Regulatory Alerts2021-11-11
GEN.S.10.12 Content of Investment Mandate
The regulator issued GEN.S.10.12 to define the mandatory content and structural standards for investment mandates. Firms must structure their mandate documentation according to these specifications to ensure regulatory compliance and clear risk allocation. This current iteration, designated Version 29 and last updated in October 2024, replaces previous guidelines to align with evolving market practices.
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