Application for Transfer of Securities Outside the Trading System

The Securities and Exchange Commission of Sri Lanka requires approval for off-the-floor transfers of listed securities when no express trading procedure exists. Applicants must submit a completed form with certified documentary evidence, such as proof of relationship for gifts or corporate seals for entities, through a licensed stock broker. The Commission mandates specific signature verifications by Commissioners for Oaths and reserves the right to request additional information or impose administrative charges.

Sri Lanka

Securities and Exchange Commission of Sri Lanka