Regulatory Alerts2020-12-31 | 121/2020/TT-BTCAdded · Updated
Circular 121/2020/TT-BTC on Securities Company Operations
The Ministry of Finance issued Circular 121/2020/TT-BTC on December 31, 2020, to regulate the operations of securities companies, with the regulation taking effect on February 15, 2021. This circular supersedes and renders ineffective Circular 210/2010/TT-BTC and Circular 07/2016/TT-BTC, which previously guided the establishment and activities of securities companies. The regulatory framework is overseen by the State Securities Commission (UBCKNN).
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