2026-02-27

Added · Updated

Bulletin 3236 - February 27, 2026

The Connecticut Department of Banking imposed a $10,000 civil penalty and required CapexMD, LLC to pay $800 in back licensing fees and reimburse borrowers who paid interest exceeding 12% annually while unlicensed. The Commissioner also fined registered broker-dealer agent Jason A. Goodhue $15,000 and ordered him to cease and desist for fraudulent electronic communications and unauthorized discretionary trading that resulted in $73,000 in missing client funds.

Connecticut Department of Banking logo

Connecticut

Connecticut Department of Banking

Scan of the document's first page
Share

CTDOB published 3 documents in the last 30 days — get each new one by email the day it lands.

Read the rest free, and get an email when CTDOB publishes again

Source: Connecticut Department of Banking — original document · Summary generated with machine assistance and reviewed before publication; the authoritative text is the regulator's original document. How RegAlert works

More like this from CTDOB

CTDOB published 3 documents in the last 30 days. We email you each new one the day it's published.