Regulatory Alerts2025-01-01
Regulation on Organizational Requirements for UCITS Fund Management Companies – Unofficial Consolidated Text (Official Gazette, Nos. 41/17, 87/22 and 155/25)
The Croatian Financial Services Agency issued this Regulation to establish detailed organizational, administrative, and accounting requirements for UCITS fund management companies. It mandates the establishment of front, middle, and back office structures, independent compliance and risk management functions, robust internal controls, and strict data retention and IT security standards. Furthermore, it requires transparent fee policies, sustainability risk integration, continuous business continuity planning, and precise transaction recording to ensure investor protection and regulatory compliance.
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