | x | |||
| … | … | … | … | … | … | … | … |
| n-1 | x | x | … | ||||
| n | x | … | |||||
| Loss reserve with inflation adjustment for past periods |
Table of reserve for incurred but not reported losses for ____________________
insurance class
| Period of occurrence of insurance cases (i) | Loss reserve by periods | Reported but not settled losses | Incurred but not reported losses |
| 1 | 2 | 3 | |
| 1 | |||
| 2 | |||
| 3 | |||
| … | |||
| n-1 | |||
| n | |||
| Total |
Name ________________________________________________
Address________________________________________________________
Phone ______________________________________________________
Email address _______________________________________
Executive____________________________ ____________________
surname, first name, and patronymic (if any) signature, phone
Head or person authorized to sign the report
_____________________________________ ____________________
surname, first name, and patronymic (if any) signature
Date «____» ______________ 20__ year
Note: The form is completed in accordance with the instructions for completing the form intended for the collection of administrative data on a gratuitous basis, "Report on the calculation of the reserve for incurred but not reported losses using the chain-ladder method with inflation adjustment."
Appendix
to form, intended for the collection of administrative data on a gratuitous basis, "Report on the calculation of the reserve for incurred but not reported losses using the chain-ladder method with inflation adjustment"
Instructions for completing the form intended for the collection of administrative data on a gratuitous basis
"Report on the calculation of the reserve for incurred but not reported losses using the chain-ladder method with inflation adjustment"
(index – 32-RPNUS-SO, frequency – quarterly)
Chapter 1. General Provisions
These instructions define the unified requirements for completing the form intended for the collection of administrative data on a gratuitous basis, "Report on the calculation of the reserve for incurred but not reported losses using the chain-ladder method with inflation adjustment" (hereinafter – the Form).
The Form is compiled quarterly by an insurance (reinsurance) organization, an Islamic insurance (reinsurance) organization, branches of insurance (reinsurance) organizations that are non-residents of the Republic of Kazakhstan, and branches of Islamic insurance (reinsurance) organizations that are non-residents of the Republic of Kazakhstan separately for each insurance class, for which the calculation of the reserve for incurred but not reported losses is carried out by actuarial methods as of the end of the reporting period. In case a reinsurer's share in the reserve for incurred but not reported losses is formed, the Form for the insurance class is compiled separately for calculations of the reserve for incurred but not reported losses with and without taking into account the reinsurer's share. Data in the Form is filled in tenge.
The Form is signed by the head or person authorized to sign the report, and the executive.
Chapter 2. Instructions for completing the Form
The Form is filled with the results of the calculation of the reserve for incurred but not reported losses using the chain-ladder method with inflation adjustment, performed in accordance with sub-item 2) of paragraph 11 of the Requirements for the formation, methodology for calculating insurance reserves and their structure, approved by the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated January 31, 2019 No. 13 "On Approval of the Requirements for the formation, methodology for calculating insurance reserves and their structure" (registered in the Registry of State Registration of Normative Legal Acts under No. 18290).
The loss table as of the reporting date reflects payments (paid losses) or incurred losses, grouped by periods of occurrence of insurance cases, adjusted for inflation for past periods.
The inflation information table indicates the inflation rate for each past period.
The loss table with inflation adjustment for past periods indicates losses by periods, adjusted for inflation for past periods.
The cumulative loss table with inflation adjustment for past periods indicates the aggregate amounts of losses, adjusted for inflation for past periods, grouped by periods of occurrence of insurance cases.
The table of projected cumulative losses with inflation adjustment for past periods indicates the expected amount of losses, adjusted for inflation for past periods, in each period.
The loss reserve table with inflation adjustment for past periods indicates:
in the column "Loss reserve by periods" – values of loss reserves in the corresponding periods;
in the column "Reported but not settled losses" - the sum of reported losses in the corresponding periods;
in the column "Incurred but not reported losses" – the difference between the columns "Loss reserve by periods" and "Reported but not settled losses" in the corresponding period. In case of a negative difference in the column "Incurred but not reported losses", the value 0 (zero) is accepted;
if the calculation is based on payments, then the reserve for incurred but not reported losses is the sum of incurred but not reported losses indicated in column 3 of the table of reserve for incurred but not reported losses; if the calculation is based on incurred losses, then the reserve for incurred but not reported losses is the sum of the loss reserve by periods.
in the column "Loss reserve by periods" – values of loss reserves in the corresponding periods;
in the column "Reported but not settled losses" - the sum of reported losses in the corresponding periods;
in the column "Incurred but not reported losses" – the difference between the columns "Loss reserve by periods" and "Reported but not settled losses" in the corresponding period. In case of a negative difference in the column "Incurred but not reported losses", the value 0 (zero) is accepted;
if the calculation is based on payments, then the reserve for incurred but not reported losses is the sum of incurred but not reported losses indicated in column 3 of the table of reserve for incurred but not reported losses; if the calculation is based on incurred losses, then the reserve for incurred but not reported losses is the sum of the loss reserve by periods.
This explanation defines the uniform requirements for completing the form intended for the collection of administrative data on a gratuitous basis, "Report on the Calculation of the Reserve for Incurred but Not Reported Losses by the Chain Ladder Method with Inflation Adjustment" (hereinafter – the Form).
The Form is compiled quarterly by an insurance (reinsurance) organization, an Islamic insurance (reinsurance) organization, branches of insurance (reinsurance) organizations of non-residents of the Republic of Kazakhstan, and branches of Islamic insurance (reinsurance) organizations of non-residents of the Republic of Kazakhstan separately for each class of insurance for which the calculation of the reserve for incurred but not reported losses is carried out by actuarial methods as of the end of the reporting period. In the event that a reinsurer's share in the reserve for incurred but not reported losses is formed, the Form for the class of insurance is compiled separately for calculations of the reserve for incurred but not reported losses with and without taking into account the reinsurer's share. Data in the Form is filled in tenge.
The Form is signed by the head or a person authorized to sign the report, and the executor.
Chapter 2. Explanation on Completing the Form
The Form contains the results of calculations of the reserve for incurred but not reported losses by the chain ladder method with inflation adjustment, carried out in accordance with subparagraph 2) of paragraph 11 of the Requirements for the Formation, Calculation Method of Insurance Reserves and Their Structure, approved by the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated January 31, 2019 No. 13 "On Approval of the Requirements for the Formation, Calculation Method of Insurance Reserves and Their Structure" (registered in the Registry of State Registration of Normative Legal Acts under No. 18290).
The loss table as of the reporting date reflects payments (paid losses) or incurred losses, grouped by periods of occurrence of insurance cases.
In the inflation information table, for each past period, cumulative values of official inflation values for the period of occurrence of insurance cases are indicated.
If the calculation in the reserve for incurred but not reported losses table is based on payments, then the reserve for incurred but not reported losses is the sum of incurred but not reported losses indicated in column 3 of the reserve for incurred but not reported losses table; if the calculation is based on incurred losses, then the reserve for incurred but not reported losses is the sum of the loss reserves by periods indicated in column 1 of the reserve for incurred but not reported losses table.
In the column "Incurred but not reported losses" of the reserve for incurred but not reported losses table, the difference between the columns "Loss reserves by periods" and "Reported but not settled losses" in the corresponding period is indicated. In the event of a negative difference in the column "Incurred but not reported losses", the value 0 (zero) is accepted.
