Regulatory Alerts2015-10-23
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Bulletin 2696 - October 23, 2015
The Connecticut Department of Banking solicits public comments on Darien Rowayton Bank's application to open a full-service branch in Cos Cob and The First Bank of Greenwich's plan to open a loan production office in Stamford. The Department also announced a cease and desist notice against United Obligations Limited Liability Company for operating as an unlicensed consumer collection agency. Additionally, a consent order was entered against Acerbus, LLC, Red Advisors LLC, Domum Equity 1, Ltd, Domum Equity 2, Ltd, and Andres Dario Rojo for unregistered investment adviser activities and securities violations, requiring $5,950 in fines and fee reimbursements.
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