Regulatory Alerts2025-11-25
Securities and Exchange Board of India (Research Analysts) Regulations, 2014
The Securities and Exchange Board of India issued these regulations to establish a comprehensive framework for the registration and regulation of research analysts and research entities. The rules mandate that no person may act as a research analyst without obtaining a certificate of registration, subject to specific eligibility criteria regarding qualifications, capital adequacy, and fit and proper status. Additionally, the regulations define key terms, outline application procedures, and specify compliance requirements for entities issuing research reports or providing research services in India.
Share