2022-01-27

Added · Updated

Amendments to Policy Statement to Regulation 41-101 respecting General Prospectus Requirements

The Canadian securities regulators amended Policy Statement to Regulation 41-101 to establish specific filing categories for Exchange Traded Fund facts documents submitted without a prospectus. The update requires that ETF facts documents containing only routine updates be filed under the "Year 2 ETF Facts – Auto Public" category, while those involving material changes must be filed under "Year 2 ETF Facts – Private" alongside additional disclosure documents. This change clarifies the reporting obligations for ETF managers regarding continuous disclosure requirements under Regulation 81-106.

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Regulation 81-106 respecting In…2022Regulation 81-106 respecting Investment Fund Continuous Disclosure (2022-01-06)Amendments to Policy Statementto Regulation 41-101 respecti…2022-01-27 · this documentAmendments to Policy Statement to Regulation 41-101 respecting General Prospectus Requirements (2022-01-27)
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Source: Autorite des marches financiers Quebec — original document · Summary generated with machine assistance and reviewed before publication; the authoritative text is the regulator's original document. How RegAlert works

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