Appendix 33
to Rules for the submission of reporting by insurance (reinsurance) organizations, Islamic insurance (reinsurance) organizations, insurance brokers, branches of insurance (reinsurance) organizations of non-residents of the Republic of Kazakhstan, branches of Islamic insurance (reinsurance) organizations of non-residents of the Republic of Kazakhstan, and branches of insurance brokers of non-residents of the Republic of Kazakhstan
Form,
intended for the collection of administrative data
Submitted to: National Bank of the Republic of Kazakhstan
Form, intended for the collection of administrative data on a gratuitous basis, is posted on the Internet resource: www.nationalbank.kz
Name of the administrative form: Report on the Calculation of the Reserve for Incurred but Not Reported Losses by the Bornhuetter-Ferguson Method
Index of the form intended for the collection of administrative data on a gratuitous basis: 33-RPNUBF-SO
Periodicity: quarterly
Reporting period: as of "___" ______20 year
Circle of persons submitting the form intended for the collection of administrative data on a gratuitous basis: insurance (reinsurance) organization, Islamic insurance (reinsurance) organization, branches of insurance (reinsurance) organizations of non-residents of the Republic of Kazakhstan, branches of Islamic insurance (reinsurance) organizations of non-residents of the Republic of Kazakhstan
Deadline for submitting the form intended for the collection of administrative data on a gratuitous basis: quarterly, no later than the 10 (tenth) working day of the month following the reporting quarter
BIN: _______________________
Collection method: in electronic form
Loss table as of the reporting date for _______________________
class of insurance
The loss table is formed based on _______________________
(paid, incurred)
| Period of occurrence of insurance cases (i) | Losses by periods (j) | |||||
| Periodicity | 1 | 2 | … | n-2 | n-1 | n |
| 1 | … | x | ||||
| 2 | … | x | x | |||
| 3 | … | x | x | x | ||
| … | … | … | … | x | x | x |
| n-1 | x | x | x | x | ||
| n | x | x | x | x | x | x |
Cumulative losses table for _______________________
class of insurance
| Period of occurrence of insurance cases (i) | Cumulative losses (j) | |||||
| 1 | 2 | … | n-2 | n-1 | n | |
| 1 | … | x | ||||
| 2 | … | x | x | |||
| 3 | … | x | x | x | ||
| … | … | … | … | x | x | x |
| n-1 | x | x | x | x | ||
| n | x | x | x | x | x | x |
Loss development factor table g(j) ____________________________
loss development method
(arithmetic mean, mean
over n- periods, average value)
| Period of loss occurrence (i) | Loss development factors (j) | |||||
| 1 | 2 | … | n-2 | n-1 | n | |
| 1 | … | x | ||||
| 2 | … | x | x | |||
| 3 | … | x | x | x | ||
| … | … | … | … | x | x | x |
| n-1 | x | x | x | x | ||
| n | x | x | x | x | x | x |
| Loss development factors g(j) | ||||||
| g(j) | 1 | 2 | … | n-2 | n-1 | n |
| arithmetic mean | x | |||||
| mean over n- periods | x | |||||
| average value | x |
Coefficients table
| Period of occurrence of insurance cases (i) | Loss development factors g(j) | Loss development factors f (j) | Delay factors h(j)= 1 - 1/f (j) |
| 1 | 1 | 1 | 1-1/ 1 |
| 2 | |||
| 3 | |||
| … | |||
| n-1 | |||
| n |
Table for calculating the loss ratio by policies
| Financial year (y) | Incurred losses | Earned premiums | Loss ratio by policies |
| 1 | 2 | 3 | 4 |
| 1 | |||
| 2 | |||
| … | |||
| m-1 | |||
| m |
Table of reserve for incurred but not reported losses
| Period of occurrence of insurance cases (i) | Earned premiums | Loss ratio coefficient U | Expected final losses z(i) | Delay factors h(j) | Incurred but not paid as of the reporting date losses R(i) | Reported but not settled as of the reporting date losses | Incurred but not reported losses |
| 1 | 2 | 3=1*2 | 4 | 5=3*4 | 6 | 7=5-6 | |
| 1 | |||||||
| 2 | |||||||
| 3 | |||||||
| … | |||||||
| n-1 | |||||||
| n | |||||||
| Total |
Name ________________________________________________
Address________________________________________________________
Phone ______________________________________________________
Email address _______________________________________
Executor____________________________ ____________________
surname, first name and patronymic (if any) signature, phone
Head or person authorized to sign the report
_____________________________________ ____________________
surname, first name and patronymic (if any) signature
Date "____" ______________ 20__ year
Note: the form is completed in accordance with the explanation on completing the form intended for the collection of administrative data on a gratuitous basis, "Report on the Calculation of the Reserve for Incurred but Not Reported Losses by the Bornhuetter-Ferguson Method".
Appendix
to form, intended for the collection of administrative data on a gratuitous basis, "Report on the Calculation of the Reserve for Incurred but Not Reported Losses by the Bornhuetter-Ferguson Method"
Explanation on completing the form intended for the collection of administrative data on a gratuitous basis
"Report on the Calculation of the Reserve for Incurred but Not Reported Losses by the Bornhuetter-Ferguson Method"
(index – 33-RPNUBF-SO, periodicity – quarterly)
Chapter 1. General Provisions
This explanation defines the uniform requirements for completing the form intended for the collection of administrative data on a gratuitous basis, "Report on the Calculation of the Reserve for Incurred but Not Reported Losses by the Bornhuetter-Ferguson Method" (hereinafter – the Form).
The Form is compiled quarterly by an insurance (reinsurance) organization, an Islamic insurance (reinsurance) organization, branches of insurance (reinsurance) organizations of non-residents of the Republic of Kazakhstan, and branches of Islamic insurance (reinsurance) organizations of non-residents of the Republic of Kazakhstan separately for each class of insurance for which the calculation of the reserve for incurred but not reported losses is carried out by actuarial methods as of the end of the reporting period. In the event that a reinsurer's share in the reserve for incurred but not reported losses is formed, the Form for the class of insurance is compiled separately for calculations of the reserve for incurred but not reported losses with and without taking into account the reinsurer's share. Data in the Form is filled in tenge.
The Form is signed by the head or a person authorized to sign the report, and the executor.
Chapter 2. Explanation on Completing the Form
The Form contains the results of calculations of the reserve for incurred but not reported losses by the Bornhuetter-Ferguson method, carried out in accordance with subparagraph 3) of paragraph 11 of the Requirements for the Formation, Calculation Method of Insurance Reserves and Their Structure, approved by the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated January 31, 2019 No. 13 "On Approval of the Requirements for the Formation, Calculation Method of Insurance Reserves and Their Structure" (registered in the Registry of State Registration of Normative Legal Acts under No. 18290).
The loss table as of the reporting date reflects payments (paid losses) or incurred losses, grouped by periods of occurrence of insurance cases.
In the cumulative losses table, total payments (paid losses) or incurred losses, grouped by periods of occurrence of insurance cases, are indicated.
In the loss ratio calculation table:
in the column "Incurred losses", values of incurred losses as of the reporting date, including settlement expenses, for insurance (reinsurance) contracts entered into force in the financial year preceding the period of occurrence of insurance cases are indicated;
in the column "Earned premiums", the earned premium for insurance (reinsurance) contracts entered into force in the financial year preceding the period of occurrence of insurance cases is indicated.
in the column "Earned premiums" – the earned premium of the insurance organization in the corresponding period;
in the column "Loss ratio coefficient U" – the value of the loss ratio coefficient, the size of which is not less than the average value of the loss ratio coefficients by policies in accordance with the table for calculating the loss ratio by policies of this Form;
in the column "Delay factors h(j)" – values of delay factors h(j) indicated in the coefficients table of this Form;
if the Bornhuetter-Ferguson method calculation is based on payments, then the reserve for incurred but not reported losses is the sum of incurred but not reported losses (column 7 of the reserve for incurred but not reported losses table of this form); if the calculation is based on incurred losses, then the reserve for incurred but not reported losses is the sum of incurred but not paid as of the reporting date losses (column 5 of the Reserve for Incurred but Not Reported Losses Table of this Form);
in the column "Incurred but not reported losses" – the difference between the columns "Incurred but not paid as of the reporting date losses R(i)" and "Reported but not settled as of the reporting date losses" in the corresponding period. In the event of a negative difference in the column "Incurred but not reported losses", the value 0 (zero) is accepted.
in the column "Earned premiums", values of earned premiums minus the reinsurer's share in the corresponding period are indicated;
in the column "Delay factors h(j)", values of delay factors h(j) taking into account the reinsurer's share indicated in the Coefficients Table of this Form are indicated.
