Regulatory Alerts2014-02-14
Added · Updated
Bulletin 2608 - February 14, 2014
The Connecticut Department of Banking issued an Amended and Restated Order to Cease and Desist and Notice of Intent to Fine against Euro Group of Companies, Inc. and its Chairman Vasilios Koutsobinas for offering unregistered securities, employing an unregistered agent, and violating antifraud provisions. Additionally, the Department issued an Order to Cease and Desist and Notice of Intent to Revoke registrations and impose fines against Meyers Associates, L.P. and CEO Bruce Meyers for failing supervisory duties, offering unregistered securities, and withholding required books and records. Respondents in both matters were afforded an opportunity to request a hearing within ten days of the bulletin's publication.
Topics
Share