Regulatory Alerts2021-10-07
Amendments to Policy Statement to Regulation 41-101 respecting General Prospectus Requirements
The securities regulators amended the Policy Statement to Regulation 41-101 to establish Part 5B, which provides exemptive relief for filing prospectuses. This amendment allows mutual funds with previous exemptions to comply by filing a simplified prospectus in accordance with Form 81-101F1. The new compliance option becomes effective for filings made after January 5, 2022.
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