2026-02-27
Added · Updated
The Connecticut Department of Banking imposed a $10,000 civil penalty and required CapexMD, LLC to pay $800 in back licensing fees and reimburse borrowers who paid interest exceeding 12% annually while unlicensed. The Commissioner also fined registered broker-dealer agent Jason A. Goodhue $15,000 and ordered him to cease and desist for fraudulent electronic communications and unauthorized discretionary trading that resulted in $73,000 in missing client funds.
CTDOB published 3 documents in the last 30 days — get each new one by email the day it lands.
State of Connecticut
Department of Banking
The Department of Banking News Bulletin
Bulletin # 3236 - Week Ending February 27, 2026
This Bulletin constitutes the only official notification you will receive from this office concerning any of the following applications. Any observations you may have are solicited. Any comments should be directed to Jorge L. Perez, Banking Commissioner. Written comments will be considered only if they are received within ten business days from the date of this bulletin.
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Source: Connecticut Department of Banking — original document · Summary generated with machine assistance and reviewed before publication; the authoritative text is the regulator's original document. How RegAlert works