Rule · FSCA · 16 Apr 2014
Managers of collective investment schemes must ensure compliance with Notice 910 of 2010 by 30 June 2014. Failure to meet this deadline may result in enforcement action, including referral to the Enforcement Committee. This requirement follows Guidance Note 1 issued on 1 November 2013.
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| DATE: | 16 April 2014 | E-MAIL: | tholoane.makhu@fsb.co.za |
INFORMATION CIRCULAR NO. 21
TO MANAGERS AND TRUSTEES OF COLLECTIVE INVESTMENT SCHEMES
COMPLIANCE WITH NOTICE 910 OF 2010 ("THE NOTICE")
Pursuant to the guidance note issued on 1 November 2013, Guidance Note 1, the Registrar now advises that managers have until 30 June 2014 to ensure compliance with the Notice following which enforcement action will be taken for non-compliance, which could include referral to the Enforcement Committee.
J A BOYD
REGISTRAR OF COLLECTIVE INVESTMENT SCHEMES
Board Members: AM Sithole (Chairperson) H Wilton (Deputy Chairperson) Z Bassa JV Mogadime Prof PJ Sutherland FE Groepe D Turpin HMH Ratshefola D Msomi I Momoniat O Makhubela (Alternate) Executive Officer: DP Tshidi
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“COMPLIANCE WITH NOTICE 910 OF 2010 ("THE NOTICE")”
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