Regulatory Alerts2015-04-15
COSOB Regulation No. 15-01 of April 15, 2015 on the Approval Conditions, Obligations, and Supervision of Stock Exchange Intermediaries
The Commission des Opérations de Bourse (COSOB) issued Regulation No. 15-01 on April 15, 2015, to establish the regulatory framework for Stock Exchange Intermediaries. The regulation defines the specific conditions required for the approval of these intermediaries and outlines their ongoing operational obligations. It further details the supervisory mechanisms and controls that COSOB employs to ensure compliance within the stock exchange sector.
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