Regulatory Alerts2016-02-19
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Bulletin 2713 - February 19, 2016
The Connecticut Department of Banking solicits public comments on First County Bank's application to relocate its full-service branch in Westport. The Commissioner entered into Consent Orders with Renew Financial Corp. II and Stonegate Mortgage Associates, Inc., each requiring a $500 civil penalty for failing to timely update NMLS filings and surety bond documentation. Additionally, the Commissioner issued a Notice of Intent to revoke the broker-dealer registration of Halcyon Cabot Partners, Ltd., and revoked the registration of Martinez-Ayme Financial Group Incorporated effective February 19, 2016, due to FINRA sanctions and failure to request a hearing.
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