Regulatory Alerts2020-03-26
SEC Notice on Submission of 2019 Audited Annual Financial Statements
The Securities and Exchange Commission issued this notice to grant a dispensation on the deadline for submitting audited annual financial statements due to the COVID-19 pandemic. Issuers and Market Operators are required to submit their 2019 audited statements within three months of their financial year-end, while Collective Investment Schemes have four months. Entities unable to meet these deadlines may apply for an extension by submitting requests electronically to specified Commission email addresses.
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