Appendix 34
to Rules for the submission of reporting by insurance (reinsurance) organizations, Islamic insurance (reinsurance) organizations, insurance brokers, branches of insurance (reinsurance) organizations of non-residents of the Republic of Kazakhstan, branches of Islamic insurance (reinsurance) organizations of non-residents of the Republic of Kazakhstan, and branches of insurance brokers of non-residents of the Republic of Kazakhstan
Form,
intended for the collection of administrative data
Submitted to: National Bank of the Republic of Kazakhstan
Form, intended for the collection of administrative data on a gratuitous basis, is posted on the Internet resource: www.nationalbank.kz
Name of the administrative form: Report on Concluded Insurance and Reinsurance Contracts with the Participation of Insurance Brokers of the Republic of Kazakhstan and Branches of Insurance Brokers of Non-Residents of the Republic of Kazakhstan
Index of the form intended for the collection of administrative data on a gratuitous basis: 34-ZDS-SB
Periodicity: quarterly
Reporting period: as of "___" ______20 year
Circle of persons submitting the form intended for the collection of administrative data on a gratuitous basis: insurance broker, branches of insurance brokers of non-residents of the Republic of Kazakhstan
Deadline for submitting the form intended for the collection of administrative data on a gratuitous basis: quarterly, no later than the 6 (sixth) working day of the month following the reporting quarter
BIN: _______________________
Collection method: in electronic form
Table 1. Insurance Contracts
| No. | Insurance Contract Number | Date of Conclusion of Insurance Contract | Period of Insurance Contract | Name of Policyholder | Name of Insurer |
| 1 | 2 | 3 | 4 | 5 | 6 |
| 1 | |||||
| 2 | |||||
| 3 | |||||
| … | |||||
| Total |
continuation of the table:
| Name of Beneficiary | Class (type) of Insurance | Amount of Insurance Premium, in thousands of tenge | Insurance Sum (Volume of Obligation) under the Insurance Contract, in thousands of tenge | Insurance Broker Commission from Insurance Premium in Percent |
| 7 | 8 | 9 | 10 | 11 |
| … |
Table 2. Reinsurance Contracts
| No. | Name of Reinsurer (Cedent) | Location (Country) of Reinsurer (Cedent) | Requisites of Reinsurance Contract (Cover Note) | Name of Non-Resident Reinsurance Broker of the Republic of Kazakhstan | Location (Country) of Non-Resident Reinsurance Broker of the Republic of Kazakhstan | Name of Reinsurer | Location (Country) of Reinsurer |
| 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 |
| 1 | |||||||
| 1.1 | |||||||
| … | |||||||
| 2. | |||||||
| 2.1 | |||||||
| … | |||||||
| Total |
continuation of the table:
| Reinsurer Rating | Name of Rating Agency | Class (type) of Insurance | Type/Form of Reinsurance | Name of Policyholder (if any) | Amount of Insurance Premiums Transferred to Reinsurance, in thousands of tenge | Insurance Sum under the Insurance Contract, in thousands of tenge | Reinsurer Liability Limit, in thousands of tenge | Insurance Broker Commission from Insurance Premium Transferred to Reinsurance in Percent |
| 9 | 10 | 11 | 12 | 13 | 14 | 15 | 16 | 17 |
| … |
Name ________________________________________________
Address________________________________________________________
Phone ______________________________________________________
Email address _______________________________________
Executor____________________________ ____________________
surname, first name and patronymic (if any) signature, phone
Head or person authorized to sign the report
_____________________________________ ____________________
surname, first name and patronymic (if any) signature
Date "____" ______________ 20__ year
Note: the form is completed in accordance with the explanation on completing the form intended for the collection of administrative data on a gratuitous basis, "Report on Concluded Insurance and Reinsurance Contracts with the Participation of Insurance Brokers of the Republic of Kazakhstan and Branches of Insurance Brokers of Non-Residents of the Republic of Kazakhstan".
Appendix
to form, intended for the collection of administrative data on a gratuitous basis, "Report on Concluded Insurance and Reinsurance Contracts with the Participation of Insurance Brokers of the Republic of Kazakhstan and Branches of Insurance Brokers of Non-Residents of the Republic of Kazakhstan"
Explanation on completing the form intended for the collection of administrative data on a gratuitous basis
"Report on Concluded Insurance and Reinsurance Contracts with the Participation of Insurance Brokers of the Republic of Kazakhstan and Branches of Insurance Brokers of Non-Residents of the Republic of Kazakhstan"
(index – 34-ZDS-SB, periodicity – quarterly)
Chapter 1. General Provisions
This explanation defines the uniform requirements for completing the form intended for the collection of administrative data on a gratuitous basis, "Report on Concluded Insurance and Reinsurance Contracts with the Participation of Insurance Brokers of the Republic of Kazakhstan and Branches of Insurance Brokers of Non-Residents of the Republic of Kazakhstan" (hereinafter – the Form).
The Form is compiled quarterly by an insurance broker and a branch of insurance brokers of non-residents of the Republic of Kazakhstan as of the end of the reporting period. Data in the Form is filled in thousands of tenge. Amounts less than 500 (five hundred) tenge are rounded to 0 (zero), and amounts equal to 500 (five hundred) tenge and above are rounded to 1000 (one thousand) tenge.
The Form is signed by the head or a person authorized to sign the report, and the executor.
Chapter 2. Explanation on Completing the Form
Table 1 indicates information on insurance contracts concluded for the period from the beginning of the current year (cumulative) on behalf of resident insurance brokers of the Republic of Kazakhstan (with the participation of insurance brokers), and on behalf of policyholders.
Table 2 indicates information on reinsurance contracts concluded for the period from the beginning of the current year (cumulative) with the intermediation of resident insurance brokers of the Republic of Kazakhstan (with the participation of an insurance broker).
In columns 3, 6, and 8 of Table 2, country codes are indicated in accordance with the National Classifier of the Republic of Kazakhstan NC RK ISO 3166-1 "Codes for the Representation of Country Names and Units of Their Administrative-Territorial Divisions".
Appendix 35
to Rules for the submission of reporting by insurance (reinsurance) organizations, Islamic insurance (reinsurance) organizations, insurance brokers, branches of insurance (reinsurance) organizations of non-residents of the Republic of Kazakhstan, branches of Islamic insurance (reinsurance) organizations of non-residents of the Republic of Kazakhstan, and branches of insurance brokers of non-residents of the Republic of Kazakhstan
Form,
intended for the collection of administrative data
Submitted to: National Bank of the Republic of Kazakhstan
Form, intended for the collection of administrative data on a gratuitous basis, is posted on the Internet resource: www.nationalbank.kz
Name of the administrative form: Report on Investment Property and Fixed Assets
Index of the form intended for the collection of administrative data on a gratuitous basis: 35-IIOS-SO
Periodicity: annual
Reporting period: as of "_" ___________ 20 year
Circle of persons submitting the form intended for the collection of administrative data on a gratuitous basis: insurance (reinsurance) organization, Islamic insurance (reinsurance) organization, branches of insurance (reinsurance) organizations of non-residents of the Republic of Kazakhstan, branches of Islamic insurance (reinsurance) organizations of non-residents of the Republic of Kazakhstan
Deadline for submitting the form intended for the collection of administrative data on a gratuitous basis: annually, no later than the 6 (sixth) working day of the month following the reporting year
BIN: _______________________
Collection method: in electronic form
(in thousands of tenge)
| No. | Information on Investment Property and Fixed Assets | Purchase Cost | Book Value |
| 1 | 2 | 3 | 4 |
| 1 | Investment Property | ||
| 1.1 | |||
| … | |||
| 2 | Fixed Assets in the form of Real Estate | ||
| 2.1 | |||
| … | |||
| 3 | Other Fixed Assets | ||
| 4 | Total |
Name ________________________________________________
Address________________________________________________________
Phone ______________________________________________________
Email address _______________________________________
Executor____________________________ ____________________
surname, first name and patronymic (if any) signature, phone
Head of the organization or person authorized to sign the report
_____________________________________ ____________________
surname, first name and patronymic (if any) signature
Date «____» ______________ 20__ year
Note: the form is completed in accordance with the instructions for completing the form intended for the collection of administrative data on a gratuitous basis, "Report on Investment Property and Fixed Assets."
Appendix
to form, intended for the collection of administrative data on a gratuitous basis, "Report on Investment Property and Fixed Assets"
Instructions for completing the form intended for the collection of administrative data on a gratuitous basis
"Report on Investment Property and Fixed Assets"
(index – 35-IIOS-SO, frequency – annual)
Chapter 1. General Provisions
These instructions define the unified requirements for completing the form intended for the collection of administrative data on a gratuitous basis, "Report on Investment Property and Fixed Assets" (hereinafter – the Form).
