Regulatory Alerts2026-01-20 | RG-181RG 181 AFS licensing: Managing conflicts of interest
The Australian Securities and Investments Commission issued this guide for Australian financial services licensees, their representatives, and applicants to explain legal obligations under the Corporations Act. It requires entities to maintain adequate arrangements to manage conflicts of interest, including specific guidance on identifying such conflicts and implementing effective management tools. The document details what constitutes adequate arrangements and outlines the necessary steps for ongoing conflicts management.
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