Regulatory Alerts2019-06-03
Added · Updated
Circular 03-2019 Operational Information Questionnaire and Self-Assessment Questionnaire for AML, CFT, and Proliferation Financing Prevention
The Superintendence of the Securities Market (SMV) of Panama mandates that regulated entities replace the previous F1 and F2 compliance forms with the new Operational Information and Self-Assessment Questionnaires for AML, CFT, and Proliferation Financing. These questionnaires must be submitted semi-annually, covering January to June by July 31 and July to December by January 31, via the SMV website using specific file naming conventions. This directive implements the Risk-Based Supervision system under Article 20 of Law 23 of 2015, requiring all obligated subjects to adhere to the new reporting procedures effective immediately.
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