Regulatory Alerts2016-04-13
Added · Updated
Application for Registration as a Recognized Market Operator
The Securities Commission Malaysia requires applicants to submit a comprehensive registration application to operate as a Recognized Market Operator. The process mandates detailed disclosures regarding the applicant's corporate structure, key personnel, and specific operational frameworks for general markets, equity crowdfunding platforms, or peer-to-peer financing platforms. Submissions must include supporting documentation, a RM5000 fee, and signatures from directors, with approval contingent upon meeting all regulatory standards rather than mere application completeness.
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