Regulatory Alerts2025-05-19
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Capital Markets Tribunal – Ruling – PANEX Vs SEC
The Capital Markets Tribunal delivered a ruling on an application by the Securities and Exchange Commission to expunge specific paragraphs from the Affidavit in Reply filed by PANEX Commodity Exchange Zambia Limited. The Tribunal determined that the application was heard on 20th September 2021 and that the ruling was delivered out of the ninety-day timeframe prescribed by the High Court Rules, invoking Order 36 rule 2 (3) of the High Court Act to validate its jurisdiction. The document records the procedural history, the legal arguments regarding conflict of interest and admissibility of evidence, and the basis for the delayed delivery of the decision.
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