The Form is compiled annually by insurance (reinsurance) organizations, Islamic insurance (reinsurance) organizations, branches of insurance (reinsurance) organizations that are non-residents of the Republic of Kazakhstan, and branches of Islamic insurance (reinsurance) organizations that are non-residents of the Republic of Kazakhstan as of the end of the reporting period. Data in the Form is filled in thousands of tenge. An amount less than 500 (five hundred) tenge is rounded to 0 (zero), and an amount equal to 500 (five hundred) tenge or more is rounded to 1000 (one thousand) tenge.
The Form is signed by the head of the organization or the person authorized to sign the report, and the executor.
Chapter 2. Instructions for completing the Form
Column 2 indicates information on investment property and fixed assets.
The total amount of investments in fixed assets that are not real estate is indicated in line 3 "Other fixed assets."
Appendix 36
to Rules for the submission of reports by insurance (reinsurance) organizations, Islamic insurance (reinsurance) organizations, insurance brokers, branches of insurance (reinsurance) organizations that are non-residents of the Republic of Kazakhstan, branches of Islamic insurance (reinsurance) organizations that are non-residents of the Republic of Kazakhstan, and branches of insurance brokers that are non-residents of the Republic of Kazakhstan
Form,
intended for the collection of administrative data
Submitted to: National Bank of the Republic of Kazakhstan
Form intended for the collection of administrative data on a gratuitous basis is posted on the website: www.nationalbank.kz
Name of the administrative form: Report on information about the insurance (reinsurance) organization that is a non-resident of the Republic of Kazakhstan
Index of the form intended for the collection of administrative data on a gratuitous basis: 36-ISON-FN
Frequency: semi-annually
Reporting period: as of «___» ________ 20 __ year
List of persons submitting the form intended for the collection of administrative data on a gratuitous basis: branches of insurance (reinsurance) organizations that are non-residents of the Republic of Kazakhstan, branches of Islamic insurance (reinsurance) organizations that are non-residents of the Republic of Kazakhstan
Deadline for submitting the form intended for the collection of administrative data on a gratuitous basis: once every half year, no later than the 6th (sixth) working day of the month following the reporting half-year
BIN: _______________________
Collection method: in electronic form
(in thousands of tenge)
| No. | Name of the indicator | As of the end of the reporting period |
| 1 | 2 | 3 |
| 1 | Insurance premiums accepted under insurance, co-insurance and reinsurance contracts | |
| 2 | Insurance premiums transferred to reinsurance | |
| 3 | Insurance payments under insurance, co-insurance and reinsurance contracts | |
| 4 | Total assets | |
| 5 | Reserves for life insurance contracts | |
| 6 | Reserves for insurance other than life insurance | |
| 7 | Total liabilities | |
| 8 | Undistributed profit (uncovered loss) | |
| 9 | Total equity | |
| 10 | Compliance by the insurance (reinsurance) organization that is a non-resident of the Republic of Kazakhstan with regulatory requirements, solvency requirements | "yes" or "no" |
Name ________________________________________________
Address________________________________________________________
Phone ______________________________________________________
Email address _______________________________________
Executor____________________________ ____________________
surname, first name and patronymic (if any) signature, phone
Head of the organization or person authorized to sign the report
_____________________________________ ____________________
surname, first name and patronymic (if any) signature
Date «____» ______________ 20__ year
Note: the form is completed in accordance with the instructions for completing the form intended for the collection of administrative data on a gratuitous basis, "Report on information about the insurance (reinsurance) organization that is a non-resident of the Republic of Kazakhstan."
Appendix
to form, intended for the collection of administrative data on a gratuitous basis, "Report on information about the insurance (reinsurance) organization that is a non-resident of the Republic of Kazakhstan"
Instructions for completing the form intended for the collection of administrative data on a gratuitous basis
"Report on information about the insurance (reinsurance) organization that is a non-resident of the Republic of Kazakhstan"
(index – 36-ISON-FN, frequency – semi-annually)
Chapter 1. General Provisions
These instructions define the unified requirements for completing the form intended for the collection of administrative data on a gratuitous basis, "Report on information about the insurance (reinsurance) organization that is a non-resident of the Republic of Kazakhstan" (hereinafter – the Form).
The Form is compiled by branches of insurance (reinsurance) organizations that are non-residents of the Republic of Kazakhstan and branches of Islamic insurance (reinsurance) organizations that are non-residents of the Republic of Kazakhstan as of January 1 and July 1 as of the end of the reporting period. Data in the Form is filled in thousands of tenge. An amount less than 500 (five hundred) tenge is rounded to 0 (zero), and an amount equal to 500 (five hundred) tenge or more is rounded to 1000 (one thousand) tenge.
The Form is signed by the head of the organization or the person authorized to sign the report, and the executor.
Chapter 2. Instructions for completing the Form
The Form indicates data on the insurance (reinsurance) organization that is a non-resident of the Republic of Kazakhstan, the branch of which carries out insurance (reinsurance) activities on the territory of the Republic of Kazakhstan.
Line 10 indicates information in the format "yes" or "no" regarding the compliance by the insurance (reinsurance) organization that is a non-resident of the Republic of Kazakhstan with the requirements established by the authorized body operating in the place where the insurance (reinsurance) organization that is a non-resident of the Republic of Kazakhstan carries out its activities.
Appendix 37
to Rules for the submission of reports by insurance (reinsurance) organizations, Islamic insurance (reinsurance) organizations, insurance brokers, branches of insurance (reinsurance) organizations that are non-residents of the Republic of Kazakhstan, branches of Islamic insurance (reinsurance) organizations that are non-residents of the Republic of Kazakhstan, and branches of insurance brokers that are non-residents of the Republic of Kazakhstan
Form,
intended for the collection of administrative data
Submitted to: National Bank of the Republic of Kazakhstan
Form intended for the collection of administrative data on a gratuitous basis is posted on the website: www.nationalbank.kz
Name of the administrative form: Report on the calculation of the loss ratio by policies
Index of the form intended for the collection of administrative data on a gratuitous basis: 37-KU-SO
Frequency: annual
Reporting period: as of «___» ________ 20 __ year
List of persons submitting the form intended for the collection of administrative data on a gratuitous basis: insurance (reinsurance) organization, Islamic insurance (reinsurance) organization, branches of insurance (reinsurance) organizations that are non-residents of the Republic of Kazakhstan, branches of Islamic insurance (reinsurance) organizations that are non-residents of the Republic of Kazakhstan
Deadline for submitting the form intended for the collection of administrative data on a gratuitous basis: annually, no later than the 6th (sixth) working day of the month following the reporting year
BIN: _______________________
Collection method: in electronic form
(in thousands of tenge)
| No. | Name of classes (types) of insurance | Earned insurance premiums | Insurance payments | Changes in loss reserves | Settlement expenses | Loss ratio by policies including the reinsurer's share, in percent | Loss ratio by policies excluding the reinsurer's share, in percent | |||
| Total | Net earned premiums | Total | Net insurance payments | Total | Net changes in loss reserves | |||||
| 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 |
| 1. | Compulsory insurance | |||||||||
| 1.1 | insurance of civil liability of vehicle owners | |||||||||
| 1.2 | insurance of civil liability of the carrier to passengers | |||||||||
| 1.3 | insurance of civil liability of private notaries | |||||||||
| 1.4 | environmental insurance | |||||||||
| 1.5 | insurance of civil liability of auditors and audit organizations | |||||||||
| 1.6 | tourist insurance | |||||||||
| 1.7 | insurance of civil liability of owners of facilities whose activities are related to the danger of causing harm to third parties | |||||||||
| 1.8 | insurance of employees against accidental injury while performing their labor (official) duties, including: | |||||||||
| 1.8.1 | annuity insurance carried out within the framework of compulsory insurance of employees against accidental injury while performing their labor (official) duties | |||||||||
| 1.8.2 | pre-retirement annuity insurance carried out within the framework of compulsory insurance of employees against accidental injury while performing their labor (official) duties | |||||||||
| 1.9 | other classes (types) of insurance | |||||||||
| 2. | Voluntary personal insurance | |||||||||
| 2.1 | life insurance, excluding the class specified in line 2.3 of this table, including: | |||||||||
| 2.1.1 | savings | |||||||||
| 2.1.2 | non-savings | |||||||||
| 2.2 | annuity insurance, excluding the class specified in line 2.4 of this table | |||||||||
| 2.3 | life insurance within the state educational savings system | |||||||||
| 2.4 | pension annuity insurance | |||||||||
| 2.5 | insurance against accidental injury | |||||||||
| 2.6 | insurance in case of illness | |||||||||
| 2.6.1 | traveling abroad | |||||||||
| 2.7 | other classes (types) of insurance | |||||||||
| 3. | Voluntary property insurance | |||||||||
| 3.1 | insurance of motor vehicles | |||||||||
| 3.2 | insurance of railway transport | |||||||||
| 3.3 | insurance of air transport | |||||||||
| 3.4 | insurance of water transport | |||||||||
| 3.5 | insurance of space objects | |||||||||
| 3.6 | cargo insurance | |||||||||
| 3.7 | insurance of property against damage, excluding the classes specified in lines 3.1, 3.2, 3.3, 3.4, 3.5 and 3.6 of this table | |||||||||
| 3.8 | insurance of civil liability of owners of motor vehicles | |||||||||
| 3.9 | insurance of civil liability of owners of air transport | |||||||||
| 3.10 | insurance of civil liability of owners of water transport | |||||||||
| 3.11 | insurance of civil liability of owners of space objects | |||||||||
| 3.12 | professional liability insurance | |||||||||
| 3.13 | civil liability insurance, excluding the classes specified in lines 3.8, 3.9, 3.10, 3.11 and 3.12 of this table | |||||||||
| 3.14 | insurance of legal entity loans | |||||||||
| 3.15 | mortgage insurance | |||||||||
| 3.16 | insurance of guarantees and sureties | |||||||||
| 3.17 | insurance against other financial losses | |||||||||
| 3.18 | insurance of losses of financial organizations, excluding the classes specified in lines 3.14, 3.15, 3.16 and 3.17 of this table | |||||||||
| 3.19 | title insurance | |||||||||
| 3.20 | insurance of court costs | |||||||||
| 3.21 | other classes (types) of insurance | |||||||||
| 4. | For the entire insurance portfolio |
Name ________________________________________________
Address________________________________________________________
Phone ______________________________________________________
Email address _______________________________________
Executor____________________________ ____________________
surname, first name and patronymic (if any) signature, phone
Head of the organization or person authorized to sign the report
_____________________________________ ____________________
surname, first name and patronymic (if any) signature
Date «____» ______________ 20__ year
Note: the form is completed in accordance with the instructions for completing the form intended for the collection of administrative data on a gratuitous basis, "Report on the calculation of the loss ratio of the insurance (reinsurance) organization by policies."
