RegAlert

Rule · SSC · 31 Dec 2020 · 117/2020/TT-BTC

Circular 117/2020/TT-BTC on Methods for Calculating Illegal Revenues and Unjustified Gains in Securities and Stock Market Violations

securities
market-abuse

The Ministry of Finance issued Circular 117/2020/TT-BTC to establish specific methods for calculating illegal revenues and unjustified gains arising from violations of securities and stock market laws. This regulation, effective from February 15, 2021, supersedes Circular 217/2013/TT-BTC and its amendment Circular 36/2017/TT-BTC regarding administrative penalty procedures. The document provides the legal framework for the State Securities Commission to quantify financial liabilities resulting from securities market infractions.

VietnamState Securities Commission

On December 31, 2020, the Ministry of Finance issued Circular No. 117/2020/TT-BTC stipulating the methods for calculating illegal revenues and unjustified gains obtained through acts violating laws on securities and the stock market.

Circular No. 117/2020/TT-BTC takes effect from February 15, 2021. This Circular replaces Circular No. 217/2013/TT-BTC dated December 31, 2013, of the Minister of the Ministry of Finance guiding the implementation of administrative penalties in the field of securities and the stock market, and Circular No. 36/2017/TT-BTC dated April 27, 2017, of the Minister of the Ministry of Finance amending and supplementing certain articles of Circular No. 217/2013/TT-BTC dated December 31, 2013, of the Minister of the Ministry of Finance guiding the implementation of administrative penalties in the field of securities and the stock market.

State Securities Commission

Note from RegAlert. AI assistants can read this document in full, and search 70,000+ more, through the RegAlert MCP connector (https://mcp.regalert.today/mcp). Free with an account. How to connect ChatGPT, Claude or Cursor.

Lineage: No known changes

RegAlert holds no document that amends or replaces this one. This is not a check that it is in force: confirm with the regulator.

Circular No. 217/2013/TT-BTC datedDecember 31, 2013, of the Ministe…Not in RegAlert · Ministry of FinanceCircular No. 217/2013/TT-BTC dated December 31, 2013, of the Minister of the Ministry of Finance — Not in RegAlert · Ministry of FinanceCircular No. 36/2017/TT-BTC datedApril 27, 2017, of the Minister o…Not in RegAlert · Ministry of FinanceCircular No. 36/2017/TT-BTC dated April 27, 2017, of the Minister of the Ministry of Finance — Not in RegAlert · Ministry of FinanceCircular 117/2020/TT-BTC onMethods for Calculating Illeg…2020-12-31 · this documentCircular 117/2020/TT-BTC on Methods for Calculating Illegal Revenues and Unjustified Gains in Securities and Stock Market Violations (2020-12-31)
amendssupersedesissued underrefers todashed card: not in RegAlert (or proposed)arrows run from the older text to the one that changes it
The links and the sentences they come from (2)
Supersedes
  • Circular No. 217/2013/TT-BTC dated December 31, 2013, of the Minister of the Ministry of FinanceNot in RegAlert · Ministry of Finance

    “This Circular replaces Circular No. 217/2013/TT-BTC dated December 31, 2013, of the Minister of the Ministry of Finance guiding the implementation of administrative penalties in the field of securities and the stock market”

  • Circular No. 36/2017/TT-BTC dated April 27, 2017, of the Minister of the Ministry of FinanceNot in RegAlert · Ministry of Finance

    “and Circular No. 36/2017/TT-BTC dated April 27, 2017, of the Minister of the Ministry of Finance amending and supplementing certain articles of Circular No. 217/2013/TT-BTC”

More like this from SSC

SSC published 1 document in the last 30 days. We email you each new one the day it's published.

Source: State Securities Commission — original document · Summary generated with machine assistance and reviewed before publication; the authoritative text is the regulator's original document. How RegAlert works

In RegAlert: added · updated