Regulatory Alerts2024-02-28
Guidance on Preparing a Prospectus
The Financial Services Regulatory Authority (FSRA) issues this guidance to assist issuers and advisors in complying with the Financial Services and Markets Regulations 2015 regarding the preparation and approval of prospectuses. The document details the specific disclosure requirements for summaries, registration statements, and securities notes, while outlining the application process and exemptions from publishing an approved prospectus. It further establishes liability standards for misleading statements and defines the regulatory obligations for entities offering securities or seeking admission to trading in the Abu Dhabi Global Market.
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