Regulatory Alerts2023-03-15
Added · Updated
Agreement No. 3-2023 of March 15, 2023 Modifying Agreements No. 7-2003, No. 11-2013, and No. 13-2022
The Board of Directors of the Panama Securities Market Superintendence issued Agreement No. 3-2023 to amend reporting obligations for Self-Regulatory Organizations and Securities Clearing Houses. The agreement eliminates the Monthly Global Transaction Summary and the Annual Report of Custodied Securities (Form RVC-A) while updating the delivery method for the Quarterly Report of Custodied Securities (Form RVC-T) to the Electronic Information Submission System (SERI). It also updates the official list of mandatory forms and reports, specifying their applicable regulatory regimes, submission frequencies, and transmission channels.
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