Appendix
to form, intended for the collection of administrative data on a gratuitous basis, "Report on the calculation of the loss ratio of the insurance (reinsurance) organization by policies"
Instructions for completing the form intended for the collection of administrative data on a gratuitous basis
"Report on the calculation of the loss ratio of the insurance (reinsurance) organization by policies"
(index – 37-KU-SO, frequency – annual)
Chapter 1. General Provisions
These instructions define the unified requirements for completing the form intended for the collection of administrative data on a gratuitous basis, "Report on the calculation of the loss ratio of the insurance (reinsurance) organization by policies" (hereinafter – the Form).
The Form is compiled annually by insurance (reinsurance) organizations, Islamic insurance (reinsurance) organizations, branches of insurance (reinsurance) organizations that are non-residents of the Republic of Kazakhstan, and branches of Islamic insurance (reinsurance) organizations that are non-residents of the Republic of Kazakhstan as of the end of the reporting period. Data in the Form is filled in thousands of tenge. An amount less than 500 (five hundred) tenge is rounded to 0 (zero), and an amount equal to 500 (five hundred) tenge or more is rounded to 1000 (one thousand) tenge.
The Form is signed by the head of the organization or the person authorized to sign the report, and the executor.
Chapter 2. Instructions for completing the Form
The Form defines the procedure for calculating the loss ratio of the insurance (reinsurance) organization by policies.
The Form is filled out for all classes (types) of insurance, excluding the classes (types) of savings insurance.
Column 3 indicates earned insurance premiums calculated in accordance with part two of paragraph 16 of the Rules for calculating coefficients characterizing loss ratios (loss ratio, expense ratio, combined ratio) of the insurance (reinsurance) organization, branch of the insurance (reinsurance) organization that is a non-resident of the Republic of Kazakhstan, approved by the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated December 19, 2015 No. 240 (registered in the Registry of State Registration of Normative Legal Acts under No. 13056) (hereinafter – the Rules).
Column 4 indicates net earned insurance premiums calculated in accordance with part two of paragraph 17 of the Rules.
Column 5 indicates insurance payments for 24 (twenty-four) months preceding the reporting date, under insurance (reinsurance) contracts, entered into force within 12 (twelve) months preceding the reporting period.
Column 6 indicates insurance payments excluding the reinsurer's share for 24 (twenty-four) months preceding the reporting date, under insurance (reinsurance) contracts, entered into force within 12 (twelve) months preceding the reporting period.
Column 7 indicates changes in loss reserves for 24 (twenty-four) months preceding the reporting date, under insurance (reinsurance) contracts, entered into force within 12 (twelve) months preceding the reporting period.
Column 8 indicates changes in loss reserves excluding the reinsurer's share for 24 (twenty-four) months preceding the reporting date, under insurance (reinsurance) contracts, entered into force within 12 (twelve) months preceding the reporting period.
Column 9 indicates settlement expenses for 24 (twenty-four) months preceding the reporting date, under insurance (reinsurance) contracts, entered into force within 12 (twelve) months preceding the reporting period.
Column 10 indicates the ratio of the sum of columns 5, 7 and 9 to the corresponding value of column 3.
Column 11 indicates the ratio of the sum of columns 6, 8 and 9 to the corresponding value of column 4.
Appendix 38
to Rules for the submission of reports by insurance (reinsurance) organizations, Islamic insurance (reinsurance) organizations, insurance brokers, branches of insurance (reinsurance) organizations that are non-residents of the Republic of Kazakhstan, branches of Islamic insurance (reinsurance) organizations that are non-residents of the Republic of Kazakhstan, and branches of insurance brokers that are non-residents of the Republic of Kazakhstan
Form,
intended for the collection of administrative data
Submitted to: National Bank of the Republic of Kazakhstan
Form intended for the collection of administrative data on a gratuitous basis is posted on the website: www.nationalbank.kz
Name of the administrative form: Report on the classification of insurance premiums and insurance payments by types of economic activity
Index of the form intended for the collection of administrative data on a gratuitous basis: 38-PVED-SO
Frequency: annually
Reporting period: as of «___» ________20 __ year
List of persons submitting the form intended for the collection of administrative data on a gratuitous basis: insurance (reinsurance) organization, Islamic insurance (reinsurance) organization, branches of insurance (reinsurance) organizations that are non-residents of the Republic of Kazakhstan, branches of Islamic insurance (reinsurance) organizations that are non-residents of the Republic of Kazakhstan
Deadline for submitting the form intended for the collection of administrative data on a gratuitous basis: annually, no later than the 6th (sixth) working day of the month following the reporting year
BIN: _______________________
Collection method: in electronic form
(in thousands of tenge)
| No. | Code of the type of economic activity | Insurance premiums | Insurance payments |
| 1 | 2 | 3 | 4 |
| 1 | … | ||
| 2 | … | ||
| 3 | … | ||
| … | … | ||
| 100 | Information: physical persons | ||
| 200 | Total | ||
Name ________________________________________________
Address________________________________________________________
Phone ______________________________________________________
Email address _______________________________________
Executor____________________________ ____________________
surname, first name and patronymic (if any) signature, phone
Head of the organization or person authorized to sign the report
_____________________________________ ____________________
surname, first name and patronymic (if any) signature
Date «____» ______________ 20__ year
Note: the form is completed in accordance with the instructions for completing the form intended for the collection of administrative data on a gratuitous basis, "Report on the classification of insurance premiums and insurance payments by types of economic activity."
Appendix
to form, intended for the collection of administrative data on a gratuitous basis, "Report on the classification of insurance premiums and insurance payments by types of economic activity"
Instructions for completing the form intended for the collection of administrative data on a gratuitous basis
"Report on the classification of insurance premiums and insurance payments by types of economic activity"
(index – 38-PVED-SO, frequency – annual)
Chapter 1. General Provisions
These instructions define the unified requirements for completing the form intended for the collection of administrative data on a gratuitous basis, "Report on the classification of insurance premiums and insurance payments by types of economic activity" (hereinafter – the Form).
