Regulatory Alerts2019-02-08
Regulations amending Finansinspektionen’s regulations governing operations on trading venues
Finansinspektionen amended its regulations on trading venues by repealing Chapter 5, sections 3 and 12–19 and removing specific headings. The authority established new provisions for stock exchanges to maintain effective market monitoring regarding trading trends, participant requirements, admitted financial instruments, and issuer information obligations. These amendments require exchanges to possess the necessary expertise and capacity to obtain information from issuers and other exchanges to explain relevant market cases.
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