RegAlert2015-01-01
Added · Updated
Capital Markets (Derivatives Markets) Regulations, 2015
These regulations mandate that any entity operating a derivatives exchange or acting as a derivatives broker must be licensed by the Capital Markets Authority. The document establishes strict governance, financial, and operational standards, including net worth requirements, the segregation of client funds, and the implementation of a derivatives clearing house. Additionally, it defines market offences and provides robust enforcement mechanisms, such as inspections and license revocation, to ensure fair, efficient, and transparent derivatives trading.
Get CMA alerts — same-day email on every new publication.
Capital Markets (Derivatives Markets) Regulations, 2015
[Full text omitted for length; document outlines licensing, operational, and governance requirements for derivatives exchanges and brokers in Kenya, including net-worth thresholds, investor protection fund mandates, and conduct standards.]
Note from RegAlert. AI assistants can read this document in full, and search 70,000+ more, through the RegAlert MCP connector (https://mcp.regalert.today/mcp). Free with an account. How to connect ChatGPT, Claude or Cursor.
Similar documents from other regulators
CNBVRules Governing Participants in the Derivatives Contracts MarketMexico · 1996-12-31
SECDerivatives Act B.E. 2546 (2003) as amendedThailand · 2003-01-01
SARBFinancial Markets Act, 2012 - RegulationsSouth Africa · 2018-03-26
BSECGuidelines for the Issue and Operations of Financial DerivativesBangladesh · 2016-06-20
Source: Capital Markets Authority Kenya — original document · Summary generated with machine assistance and reviewed before publication; the authoritative text is the regulator's original document. How RegAlert works
More like this from CMA
We email you every new CMA publication the day it's published.