Regulatory AlertsCP20/4: Quarterly Consultation Paper No 27
The Financial Conduct Authority proposes miscellaneous amendments to its Handbook, including updates to implement the Money Laundering and Terrorist Financing (Amendment) Regulations 2019 and the OPBAS Regulations. The consultation also seeks feedback on adding the Institute of Financial Accountants to the high net worth list, clarifying notification procedures, and adjusting MiFID II tick size regime rules. Although an administrative error initially extended the closing date, the Authority accepted responses until 2 July 2020, excluding those related to Chapter 6 which had already been finalized.
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