Regulatory Alerts2025-05-19
Added · Updated
Securities (Collective Investment Schemes Authorisation) Regulations, 2020
These Regulations establish the authorization framework for collective investment schemes, managers, trustees, and custodians in Zambia, requiring applications via specific forms and supporting documents. The Commission must consider applications within ninety days, assessing public interest criteria, fit-and-proper status, and compliance with constitutive documents. The rules define procedures for granting, varying, suspending, or revoking authorizations, including grounds for refusal and rights of appeal to the Tribunal.
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