Regulatory Alerts2016-10-07
Added · Updated
Bulletin 2746 - October 7, 2016
The Connecticut Department of Banking issued notices of intent to impose civil penalties and cease and desist orders against Landmark Financial Services, LLC for failing to timely file quarterly information on the Nationwide Multistate Licensing System and Registry. Additionally, the Department issued a notice of intent not to renew the mortgage broker license of Patriot Financial, Inc, along with cease and desist orders and civil penalties, due to the entity's failure to cooperate with the Commissioner and provide required information. Both respondents were afforded an opportunity to request a hearing on these allegations within ten days of the bulletin's date.
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