Regulatory Alerts2020-12-31 | 117/2020/TT-BTCAdded · Updated
Circular 117/2020/TT-BTC on Methods for Calculating Illegal Revenues and Unjustified Gains in Securities and Stock Market Violations
The Ministry of Finance issued Circular 117/2020/TT-BTC to establish specific methods for calculating illegal revenues and unjustified gains arising from violations of securities and stock market laws. This regulation, effective from February 15, 2021, supersedes Circular 217/2013/TT-BTC and its amendment Circular 36/2017/TT-BTC regarding administrative penalty procedures. The document provides the legal framework for the State Securities Commission to quantify financial liabilities resulting from securities market infractions.
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Topics
securities
market-abuse
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