Regulatory Alerts2018-12-26
Circular 12-2018: Anti-Money Laundering, Counter-Terrorism Financing, and Counter-Proliferation Financing Self-Assessment Questionnaire
The Superintendence of the Securities Market of Panama issued Circular 12-2018 requiring designated obligated entities to complete and submit a self-assessment questionnaire regarding their anti-money laundering, counter-terrorism financing, and counter-proliferation financing frameworks. The document mandates that regulated firms, including securities houses and investment advisors, provide data covering the period from January 1 to September 30, 2018, with a strict submission deadline of January 31, 2019. Access to the required Excel-based forms and the secure Dropbox upload link will be distributed via email in late December 2018 and early January 2019, respectively.
Share