Regulatory Alerts2021-08-13
Update on Renewal of Registration by Capital Market Operators
The Securities and Exchange Commission has re-opened its online portal to enable Capital Market Operators to complete their 2021 registration renewals. The renewal window runs from August 12 to August 31, 2021, with late fees accruing from May 1, 2021. Non-compliant operators will incur monetary penalties, face market suspension, and remain subject to further regulatory sanctions.
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