Regulatory Alerts2017-05-26
Added · Updated
Bulletin 2779 - May 26, 2017
The Connecticut Department of Banking solicits public comments on branch applications by The Milford Bank and Nutmeg State Financial Credit Union, as well as a hearing regarding the organization of TNB as an uninsured bank. Additionally, the Banking Commissioner entered a Consent Order with Windsor Street Capital, LP, fining the firm $25,000 for securities violations and making its broker-dealer registration withdrawal effective May 15, 2017.
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