The Form is compiled annually by insurance (reinsurance) organizations, Islamic insurance (reinsurance) organizations, branches of insurance (reinsurance) organizations that are non-residents of the Republic of Kazakhstan, and branches of Islamic insurance (reinsurance) organizations that are non-residents of the Republic of Kazakhstan as of the end of the reporting period. Data in the Form is filled in thousands of tenge. An amount less than 500 (five hundred) tenge is rounded to 0 (zero), and an amount equal to 500 (five hundred) tenge or more is rounded to 1000 (one thousand) tenge.
The Form is signed by the head of the organization or the person authorized to sign the report, and the executor.
Chapter 2. Instructions for completing the Form
The Form indicates insurance premiums minus expenses related to the termination of insurance contracts, and insurance payments made for the period from the beginning of the reporting period under direct insurance contracts.
Insurance premiums and insurance claims are classified by the main type of economic activity of the policyholder.
In column 2, a two-digit numeric code of the type of economic activity (section) is indicated in accordance with the general classifier of types of economic activity of the RK 03.
The total amount of insurance premiums in column 3 corresponds to the sum of insurance premiums accepted under insurance contracts, indicated in column 4 of the Table Insurance premiums and state premium of Appendix 7 of this Resolution, minus expenses related to the termination of insurance contracts, indicated in column 20 of the Table Insurance premiums and state premium of Appendix 7 of this Resolution.
The total amount of insurance claims in column 4 corresponds to the sum of insurance claims minus insurance claims made under contracts accepted for reinsurance from the report on insurance claims.
Appendix 39
to the Rules for the submission of reporting by insurance (reinsurance) organizations, Islamic insurance (reinsurance) organizations, insurance brokers, branches of insurance (reinsurance) organizations-non-residents of the Republic of Kazakhstan, branches of Islamic insurance (reinsurance) organizations-non-residents of the Republic of Kazakhstan, and branches of insurance brokers-non-residents of the Republic of Kazakhstan
Form,
designed for the collection of administrative data
Submitted to: The National Bank of the Republic of Kazakhstan
Form, designed for the collection of administrative data on a gratuitous basis, is posted on the Internet resource: www.nationalbank.kz
Name of the administrative form: report on insurance premiums and insurance claims accepted and made under insurance contracts by regions of the Republic of Kazakhstan
Index of the form designed for the collection of administrative data on a gratuitous basis: 39-PVR-SO
Frequency: annual
Reporting period: as of "_" ________ 20 year
Circle of persons submitting the form designed for the collection of administrative data on a gratuitous basis: insurance (reinsurance) organization, Islamic insurance (reinsurance) organization, branches of insurance (reinsurance) organizations-non-residents of the Republic of Kazakhstan, branches of Islamic insurance (reinsurance) organizations-non-residents of the Republic of Kazakhstan
Deadline for submitting the form designed for the collection of administrative data on a gratuitous basis: annually, no later than the 6th (sixth) working day of the month following the reporting year
BIN: _______________________
Collection method: in electronic form
(in thousands of tenge)
| No. | Name of insurance classes | Region of the Republic of Kazakhstan | Total | ||
| insurance premiums accepted under insurance contracts | expenses for making insurance claims under insurance contracts | insurance premiums accepted under insurance contracts | expenses for making insurance claims under insurance contracts | ||
| 1 | 2 | 3 | 4 | 5 | 6 |
| 1 | Mandatory insurance: | ||||
| 1.1 | civil liability of vehicle owners | ||||
| 1.2 | civil liability of the carrier to passengers | ||||
| 1.3 | insurance of civil liability of private notaries | ||||
| 1.4 | environmental insurance | ||||
| 1.5 | civil liability of audit organizations | ||||
| 1.6 | tourist insurance | ||||
| 1.7 | civil liability of owners of objects whose activities are related to the danger of causing harm to third parties | ||||
| 1.8 | insurance of employees from accidents while performing their labor (official) duties, including: | ||||
| 1.8.1 | annuity insurance carried out within the framework of mandatory insurance of employees from accidents while performing their labor (official) duties | ||||
| 1.8.2 | pre-retirement annuity insurance carried out within the framework of mandatory insurance of employees from accidents while performing their labor (official) duties | ||||
| 1.9 | other types (classes) of insurance | ||||
| 2 | Voluntary personal insurance: | ||||
| 2.1 | life insurance, except for the class indicated in line 2.3 of this table, including: | ||||
| 2.1.1 | accumulative | ||||
| 2.1.2 | non-accumulative | ||||
| 2.2 | annuity insurance, except for the class indicated in line 2.4 of this table | ||||
| 2.3 | life insurance within the state educational accumulative system | ||||
| 2.4 | pension annuity insurance | ||||
| 2.3 | insurance from accidents | ||||
| 2.4 | insurance in case of illness, including: | ||||
| 2.4.1 | traveling abroad | ||||
| 2.5 | other types (classes) of insurance | ||||
| 3 | Voluntary property insurance: | ||||
| 3.1 | insurance of road transport | ||||
| 3.2 | insurance of railway transport | ||||
| 3.3 | insurance of air transport | ||||
| 3.4 | insurance of water transport | ||||
| 3.5 | insurance of space objects | ||||
| 3.6 | cargo insurance | ||||
| 3.7 | insurance of property from damage, except for the classes indicated in lines 3.1, 3.2, 3.3, 3.4, 3.5 and 3.6 of this table | ||||
| 3.8 | insurance of civil liability of owners of road transport | ||||
| 3.9 | insurance of civil liability of owners of air transport | ||||
| 3.10 | insurance of civil liability of owners of water transport | ||||
| 3.11 | insurance of civil liability of owners of space objects | ||||
| 3.12 | professional liability insurance | ||||
| 3.13 | insurance of civil liability, except for the classes indicated in lines 3.8, 3.9, 3.10, 3.11 and 3.12 of this table | ||||
| 3.14 | insurance of loans of legal entities | ||||
| 3.15 | mortgage insurance | ||||
| 3.16 | insurance of guarantees and sureties | ||||
| 3.17 | insurance from other financial losses | ||||
| 3.18 | insurance of losses of financial organizations, except for the classes indicated in lines 3.14, 3.15, 3.16 and 3.17 of this table | ||||
| 3.19 | title insurance | ||||
| 3.20 | insurance of court costs | ||||
| 3.21 | other types (classes) of insurance | ||||
| 4 | Total |
Name ________________________________________________
Address________________________________________________________
Phone ______________________________________________________
Email address _______________________________________
Executor____________________________ ____________________
surname, first name and patronymic (if any) signature, phone
Head or person entrusted with the function of signing the report
_____________________________________ ____________________
surname, first name and patronymic (if any) signature
Date "____" ______________ 20__ year
Note: the form is filled out in accordance with the instructions for filling out the form designed for the collection of administrative data on a gratuitous basis, "Report on insurance premiums and insurance claims accepted and made under insurance contracts by regions of the Republic of Kazakhstan".
Appendix
to the form designed for the collection of administrative data on a gratuitous basis, "Report on insurance premiums and insurance claims accepted and made under insurance contracts by regions of the Republic of Kazakhstan"
Instructions for filling out the form designed for the collection of administrative data on a gratuitous basis
"Report on insurance premiums and insurance claims accepted and made under insurance contracts by regions of the Republic of Kazakhstan"
(index – 39-PVR-SO, frequency – annual)
Chapter 1. General Provisions
These instructions define the uniform requirements for filling out the form designed for the collection of administrative data on a gratuitous basis, "Report on insurance premiums and insurance claims accepted and made under insurance contracts by regions of the Republic of Kazakhstan" (hereinafter – Form).
The Form is compiled annually by insurance (reinsurance) organizations, Islamic insurance (reinsurance) organizations, branches of insurance (reinsurance) organizations-non-residents of the Republic of Kazakhstan, and branches of Islamic insurance (reinsurance) organizations-non-residents of the Republic of Kazakhstan as of the end of the reporting period. Data in the Form is filled in thousands of tenge. An amount less than 500 (five hundred) tenge is rounded to 0 (zero), and an amount equal to 500 (five hundred) tenge and above is rounded to 1000 (one thousand) tenge.
The Form is signed by the head or person entrusted with the function of signing the report, and the executor.
