Regulatory Alerts2022-11-25
Added · Updated
Breakdown of Industry Comments on Chapter 3 Financial Markets
NAMFISA incorporated industry feedback to amend Financial Markets Standards 3.1 through 3.4, clarifying beneficial ownership reporting obligations and adjusting submission deadlines for self-regulatory organizations and exchanges. The revised framework corrects statutory references, resolves numbering duplications, and explicitly defines accountable institutions responsible for disclosing off-market transactions. These amendments ensure that regulated persons, investment managers, and issuers maintain accurate registers while streamlining compliance with the Financial Institutions and Markets Act.
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