Regulatory Alerts2021-10-08
Handbook for ASEAN CIS and Their Operators
The ASEAN Capital Markets Forum issued this handbook to guide Collective Investment Scheme operators on cross-border offerings under the ASEAN CIS Framework. It details the streamlined procedural requirements for obtaining Home and Host Regulator approvals, including necessary documentation, translation standards, and local representative appointments. The document further outlines ongoing notification and disclosure obligations to ensure compliance with national regulations in participating jurisdictions.
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