Chapter 2. Instructions for filling out the Form
The Form indicates the amount of insurance premiums accepted under insurance contracts, minus expenses related to the termination of insurance contracts, as well as the amount of insurance claims minus insurance claims made under contracts accepted for reinsurance, broken down by each region of the Republic of Kazakhstan.
In columns 3 and 4, the capital, region, city of republican significance is indicated in accordance with the national classifier of the Republic of Kazakhstan RK 11 "Classifier of administrative and territorial objects".
In columns 5 and 6, the total amounts of insurance premiums accepted under insurance contracts and expenses for making insurance claims under insurance contracts, respectively, for all regions of the Republic of Kazakhstan are indicated.
The total amount of insurance premiums in column 5 corresponds to the sum of insurance premiums accepted under insurance contracts, indicated in column 4 of the Table Insurance premiums and state premium of Appendix 7 of this Resolution, minus expenses related to the termination of insurance contracts, indicated in column 20 of the Table Insurance premiums and state premium of Appendix 7 of this Resolution.
Classification of insurance premiums and claims by territorial criterion in the Form is carried out according to the location of the insured object (risk). The insured object is understood as property or a person who is directly related to the insured event indicated in the insurance contract. Also, the presence or absence of registration documents for the insured object is taken into account.
For territorial classification of insurance premiums and claims, the following is taken into account:
in terms of insurance premiums - place of permanent residence (registration), legal address of the policyholder;
in terms of insurance claims - place of permanent residence (registration), legal address of the insured;
for property types of insurance - place of registration of property or place of registration of the policyholder;
for classes of insurance of civil liability - place of registration of property or place of registration of the policyholder;
for the territorial classification of insurance premiums and claims under professional liability insurance, types of insurance related to the insurance of civil liability of a person, in connection with causing harm to other persons in the process or as a result of activities carried out by them on the basis of a special permit and requiring special knowledge, experience and qualifications, including, if any, and by employees of this person.
In the case of insuring property that is not subject to registration, the insurance premium and claim are indicated according to the place of registration of the policyholder.
In the case of insuring property located in different regions of the Republic of Kazakhstan, insurance premiums in the Form are indicated according to the place of registration of the property (in case if the property is subject to registration) or the policyholder (in case if the property is not subject to registration).
In the event that vehicles are registered in other states and temporarily imported into the territory of the Republic of Kazakhstan, the amount of premiums and (or) claims is indicated according to the place of temporary registration of the vehicle in the Republic of Kazakhstan.
Appendix 40
to the Rules for the submission of reporting by insurance (reinsurance) organizations, Islamic insurance (reinsurance) organizations, insurance brokers, branches of insurance (reinsurance) organizations-non-residents of the Republic of Kazakhstan, branches of Islamic insurance (reinsurance) organizations-non-residents of the Republic of Kazakhstan, and branches of insurance brokers-non-residents of the Republic of Kazakhstan
Form,
designed for the collection of administrative data
Submitted to: The National Bank of the Republic of Kazakhstan
Form, designed for the collection of administrative data on a gratuitous basis, is posted on the Internet resource: www.nationalbank.kz
Name of the administrative form: report on loans provided to policyholders
Index of the form designed for the collection of administrative data on a gratuitous basis: 40-ZPS-SO
Frequency: annually
Reporting period: as of "___" ______20 year
Circle of persons submitting the form designed for the collection of administrative data on a gratuitous basis: insurance (reinsurance) organization, Islamic insurance (reinsurance) organization, branches of insurance (reinsurance) organizations-non-residents of the Republic of Kazakhstan, branches of Islamic insurance (reinsurance) organizations-non-residents of the Republic of Kazakhstan, carrying out activities in the industry "life insurance"
Deadline for submitting the form designed for the collection of administrative data on a gratuitous basis: annually, no later than the 6th (sixth) working day of the month following the reporting year
BIN: _______________________
Collection method: in electronic form
| No. | Surname, first name, patronymic (if any) of the policyholder | Insurance contract number | Date of conclusion of the insurance contract | Date of expiration of the insurance contract | Date of loan provision | Loan term | Insurance amount |
| 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 |
| 1 | |||||||
| 2 | |||||||
| … | |||||||
| Total |
continuation of the table:
| Redemption amount | Amount of loan issued | Interest rate (in percent) | Amount of debt | ||||
| total | including | ||||||
| principal amount | interest amount | impairment reserves | overdue debt | ||||
| 9 | 10 | 11 | 12 | 13 | 14 | 15 | 16 |
| … |
Name ________________________________________________
Address________________________________________________________
Phone ______________________________________________________
Email address _______________________________________
Executor____________________________ ____________________
surname, first name and patronymic (if any) signature, phone
Head or person entrusted with the function of signing the report
_____________________________________ ____________________
surname, first name and patronymic (if any) signature
Date "____" ______________ 20__ year
Note: the form is filled out in accordance with the instructions for filling out the form designed for the collection of administrative data on a gratuitous basis, "Report on loans provided to policyholders".
Appendix
to the form designed for the collection of administrative data on a gratuitous basis, "Report on loans provided to policyholders"
Instructions for filling out the form designed for the collection of administrative data on a gratuitous basis
"Report on loans provided to policyholders"
(index – 40-ZPS-SO, frequency – annual)
Chapter 1. General Provisions
These instructions define the uniform requirements for filling out the form designed for the collection of administrative data on a gratuitous basis, "Report on loans provided to policyholders" (hereinafter – Form).
The Form is compiled annually by insurance (reinsurance) organizations, Islamic insurance (reinsurance) organizations, branches of insurance (reinsurance) organizations-non-residents of the Republic of Kazakhstan, and branches of Islamic insurance (reinsurance) organizations-non-residents of the Republic of Kazakhstan, carrying out activities in the industry "life insurance" as of the end of the reporting period. Data in the Form is filled in thousands of tenge. An amount less than 500 (five hundred) tenge is rounded to 0 (zero), and an amount equal to 500 (five hundred) tenge and above is rounded to 1000 (one thousand) tenge.
The Form is signed by the head or person entrusted with the function of signing the report, and the executor.
Chapter 2. Instructions for filling out the Form
Appendix 41
to the Rules for the submission of reporting by insurance (reinsurance) organizations, Islamic insurance (reinsurance) organizations, insurance brokers, branches of insurance (reinsurance) organizations-non-residents of the Republic of Kazakhstan, branches of Islamic insurance (reinsurance) organizations-non-residents of the Republic of Kazakhstan, and branches of insurance brokers-non-residents of the Republic of Kazakhstan
Form,
designed for the collection of administrative data
Submitted to: The National Bank of the Republic of Kazakhstan
Form, designed for the collection of administrative data on a gratuitous basis, is posted on the Internet resource: www.nationalbank.kz
Name of the administrative form: report on income paid to executive staff
Index of the form designed for the collection of administrative data on a gratuitous basis: 41-DRR-SO
Frequency: annually
Reporting period: as of "____" ____________ 20 ___ year
Circle of persons submitting the form designed for the collection of administrative data on a gratuitous basis: insurance (reinsurance) organization, Islamic insurance (reinsurance) organization, insurance broker, branches of insurance (reinsurance) organizations-non-residents of the Republic of Kazakhstan, branches of Islamic insurance (reinsurance) organizations-non-residents of the Republic of Kazakhstan, branches of insurance brokers-non-residents of the Republic of Kazakhstan
Deadline for submitting the form designed for the collection of administrative data on a gratuitous basis: annually, within 120 (one hundred twenty) calendar days after the end of the financial year
BIN: _______________________
Collection method: in electronic form
| No. | Surname, first name and patronymic (if any) | Position of the executive staff | Supervised type of activity | Ratio of variable remuneration to the sum of fixed and variable remuneration, in percent |
| 1 | 2 | 3 | 4 | 5 |
| 1 | ||||
| 2 | ||||
| ... | ||||
| Total |
continuation of the table:
| Presence of facts of non-payment of variable remuneration on the grounds provided for in subparagraph 1) of paragraph 4 of the Resolution of the Board of the Agency of the Republic of Kazakhstan for Regulation and Development of the Financial Market dated April 3, 2026 No. 43 "On Establishing Requirements for Internal Policy on Payment of Salaries, Accrual of Monetary Rewards, as well as Other Types of Material Incentives for Executive Staff of Banks, Insurance (Reinsurance) Organizations, Insurance Brokers, Branches of Banks-Non-Residents of the Republic of Kazakhstan, Branches of Insurance (Reinsurance) Organizations-Non-Residents of the Republic of Kazakhstan, Branches of Insurance Brokers-Non-Residents of the Republic of Kazakhstan" (registered in the Registry of State Registration of Normative Legal Acts under No. 38330) ("yes" or "no") | Remuneration, in thousands of tenge | ||
| fixed | variable | ||
| paid | suspended | ||
| 6 | 7 | 8 | 9 |
| … |
Name ________________________________________________
Address________________________________________________________
Phone ______________________________________________________
Email address _______________________________________
Executor____________________________ ____________________
surname, first name and patronymic (if any) signature, phone
Head or person entrusted with the function of signing the report
surname, first name and patronymic (if any) signature
Date "____" ______________ 20__ year
Note: the form is filled out in accordance with the instructions for filling out the form designed for the collection of administrative data on a gratuitous basis, "Report on income paid to executive staff".
