Regulatory Alerts2017-09-01
Added · Updated
Bulletin 2793 - September 1, 2017
The Connecticut Department of Banking approves a full-service branch for Savings Bank of Danbury in Waterbury and accepts filings for two loan production offices in Cos Cob and Stamford. The Department enters a consent order with Residential Mortgage Services Inc., requiring compliance with record-keeping statutes and imposing a $25,000 civil penalty. Additionally, Cantone Research Inc. and Executive Vice President Victor Polakoff are fined $20,000 jointly and severally, required to pay restitution, and subject to an 18-month restriction on Connecticut securities business activities.
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