Regulatory Alerts2022-06-29
Added · Updated
Appointment by Issuers of Registrars for IPOs and Public Offers
The Securities and Exchange Commission requires issuers conducting initial public offerings or other public invitations to appoint an independent registrar. This directive mandates that the appointed entity remain unaffiliated and not a subsidiary of the issuer, ensuring operational independence throughout the listing period. The obligation applies to all subsequent additional listings and remains binding as long as the issuer maintains its stock exchange status.
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