Regulatory Alerts2018-04-20
Added · Updated
Bulletin 2826 - April 20, 2018
The Connecticut Department of Banking solicits public comments on branch applications filed by The First Bank of Greenwich, United Bank, Savings Institute Bank & Trust, and Mutual Security Credit Union, with a ten-day deadline for written submissions. The Banking Commissioner entered a Consent Order fining Empire Wine & Liquor Superstore entities and associated individuals $5,000 jointly and severally for violating the Connecticut Business Opportunity Investment Act. Additionally, R & R Wealth Strategies, LLC executed a Stipulation and Agreement to pay $2,900, comprising a $2,500 fine and $400 in registration fees, for employing an unregistered investment adviser agent.
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