Regulatory Alerts2021-11-10
CIS.S.4.14 – Application for Registration as Manager of a CIS
The regulator issues this guideline to establish the procedural and substantive requirements for applying for registration as a manager of a collective investment scheme. Applicants must submit the prescribed application form alongside supporting documentation demonstrating compliance with capital, governance, and operational standards. Upon approval, registered managers must adhere to ongoing reporting obligations and regulatory oversight to maintain their authorization status.
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