RegAlert2019-06-26
Added
Amendment to Directive No. SEC/CMRRCD/2002-90/34 on Reporting of Stock Brokers' Branch Transactions
The Bangladesh Securities and Exchange Commission replaces sub-clause (2) of clause 5 of Directive No. SEC/CMRRCD/2002-90/34. This amendment requires stock exchanges to collect quarterly reports on stock brokers' branch transactions and activities within the first week of the following month. Stock exchanges must then furnish a summary report to the Commission within seven days after collecting the quarterly data.
Get BSEC alerts — same-day email on every new publication.
Bangladesh Securities and Exchange Commission
Securities Commission Bhaban
E-6/C Agargaon
Sher-e-Bangla Nagar Administrative Area
Dhaka-1207, Bangladesh.
DIRECTIVE
26 June 2019
No. BSEC/CMRRCD/2002-90/227.- In exercise of the power conferred by section 20A of the Securities and Exchange Ordinance, 1969 (Ordinance No. XVII of 1969), the Bangladesh Securities and Exchange Commission makes, the following amendment to the Directive No. SEC/CMRRCD/2002-90/34 dated July 29, 2008, namely:-
The sub-clause (2) of clause 5 shall be replaced by the following new sub-clause (2), namely:
"(2) Stock exchange shall collect quarterly report within first week of the next month of each quarter on its stock brokers' branch transactions and activities, and shall furnish a summary report thereon to the Commission within seven days thereafter.".
By order of the Bangladesh Securities and Exchange Commission
Dr. M. Khairul Hossain
Chairman.
Note from RegAlert. AI assistants can read this document in full, and search 70,000+ more, through the RegAlert MCP connector (https://mcp.regalert.today/mcp). Free with an account. How to connect ChatGPT, Claude or Cursor.
Lineage: In force
Timeline
This document amends: Directive related to opening of branch for stock brokers
Source: Bangladesh Securities and Exchange Commission — original document · Summary generated with machine assistance and reviewed before publication; the authoritative text is the regulator's original document. How RegAlert works
More like this from BSEC
We email you every new BSEC publication the day it's published.