Regulatory Alerts2011-10-14
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Bulletin 2486 - Oct. 14, 2011
The Connecticut Department of Banking published applications for branch activity by Evolve Bank & Trust and Liberty Bank, requiring public comment within ten days. The Commissioner issued enforcement actions against All American Home Mortgage Corp. for failing to maintain a required surety bond, resulting in a temporary cease and desist order and intent to revoke its license. Additionally, consent orders were entered against EKN Financial Services, Inc. for undisclosed handling fees, requiring a $3,000 fine and customer reimbursements, and against Alexander Hamilton Britnell for unregistered securities activities, resulting in a seven-year bar from transacting business in Connecticut.
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