Rule · AMF · 24 Nov 2022
Canadian securities regulators amended Policy Statement 11-204 by deleting the second paragraph of subsection 5.3 to streamline multi-jurisdictional registration procedures. This targeted revision removes redundant filing requirements and harmonizes licensing standards across participating jurisdictions. The change directly supports Québec mutual fund dealers during their transition to a new self-regulatory organization.
AMENDMENT TO POLICY STATEMENT 11-204 RESPECTING PROCESS FOR REGISTRATION IN MULTIPLE JURISDICTIONS
Note from RegAlert. AI assistants can read this document in full, and search 70,000+ more, through the RegAlert MCP connector (https://mcp.regalert.today/mcp). Free with an account. How to connect ChatGPT, Claude or Cursor.
More like this from AMF
AMF published 16 documents in the last 30 days. We email you each new one the day it's published.
Source: Autorite des marches financiers Quebec — original document · Summary generated with machine assistance and reviewed before publication; the authoritative text is the regulator's original document. How RegAlert works
In RegAlert: added · updated