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The French Autorité des Marchés Financiers (AMF) declared its compliance with the Joint EBA and ESMA Guidelines on the assessment of the suitability of members of the management body and key function holders (EBA/GL/2017/12) on May 29, 2018. This compliance declaration, updated on March 10, 2022, applies to the guidelines except for specific paragraphs 162, 171, 172, and 176. The document serves as the official doctrinal reference for the AMF regarding the regulatory framework established by these European guidelines.
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III - Service Providers
III. 1 - Investment Service Providers
III. 1.1. Authorization / Activity Program / Passport
Doctrine
Governance
Joint EBA and ESMA Guidelines on the assessment of the suitability of members of the management body and key function holders
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Applicable from March 10, 2022
Position DOC-2018-08
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Summary
On March 10, 2022, the AMF declared that it complies with the Joint Guidelines of the European Banking Authority ("EBA") and the European Securities and Markets Authority ("ESMA") on the assessment of the suitability of members of the management body and key function holders.
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The AMF declared to ESMA on May 29, 2018, compliance with the joint guidelines of the EBA and ESMA on the assessment of the suitability of members of the management body and key function holders (EBA/GL/2017/12), with the exception of paragraphs 162, 171, 172, and 176 of these guidelines.
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Reference texts
Monetary and Financial Code
EBA/GL/2017/12 Orientation
EBA/GL/2017/12 Guidelines
Keywords
Europe & international
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Publisher: The Director of the AMF Communication Department. Contact: Communication Department, Autorité des marchés financiers - 17, place de la Bourse - 75082 Paris Cedex 02
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Source: Autorite des Marches Financiers — original document · Summary generated with machine assistance and reviewed before publication; the authoritative text is the regulator's original document. How RegAlert works
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