Appendix
to the form designed for the collection of administrative data on a gratuitous basis, "Report on income paid to executive staff"
Instructions for filling out the form designed for the collection of administrative data on a gratuitous basis
"Report on income paid to executive staff"
(index – 41-DRR-SO, frequency – annual)
Chapter 1. General Provisions
These instructions define the uniform requirements for filling out the form designed for the collection of administrative data on a gratuitous basis, "Report on income paid to executive staff" (hereinafter – Form).
The Form is compiled annually by insurance (reinsurance) organizations, Islamic insurance (reinsurance) organizations, insurance brokers, branches of insurance (reinsurance) organizations-non-residents of the Republic of Kazakhstan, branches of Islamic insurance (reinsurance) organizations-non-residents of the Republic of Kazakhstan, and branches of insurance brokers-non-residents of the Republic of Kazakhstan. Data in the Form is filled in thousands of tenge. An amount less than 500 (five hundred) tenge is rounded to 0 (zero), and an amount equal to 500 (five hundred) tenge and above is rounded to 1000 (one thousand) tenge.
The Form is signed by the head or person entrusted with the function of signing the report, and the executor.
Chapter 2. Instructions for filling out the Form
In column 5, the ratio of variable remuneration to the sum of fixed and variable remuneration (in percent) is indicated.
In column 6, the presence of facts of non-payment of non-fixed remuneration on the grounds provided for in subparagraph 1) of paragraph 4 of the Resolution of the Board of the Agency for Regulation and Development of the Financial Market of the Republic of Kazakhstan dated April 3, 2026 No. 43 "On Establishing Requirements for Internal Policy on Payment of Salaries, Accrual of Monetary Remuneration, as well as Other Types of Material Incentives for Senior Management of Banks, Insurance (Reinsurance) Organizations, Insurance Brokers, Branches of Banks-Non-Residents of the Republic of Kazakhstan, Branches of Insurance (Reinsurance) Organizations-Non-Residents of the Republic of Kazakhstan, Branches of Insurance Brokers-Non-Residents of the Republic of Kazakhstan" (registered in the Registry of State Registration of Normative Legal Acts under No. 38330) is indicated.
In column 7, in the "Total" row, the total values of fixed remuneration of senior management of financial organizations are indicated.
In columns 8 and 9, in the "Total" row, the total values of paid and suspended non-fixed remuneration of senior management of financial organizations are indicated.
Appendix
to the Resolution of the Board
of the National Bank
of the Republic of Kazakhstan
dated December 2, 2025 No. __
List of Some Resolutions of the Board of the National Bank of the Republic of Kazakhstan, as well as Structural Elements of Some Resolutions of the Board of the National Bank of the Republic of Kazakhstan, That Have Lost Force
Resolution of the Board of the National Bank of the Republic of Kazakhstan dated December 31, 2019 No. 275 "On Approval of the List, Forms, Deadlines for Submission of Reporting by Insurance (Reinsurance) Organizations and Insurance Brokers, and Rules for Its Submission" (registered in the Registry of State Registration of Normative Legal Acts of the Republic of Kazakhstan under No. 19927).
Paragraph 4 of the List of Some Resolutions of the Board of the National Bank of the Republic of Kazakhstan, to Which Amendments and Additions Are Made Regarding the Conduct of Currency Operations in the Republic of Kazakhstan and Submission of Reporting by Insurance (Reinsurance) Organizations, Approved by the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated July 20, 2020 No. 93 "On Making Amendments and Additions to Some Resolutions of the Board of the National Bank of the Republic of Kazakhstan Regarding the Conduct of Currency Operations in the Republic of Kazakhstan and Submission of Reporting by Insurance (Reinsurance) Organizations" (registered in the Registry of State Registration of Normative Legal Acts of the Republic of Kazakhstan under No. 21014).
Paragraph 8 of the List of Some Resolutions of the Board of the National Bank of the Republic of Kazakhstan, to Which Amendments and Additions Are Made Regarding the Submission of Reporting, Approved by the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated February 22, 2021 No. 11 "On Making Amendments and Additions to Some Resolutions of the Board of the National Bank of the Republic of Kazakhstan Regarding the Submission of Reporting and Suspension of the Effect of Certain Norms of Some Resolutions of the Board of the National Bank of the Republic of Kazakhstan" (registered in the Registry of State Registration of Normative Legal Acts of the Republic of Kazakhstan under No. 22309).
Resolution of the Board of the National Bank of the Republic of Kazakhstan dated March 2, 2021 No. 24 "On Approval of the List, Forms, Deadlines for Submission of Reporting by Branches of Insurance (Reinsurance) Organizations-Non-Residents of the Republic of Kazakhstan and Branches of Insurance Brokers-Non-Residents of the Republic of Kazakhstan, and Rules for Its Submission" (registered in the Registry of State Registration of Normative Legal Acts of the Republic of Kazakhstan under No. 22322).
Paragraph 5 of the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated April 19, 2021 No. 37 "On Making Amendments and Additions to Some Resolutions of the Board of the National Bank of the Republic of Kazakhstan Regarding the Collection of Administrative Data and Submission of Reporting" (registered in the Registry of State Registration of Normative Legal Acts under No. 22596).
Paragraph 3 of the List of Some Resolutions of the Board of the National Bank of the Republic of Kazakhstan, to Which Amendments and Additions Are Made Regarding the Submission of Reporting by Participants of the Insurance Market and Securities Market, Approved by the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated February 28, 2022 No. 15 "On Making Amendments and Additions to Some Resolutions of the Board of the National Bank of the Republic of Kazakhstan Regarding the Submission of Reporting by Participants of the Insurance Market and Securities Market" (registered in the Registry of State Registration of Normative Legal Acts of the Republic of Kazakhstan under No. 27129).
Paragraph 2 of the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated January 23, 2023 No. 3 "On Making Amendments to Some Resolutions of the Board of the National Bank of the Republic of Kazakhstan Regarding the Submission of Reporting by Participants of the Insurance Market" (registered in the Registry of State Registration of Normative Legal Acts of the Republic of Kazakhstan under No. 31798).
Paragraph 1 of the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated December 25, 2023 No. 99 "On Making Amendments to Some Resolutions of the Board of the National Bank of the Republic of Kazakhstan Regarding the Submission of Reporting by Participants of the Insurance Market" (registered in the Registry of State Registration of Normative Legal Acts of the Republic of Kazakhstan under No. 33849).
Paragraph 2 of the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated December 24, 2024 No. 81 "On Making Amendments and Additions to Some Resolutions of the Board of the National Bank of the Republic of Kazakhstan Regarding the Submission of Reporting by Participants of the Insurance Market" (registered in the Registry of State Registration of Normative Legal Acts under No. 35561).
On Approval of the Rules for Submission of Reporting by Insurance (Reinsurance) Organizations, Islamic Insurance (Reinsurance) Organizations, Insurance Brokers, Branches of Insurance (Reinsurance) Organizations-Non-Residents of the Republic of Kazakhstan, Branches of Islamic Insurance (Reinsurance) Organizations-Non-Residents of the Republic of Kazakhstan, and Branches of Insurance Brokers-Non-Residents of the Republic of Kazakhstan ↑
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Source: National Bank of Kazakhstan — original document · Summary generated with machine assistance and reviewed before publication; the authoritative text is the regulator's original document. How RegAlert works
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