Regulatory Alerts2024-01-15
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Circular 01-2024 Self-Assessment Form
The Superintendencia del Mercado de Valores (SMV) of Panama has issued Circular SMV-01-2024 requiring licensed securities companies, investment managers, and pension and severance funds managers to complete the SMV Comprehensive Risk Management Self-Assessment Form V.1 online. The form, which will be distributed via email link on January 15, 2024, must be submitted by February 9, 2024, with all data reflecting a December 31, 2023 cutoff date. Responses will be analyzed to enhance the regulator's risk-based supervision, and supporting documentation may be requested if deemed necessary.
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